Accredited Investor. The Registered Holder is an “accredited investor” as defined in Rule 501(a) under the Securities Act of 1933, as amended (the “Act”).
Appears in 32 contracts
Samples: Warrant Agreement (Constellation Pharmaceuticals Inc), Warrant Agreement (Constellation Pharmaceuticals Inc), Common Stock Purchase Warrant (Apellis Pharmaceuticals, Inc.)
Accredited Investor. The Registered Holder is an “accredited investor” as defined Accredited Investor within the definition set forth in Rule 501(a) promulgated under the Securities Act of 1933, as amended (the “Act”).
Appears in 30 contracts
Samples: Common Stock Purchase Warrant (PLC Systems Inc), Agreement and Plan of Reorganization (Biomira Inc), Placement Agent Agreement (Illinois Superconductor Corporation)
Accredited Investor. The Registered Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D, as defined presently in Rule 501(aeffect, as promulgated by the Securities and Exchange Commission (the “SEC”) under the Securities Act of 1933, as amended (the “Act”).
Appears in 26 contracts
Samples: Warrant Agreement (Emmaus Life Sciences, Inc.), Warrant Agreement (Emmaus Life Sciences, Inc.), Warrant Agreement (Emmaus Life Sciences, Inc.)
Accredited Investor. The Registered Holder is an “accredited investor” investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act of 1933, as amended (the “Act”).
Appears in 21 contracts
Samples: Warrant Agreement (Klaviyo, Inc.), Warrant Agreement (Klaviyo, Inc.), Warrant Agreement (Klaviyo, Inc.)
Accredited Investor. The Registered Holder is an “accredited investor” as defined in Rule 501(a) under the Securities Act of 1933, as amended (the “Act”).
Appears in 17 contracts
Samples: Warrant Agreement (Danimer Scientific, Inc.), Warrant Agreement (NitroSecurity, Inc.), Warrant Agreement (CytoCore Inc)
Accredited Investor. The Registered Holder is an “accredited investor” as defined in within the meaning of Rule 501(a) 501 of Regulation D promulgated under the Securities Act of 1933, as amended (the “Securities Act”).
Appears in 15 contracts
Samples: Exchange Agreement (Forest City Enterprises Inc), Exchange Agreement (Forest City Enterprises Inc), Exchange Agreement (Forest City Enterprises Inc)
Accredited Investor. The Registered Holder is an “"accredited investor” " as defined in Rule 501(a) under the Securities Act of 1933, as amended (the “Act”).
Appears in 14 contracts
Samples: Warrant Agreement (Molecular Diagnostics Inc), Warrant Agreement (Molecular Diagnostics Inc), Warrant Agreement (Molecular Diagnostics Inc)
Accredited Investor. The Registered Holder is an “"accredited investor” " as defined in Rule 501(a) under the Securities Act of 1933, as amended (the “Act”).
Appears in 9 contracts
Samples: Common Stock Purchase Warrant (Werewolf Therapeutics, Inc.), Ordinary Share Purchase Warrant (Stealth BioTherapeutics Corp), Ordinary Share Purchase Warrant (Stealth BioTherapeutics Corp)
Accredited Investor. The Registered Holder is an “"accredited investor” " as defined in Rule 501(a) under the Securities Act of 1933, as amended (the “"Act”").
Appears in 9 contracts
Samples: Common Stock Purchase Warrant (Intercept Pharmaceuticals Inc), Common Stock Purchase Warrant (Intercept Pharmaceuticals Inc), Common Stock Purchase Warrant (Intercept Pharmaceuticals Inc)
Accredited Investor. The Registered Holder is an “accredited investor” as defined in Rule 501(a) under the Securities Act of 1933, as amended (the “1933 Act”).
Appears in 8 contracts
Samples: Common Stock Purchase Warrant (Indaptus Therapeutics, Inc.), Warrant Agreement (Entasis Therapeutics Holdings Inc.), Warrant Agreement (Ayala Pharmaceuticals, Inc.)
Accredited Investor. The Registered Holder is an “accredited investor” as defined in within the meaning of SEC Rule 501(a) 501 of Regulation D promulgated under the Securities Act of 1933, as amended (the “Securities Act”).
