Common use of Accounts of Introducing Brokers Clause in Contracts

Accounts of Introducing Brokers. 9.3.1 If you are an Introducing Broker holding a consolidated or omnibus account with IBLUX for the benefit of your clients (which may include multiple accounts or subaccounts): 9.3.1.1 The consolidated/omnibus account(s) shall be carried in the name of Introducing Broker and Introducing Broker shall effect all Transactions to be executed and cleared by IBLUX through the consolidated/omnibus account(s). Introducing Broker shall be solely responsible for all aspects of the acceptance and handling of the individual accounts of the clients of Introducing Broker whose transactions are effected through the consolidated/omnibus account(s), the acceptance and handling of all orders submitted by 9.3.1.2 Introducing Broker represents that Introducing Broker is authorised pursuant to its articles of incorporation, charter, by-laws, operating agreement or other governing document(s) and all applicable laws and regulations to: (i) retain the services of IBLUX; (ii) enter into this Agreement; (iii) engage in the investment transactions to be effected through the account; (iv) effect such transactions on behalf of Introducing Broker’s clients; and (v) engage in all other transactions and activities contemplated by this Agreement. 9.3.1.3 Introducing Broker represents that Introducing Broker and its officers, directors and employees are and will remain for the duration of this Agreement properly registered, licensed, or authorised (unless such persons are not required to be so registered, licensed, or authorised), under all applicable laws and regulations. Introducing Broker shall promptly notify IBLUX of any material changes in any of its regulatory or self-regulatory organisation registrations, licensures, authorisations, or memberships.

Accounts of Introducing Brokers. 9.3.1 If you are an Introducing Broker holding a consolidated or omnibus account with IBLUX for the benefit of your clients (which may include multiple accounts or subaccounts): 9.3.1.1 The consolidated/omnibus account(s) shall be carried in the name of Introducing Broker and Introducing Broker shall effect all Transactions to be executed and cleared by IBLUX through the consolidated/omnibus account(s). Introducing Broker shall be solely responsible for all aspects of the acceptance and handling of the individual accounts of the clients of Introducing Broker whose transactions are effected through the consolidated/omnibus account(s), the acceptance and handling of all orders submitted byby Introducing Broker's clients, and all regulatory responsibilities and obligations related thereto including the disclosure of the costs and charges described in Section 5.1.3 above. 9.3.1.2 Introducing Broker represents that Introducing Broker is authorised pursuant to its articles of incorporation, charter, by-laws, operating agreement or other governing document(s) and all applicable laws and regulations to: (i) retain the services of IBLUX; (ii) enter into this Agreement; (iii) engage in the investment transactions to be effected through the account; (iv) effect such transactions on behalf of Introducing Broker’s 's clients; and (v) engage in all other transactions and activities contemplated by this Agreement. 9.3.1.3 Introducing Broker represents that Introducing Broker and its officers, directors and employees are and will remain for the duration of this Agreement properly registered, licensed, or authorised (unless such persons are not required to be so registered, licensed, or authorised), under all applicable laws and regulations. Introducing Broker shall promptly notify IBLUX of any material changes in any of its regulatory or self-regulatory organisation registrations, licensures, authorisations, or memberships.

Accounts of Introducing Brokers. 9.3.1 If you are an Introducing Broker holding a consolidated or omnibus account with IBLUX IB UK for the benefit of your clients (which may include multiple accounts or subaccounts): 9.3.1.1 a. The consolidated/omnibus account(s) shall be carried in the name of Introducing Broker and Introducing Broker shall effect all Transactions transactions to be executed and cleared by IBLUX IB UK through the consolidated/omnibus account(s). Introducing Broker shall be solely responsible for all aspects of the acceptance and handling of the individual accounts of the clients of Introducing Broker whose transactions are effected through the consolidated/omnibus account(s), the acceptance and handling of all orders submitted byby Introducing Broker's clients, and all regulatory responsibilities and obligations related thereto. 9.3.1.2 b. Introducing Broker represents that Introducing Broker is authorised authorized pursuant to its articles of incorporation, charter, by-laws, operating agreement or other governing document(s) and all applicable laws and regulations to: (i) retain the services of IBLUXIB UK; (ii) enter into this Agreement; (iii) engage in the investment transactions to be effected through the account; (iv) effect such transactions on behalf of Introducing Broker’s 's clients; and (v) engage in all other transactions and activities contemplated by this Agreement. 9.3.1.3 c. Introducing Broker represents that Introducing Broker and its officers, directors and employees are and will remain for the duration of this Agreement properly registered, licensed, or authorised authorized (unless such persons are not required to be so registered, licensed, or authorisedauthorized), under all applicable laws and regulations. Introducing Broker shall promptly notify IBLUX IB UK of any material changes in any of its regulatory or self-regulatory organisation organization registrations, licensures, authorisationsauthorizations, or memberships.

Accounts of Introducing Brokers. 9.3.1 If you are an Introducing Broker holding a consolidated or omnibus account with IBLUX IB UK for the benefit of your clients (which may include multiple accounts or subaccounts): 9.3.1.1 The consolidated/omnibus account(s) shall be carried in the name of Introducing Broker and Introducing Broker shall effect all Transactions transactions to be executed and cleared by IBLUX IB UK through the consolidated/omnibus account(s). Introducing Broker shall be solely responsible for all aspects of the acceptance and handling of the individual accounts of the clients of Introducing Broker whose transactions are effected through the consolidated/omnibus account(s), the acceptance and handling of all orders submitted byby Introducing Broker's clients, and all regulatory responsibilities and obligations related thereto. 9.3.1.2 Introducing Broker represents that Introducing Broker is authorised pursuant to its articles of incorporation, charter, by-laws, operating agreement or other governing document(s) and all applicable laws and regulations to: (i) retain the services of IBLUXIB UK; (ii) enter into this Agreement; (iii) engage in the investment transactions to be effected through the account; (iv) effect such transactions on behalf of Introducing Broker’s 's clients; and (v) engage in all other transactions and activities contemplated by this Agreement. 9.3.1.3 Introducing Broker represents that Introducing Broker and its officers, directors and employees are and will remain for the duration of this Agreement properly registered, licensed, or authorised (unless such persons are not required to be so registered, licensed, or authorised), under all applicable laws and regulations. Introducing Broker shall promptly notify IBLUX IB UK of any material changes in any of its regulatory or self-self- regulatory organisation registrations, licensures, authorisations, or memberships.