Common use of Accredited Investor Certification Clause in Contracts

Accredited Investor Certification. Please check response A or B as appropriate: _____ A. I am not an accredited investor. _____ B. I am an accredited investor because I am (please check the appropriate response): _____ I have an individual net worth (or joint net worth with spouse) in excess of $1,000,000; or _____ I had an individual income (not including any amounts attributable to spouse or to property owned by spouse) of more than $200,000 in each of the previous two calendar years and a reasonable expectation to reach the same income level in the current year; or I had a joint income with spouse in excess of $300,000 in each of the previous two calendar years and a reasonable expectation to reach the same income level in the current year; or _____ I am a bank or savings and loan association, whether acting in its individual or fiduciary capacity; or _____ I am a broker-dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934; or _____ I am an insurance company; or _____ I am an investment company registered under the Investment Company Act of 1940, as amended, or a business development company as defined in said Act; or _____ I am a Small Business Investment Company licensed by the U.S. Small Business Administration; or _____ I am a plan established and maintained by a state, its political subdivisions or any agency or instrumentality thereof, for the benefit of its employees, if such plan has total assets in excess of $5,000,000; or _____ I am an employee benefit plan within the meaning of Title I of the Employment Retirement Income Security Act of 1974 (“ERISA”), if the investment decision with respect to this investment is made by a plan fiduciary which is either a bank, savings and loan association, insurance company or registered investment advisor, or if the employee benefit plan has total assets in excess of $5,000,000, or if a self-directed plan, its investment decisions are made solely by persons who are accredited investors; or _____ I am a private business development company as defined in the Investment Advisors Act of 1940, as amended; or _____ I am a corporation, Massachusetts or similar business trust or partnership, or any tax exempt organization as defined in Section 501(c)(3) of the Internal Revenue Code, not formed for the specific purpose of acquiring Investor Securities, with the total assets in excess of $5,000,000; or _____ I am a trust with total assets in excess of $5,000,000, not formed for the specific purpose of acquiring Investor Securities, whose purchase is directed.

Accredited Investor Certification. Please check response A or B as appropriate: _____ A. I am not an accredited investor. _____ B. I am an accredited a credited investor because I am (please check the appropriate response): _____ I have an individual net worth (or joint net worth with spouse) in excess of $1,000,000; or _____ I had an individual income (not including any amounts attributable to spouse or to property owned by spouse) of more than $200,000 in each of the previous two calendar years and a reasonable expectation to reach the same income level in the current year; or I had a joint income with spouse in excess of $300,000 in each of the previous two calendar years and a reasonable expectation to reach the same income level in the current year; or _____ I am a bank or savings and loan association, whether acting in its individual or fiduciary capacity; or _____ I am a broker-dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934; or _____ I am an insurance company; or _____ I am an investment company registered under the Investment Company Act of 1940, as amended, or a business development company as defined in said Act; or _____ I am a Small Business Investment Company licensed by the U.S. Small Business Administration; or _____ I am a plan established and maintained by a state, its political subdivisions or any agency or instrumentality thereof, for the benefit of its employees, if such plan has total assets in excess of $5,000,000; or _____ I am an employee benefit plan within the meaning of Title I of the Employment Retirement Income Security Act of 1974 (“ERISA”), if the investment decision with respect to this investment is made by a plan fiduciary which is either a bank, savings and loan association, insurance company or registered investment advisor, or if the employee benefit plan has total assets in excess of $5,000,000, or if a self-directed plan, its investment decisions are made solely by persons who are accredited investors; or _____ I am a private business development company as defined in the Investment Advisors Act of 1940, as amended; or _____ I am a corporation, Massachusetts or similar business trust or structure partnership, or any tax exempt organization as defined in Section 501(c)(3) of the Internal Revenue Code, not formed for the specific purpose of acquiring Investor Securities, with the total assets in excess of $5,000,000; or _____ I am a trust with total assets in excess of $5,000,000, not formed for the specific purpose of acquiring Investor Securities, whose purchase is directed.