Accredited Investor or Qualified Institutional Buyer. Each Holder is (a) an “accredited investor” within the meaning of Rule 501(a)(1), (2), (3) and (7) of Regulation D promulgated under the Securities Act of 1933, as amended (the “Securities Act”), and/or (b) a “qualified institutional buyer” within the meaning of Rule 144A promulgated under the Securities Act.
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Samples: Purchase Agreement (Forest City Realty Trust, Inc.), Purchase Agreement (Forest City Realty Trust, Inc.)
Accredited Investor or Qualified Institutional Buyer. Each Holder is (ai) an institutional “accredited investor” within the meaning of Rule 501(a)(1), (2), (3) and or (7) of Regulation D promulgated under the Securities Act of 1933, as amended (the “Securities Act”), and/or or (bii) a “qualified institutional buyer” within the meaning of Rule 144A promulgated under the Securities Act.
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Samples: Exchange Agreement (Iconix Brand Group, Inc.), Exchange Agreement (Iconix Brand Group, Inc.)
Accredited Investor or Qualified Institutional Buyer. Each The Holder is either (ai) an “accredited investor” within the meaning of Rule 501(a)(1), (2), (3) and (7) 501 of Regulation D promulgated under the Securities Act of 1933, as amended (the “Securities Act”), and/or or (bii) a “qualified institutional buyer” within the meaning of Rule 144A promulgated under the Securities Act.
Appears in 2 contracts
Samples: Exchange Agreement (PDL Biopharma, Inc.), Exchange Agreement (Healthsouth Corp)
Accredited Investor or Qualified Institutional Buyer. Each The Holder is either (ai) an “accredited investor” within the meaning of Rule 501(a)(1), (2), (3), (7) and (7) 8) of Regulation D (“Regulation D”) promulgated under the Securities Act of 1933, as amended (the “Securities Act”), and/or or (bii) a “qualified institutional buyer” within the meaning of Rule 144A promulgated under the Securities Act.
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Samples: Exchange Agreement (Omnicare Inc)
Accredited Investor or Qualified Institutional Buyer. Each The Holder is (ai) an institutional “accredited investor” within the meaning of Rule 501(a)(1), (2), (3) and or (7) of Regulation D promulgated under the Securities Act of 1933, as amended (the “Securities Act”), and/or or (bii) a “qualified institutional buyer” within the meaning of Rule 144A promulgated under the Securities ActAct and is acquiring the Exchanged 2023 Notes for its own account or for an account with respect to which it exercises sole investment discretion of another institutional accredited investor or qualified institutional buyer.
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Accredited Investor or Qualified Institutional Buyer. Each The Holder is either (ai) an “accredited investor” within the meaning of Rule 501(a)(1), (2), (3) and (7) 501 of Regulation D (“Regulation D”) promulgated under the Securities Act of 1933, as amended (the “Securities Act”), and/or or (bii) a “qualified institutional buyer” within the meaning of Rule 144A promulgated under the Securities Act.
Appears in 1 contract
Accredited Investor or Qualified Institutional Buyer. Each The Holder is either (ai) an “accredited investor” within the meaning of Rule 501(a)(1), (2), (3) and (7) 501 of Regulation D (“Regulation D”) promulgated under the Securities Act of 1933, as amended (the “Securities Act”), and/or ) or (bii) a “qualified institutional buyer” within the meaning of Rule 144A promulgated under the Securities Act.
Appears in 1 contract
Samples: Exchange Agreement (Telecommunication Systems Inc /Fa/)
Accredited Investor or Qualified Institutional Buyer. Each Holder is (ai) an institutional “accredited investor” within the meaning of Rule 501(a)(1), (2), (3) and or (7) of Regulation D promulgated under the Securities Act of 1933, as amended (the “Securities Act”), and/or or (bii) a “qualified institutional buyer” within the meaning of Rule 144A promulgated under the Securities Act. The Undersigned agrees to furnish any additional information reasonably requested by the Company or any of its affiliates to assure compliance with applicable U.S. federal and state securities laws in connection with the Exchange.
Appears in 1 contract
Samples: Exchange Agreement (Marathon Digital Holdings, Inc.)
Accredited Investor or Qualified Institutional Buyer. Each The Holder is either (a) an “accredited investor” within the meaning of Rule 501(a)(1), (2), (3) and (7) 501 of Regulation D promulgated under the Securities Act of 1933, as amended (the “Securities Act”), and/or or (b) a “qualified institutional buyer” within the meaning of Rule 144A promulgated under the Securities Act.
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