Appears in 6 contracts
Samples: Conversion Agreement (CNS Response, Inc.), Conversion Agreement (CNS Response, Inc.), Conversion Agreement (CNS Response, Inc.)
Accredited Investor. The Registered Holder is an “"accredited investor” as defined in " within the meaning of Regulation D, Rule 501(a) ), promulgated by the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “"Securities Act”").
Appears in 6 contracts
Samples: Warrant Agreement (Healthetech Inc), Warrant Agreement (Healthetech Inc), Warrant Agreement (Healthetech Inc)
Accredited Investor. The Registered Holder is an “accredited investor” as defined in within the meaning of Regulation D, Rule 501(a) ), promulgated by the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”).
Appears in 5 contracts
Samples: Warrant Agreement (Healthetech Inc), Warrant Agreement (Healthetech Inc), Warrant Agreement (Healthetech Inc)
Accredited Investor. The Registered Holder is an “"accredited -------------------- investor” " as defined in Rule 501(a) under the Securities Act of 1933, as amended (the “Act”).;
Appears in 5 contracts
Samples: Common Stock Purchase Warrant (Senesco Technologies Inc), Common Stock Purchase Warrant (Senesco Technologies Inc), Common Stock Purchase Warrant (Senesco Technologies Inc)
Accredited Investor. The Registered Holder is an “"accredited investor” " as defined in Rule 501(a) under the Securities Act of 1933, as amended (the “1933 Act”).
Appears in 3 contracts
Samples: Common Stock Purchase Warrant (Selecta Biosciences Inc), Common Stock Warrant (Selecta Biosciences Inc), Common Stock Purchase Warrant (Selecta Biosciences Inc)
Accredited Investor. The Registered Holder is an “accredited investor” as defined in within the meaning of Rule 501(a) 501 under the Securities Act of 1933, as amended (the “Act”).
Appears in 3 contracts
Samples: Exchange Agreement (Spotlight Innovation Inc.), Securities Exchange Agreement (Bitcoin Shop Inc.), Exchange Agreement (MPG Office Trust, Inc.)
Accredited Investor. The Registered Holder is an “accredited investor” as defined in Rule 501(a) under the Securities Act of 1933, as amended (the “Act”). The Registered Holder has provided such information or documentation, if any, reasonably requested by the Company in connection with the Company’s verification of the Registered Holder’s status as an accredited investor.
Appears in 3 contracts
Samples: Underwriting Agreement (Spring Bank Pharmaceuticals, Inc.), Securities Agreement (Spring Bank Pharmaceuticals, Inc.), Securities Agreement (Spring Bank Pharmaceuticals, Inc.)
Accredited Investor. The Registered Holder is an “accredited investor” as defined in Rule 501(a) under the Securities Act of 1933, as amended (the “Act”).
Appears in 3 contracts
Samples: Interim Investors Agreement, Purchase Right Agreement (Ladder Capital Corp), Interim Investors Agreement (Sanchez Energy Corp)
Accredited Investor. The Registered Holder is an “accredited investor” as defined Accredited Investor within the definition set forth in Rule 501(a) promulgated under the Securities Act of 1933, as amended (the “Act”).
Appears in 2 contracts
Samples: Preferred Stock Purchase Warrant (Nuvelo Inc), Warrant Agreement (General Magic Inc)
Accredited Investor. The Registered Holder is an “accredited investor” as defined in within the meaning of Rule 501(a) 501 under the Securities Act of 1933Act, as amended (the “Act”)presently in effect.
Appears in 2 contracts
Samples: Placement Agent Agreement (Alien Technology Corp), Placement Agent Agreement (Alien Technology Corp)
Accredited Investor. The Registered Holder is an “accredited investor” as defined in within the meaning of Rule 501(a) under the Securities Act of 1933, as amended (the “Act”).
Appears in 2 contracts
Samples: Exchange Agreement (NantHealth, Inc.), Exchange Agreement (NantHealth, Inc.)
