Common use of Accredited Investor or Qualified Institutional Buyer Clause in Contracts

Accredited Investor or Qualified Institutional Buyer. The Holder is either (a) an “accredited investor” within the meaning of Rule 501(a)(1), (2), (3), (7) and (8) of Regulation D promulgated under the Securities Act of 1933, as amended (the “Securities Act”), or (b) a “qualified institutional buyer” within the meaning of Rule 144A promulgated under the Securities Act; and, in each case, is acquiring the Shares hereunder for investment for its own respective account and not with a view to, or for resale in connection with, any distribution thereof in a manner that would violate the registration requirements of the Securities Act.

Appears in 3 contracts

Samples: Exchange Agreement (Forest City Enterprises Inc), Exchange Agreement (Forest City Enterprises Inc), Exchange Agreement (Forest City Enterprises Inc)

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Accredited Investor or Qualified Institutional Buyer. The Each Holder is either (a) (i) an “accredited investor” within the meaning of Rule 501(a)(1), (2), (3), ) or (7) and (8) of Regulation D promulgated under the Securities Act of 1933, as amended (the “Securities Act”), or and/or (bii) a “qualified institutional buyer” within the meaning of Rule 144A promulgated under the Securities Act; and, in each case, Act and (b) is acquiring the Shares New Notes hereunder for investment for its own respective account and not with a view to, or for resale in connection with, any distribution thereof in a manner that would violate the registration requirements of the Securities ActAct or of any state or other jurisdiction.

Appears in 2 contracts

Samples: Exchange Agreement (Egalet Corp), Exchange Agreement (Egalet Corp)

Accredited Investor or Qualified Institutional Buyer. The Holder is either (ai) an “accredited investor” within the meaning of Rule 501(a)(1), (2), (3), (7) and (8) 501 of Regulation D (“Regulation D”) promulgated under the Securities Act of 1933, as amended (the “Securities Act”), or (bii) a “qualified institutional buyer” within the meaning of Rule 144A promulgated under the Securities Act; and, in each case, case is acquiring the New Notes and/or New Shares hereunder for investment for its own respective account and not with a view to, or for resale in connection with, any distribution thereof in a manner that would violate the registration requirements of the Securities Act.

Appears in 1 contract

Samples: Exchange Agreement (Amtrust Financial Services, Inc.)

Accredited Investor or Qualified Institutional Buyer. The Each Holder is either both (a) an “accredited investor” within the meaning of Rule 501(a)(1), (2), (3), (7) and (8) of Regulation D promulgated under the Securities Act of 1933, as amended (the “Securities Act”), or and (b) a “qualified institutional buyer” within the meaning of Rule 144A promulgated under the Securities Act; and, in each case, and is acquiring the Shares New Notes hereunder for investment for its own respective account and not with a view to, or for resale in connection with, any distribution thereof in a manner that would violate the registration requirements of the Securities Act.

Appears in 1 contract

Samples: Exchange Agreement (Veeco Instruments Inc)

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Accredited Investor or Qualified Institutional Buyer. The Holder is either (a) (i) an “accredited investor” within the meaning of Rule 501(a)(1), (2), (3), ) and (7) and (8) of Regulation D promulgated under the Securities Act of 1933, as amended (the “Securities Act”), or and/or (bii) a “qualified institutional buyer” within the meaning of Rule 144A promulgated under the Securities Act; and, in each case, Act and (b) is acquiring the Shares Note hereunder for investment for its own respective account and not with a view to, or for resale in connection with, any distribution thereof in a manner that would violate the registration requirements of the Securities ActAct or any state or other jurisdiction.

Appears in 1 contract

Samples: Subscription Agreement (Amarin Corp Plc\uk)

Accredited Investor or Qualified Institutional Buyer. The Each Holder is either (a) an “accredited investor” within the meaning of Rule 501(a)(1), (2), (3), (7) and (8) of Regulation D promulgated under the Securities Act of 1933, as amended (the “Securities Act”), or (b) a “qualified institutional buyer” within the meaning of Rule 144A promulgated under the Securities Act; and, in each case, . Each Holder is acquiring the Shares New Notes hereunder for investment for its own respective account and not with a view to, or for resale in connection with, any distribution thereof in a manner that would violate the registration requirements of the Securities Act.

Appears in 1 contract

Samples: Exchange Agreement (Acorda Therapeutics Inc)

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