Accredited Investor. The Registered Holder is an “accredited investor” as defined Accredited Investor ------------------- within the definition set forth in Rule 501(a) promulgated under the Securities Act of 1933, as amended (the “Act”).
Appears in 2 contracts
Samples: Placement Agent Agreement (Razorfish Inc), Placement Agent Agreement (Irvine Sensors Corp/De/)
Accredited Investor. The Registered Holder is an “accredited investor” as defined in Rule 501(a) under the Securities Act of 1933, as amended (the “Act”).
Appears in 2 contracts
Samples: Warrant Agreement (Applied Therapeutics Inc.), Common Stock Purchase Warrant (Applied Therapeutics Inc.)
Accredited Investor. The Registered Holder is an “"accredited investor” " as that term is ------------------- defined in Rule 501(a) 501 of the General Rules and Regulations under the Securities 1933 Act by reason of 1933, as amended (the “Act”Rule 501(a)(3).;
Appears in 2 contracts
Samples: Exchange Agreement (Equalnet Communications Corp), Exchange Agreement (Equalnet Communications Corp)
Accredited Investor. The Registered Holder is an “accredited investor” as defined in within the meaning of Rule 501(a) 501 promulgated under the Securities Act of 1933, as amended (the “Act”).
Appears in 2 contracts
Samples: Bridge Note Purchase Agreement (Siga Technologies Inc), Contribution and Equity Interest Purchase Agreement (Conagra Foods Inc /De/)
Accredited Investor. The Registered Holder is an “accredited investor” as such term is defined in Rule 501(a) 501 promulgated under the Securities Act of 1933, as amended (the “Act”).
Appears in 2 contracts
Samples: Warrant Agreement (Peplin Inc), Warrant Agreement (Peplin Inc)
Accredited Investor. The Registered Holder is an “"accredited investor” ," as such term is defined in Rule 501(a) promulgated by the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “1933 Act”).
Appears in 2 contracts
Samples: Exchange Agreement (China Resources Development Inc), Exchange Agreement (China Resources Development Inc)
Accredited Investor. The Registered Holder is an “accredited investor” as defined Accredited Investor -------------------- within the definition set forth in Rule 501(a) promulgated under the Securities Act of 1933, as amended (the “Act”).
Appears in 1 contract
Samples: Warrant Agreement (Razorfish Inc)
Accredited Investor. The Registered Holder is an “"accredited investor” as defined in " within the meaning of Rule 501(a) 501 under the Securities Act of 1933, as amended (the “"Securities Act”").
Appears in 1 contract
Accredited Investor. The Registered Holder is an “"accredited ------------------- investor” " as defined in Rule 501(a) under the Securities Act of 1933, as amended (the “Act”).;
Appears in 1 contract
Samples: Common Stock Purchase Warrant (Senesco Technologies Inc)
Accredited Investor. The Registered Holder is an “"accredited -------------------- investor” " as defined in Rule 501(a) under the Securities Act of 1933, as amended (the “"Act”").;
Appears in 1 contract
Samples: Common Stock Purchase Warrant (Senesco Technologies Inc)
Accredited Investor. The Registered Holder is an “accredited investor” as defined in Rule 501(a) 501 promulgated under the Securities Act of 1933, as amended (the “Act”).
Appears in 1 contract
Accredited Investor. The Registered Holder is an “"accredited investor” " as defined in Rule 501(a) under the Securities Act of 1933, as amended (the “Act”).
Appears in 1 contract
Accredited Investor. The Registered Holder is an “accredited investor” as defined in Rule 501(a501 (a) under the Securities Act of 1933, as amended (the “Act”).
Appears in 1 contract
Samples: Warrant Agreement (CytoCore Inc)
Accredited Investor. The Registered Holder is an “"accredited -------------------- investor” " as defined in Rule 501(a) under the Securities Act of 1933, as amended (the “"Act”").
Appears in 1 contract
Samples: Warrant Agreement (Cytogen Corp)
Accredited Investor. The Registered Holder is an “-------------------- "accredited investor” " as defined in Rule 501(a) under the Securities Act of 1933, as amended (the “"Act”").;]
Appears in 1 contract
Samples: Common Stock Purchase Warrant (Senesco Technologies Inc)
Accredited Investor. The Registered Holder is an “accredited investor” as defined in Rule 501(a) under the Securities Act of 1933, as amended (the “Act”).;
Appears in 1 contract
Accredited Investor. The Registered Holder is an “"accredited investor” as defined in Rule 501(a) under " ------------------- within the meaning of the Securities Act and Exchange Rule 501 of 1933Regulation D, as amended (the “Act”)presently in effect.
Appears in 1 contract
Samples: Consent to Sublease (Extricity Inc)
Accredited Investor. The Registered Holder is an “accredited investor” as defined in within the meaning of Rule 501(a) and (g) under the Securities Act of 1933, as amended (the “Act”)amended.
Appears in 1 contract
Samples: Note Exchange Agreement (Cogentix Medical Inc /De/)
Accredited Investor. The Registered Holder is an “accredited investor” as defined in within the meaning of Securities and Exchange Commission (“SEC”) Rule 501(a) under the Securities Act 501 of 1933Regulation D, as amended (the “Act”)presently in effect.
Appears in 1 contract
Accredited Investor. The Registered Holder is an “accredited investor,” as that term is defined in Rule 501(a) 501 of Regulation D as promulgated under the Securities Act of 1933, as amended (the “Securities Act”).
Appears in 1 contract
Samples: Warrant Agreement (Aemetis, Inc)
Accredited Investor. The Registered Holder is an “accredited investor” as defined Accredited Investor within the definition set forth in Rule 501(a) promulgated under the Securities Act of 1933, as amended (the “Act”)amended.
Appears in 1 contract
Samples: Stock Purchase Warrant (National Scientific Corp/Az)
Accredited Investor. The Registered Holder is an “"accredited ------------------- investor” " as defined in Rule 501(a) under the Securities Act of 1933, as amended (the “"Act”").;
Appears in 1 contract
Samples: Common Stock Purchase Warrant (Senesco Technologies Inc)
Accredited Investor. The Registered Holder is an “accredited investor” as defined in Rule 501(a) of Regulation D promulgated under the Securities Act of 1933, as amended (the “Act”).
Appears in 1 contract
Samples: Senior Secured Note and Warrant Purchase Agreement (Jazz Pharmaceuticals Inc)
Accredited Investor. The Registered Holder is an “accredited investor” as defined in by Rule 501(a) 501 of Regulation D under the Securities Act of 1933, as amended (the “Act”).
Appears in 1 contract
Samples: Warrant Agreement (Elephant Talk Communications Corp)
Accredited Investor. The Registered Holder is an “accredited investor” as defined Accredited Investor within the meaning of the definition set forth in Rule 501(a) promulgated under the Securities Act of 1933, as amended (the “Act”).
Appears in 1 contract
Accredited Investor. The Registered Holder is an “"accredited investor” " as defined in Rule 501(a501(c) under the Securities Act of 1933, as amended (the “Act”)amended.
Appears in 1 contract
Samples: Securities Purchase Agreement (Natural Health Trends Corp)
Accredited Investor. The Registered Holder is an “"accredited investor” " within the meaning of Rule 501 of Regulation D, as defined presently in Rule 501(aeffect, as promulgated by the Securities and Exchange Commission (the "SEC") under the Securities Act of 1933, as amended (the “"Act”").
Appears in 1 contract
Samples: Forbearance Agreement (GlyEco, Inc.)
Accredited Investor. The Registered Holder is an “accredited investor” as defined in within the meaning of Rule 501(a) 501 of Regulation D promulgated under the Securities Act of 1933, as amended (the “Act”).
Appears in 1 contract
Accredited Investor. The Registered Holder is an “accredited investor” as defined in by Rule 501(a) 501 of Regulation D promulgated under the Securities Act of 1933, as amended (the “Act”).
Appears in 1 contract
Samples: Merger Agreement (Vringo Inc)
Accredited Investor. The Registered Holder is an “accredited investor” as defined in Rule 501(a) under the Securities Act of 1933, as amended (the “Securities Act”).
Appears in 1 contract
Samples: Common Stock Purchase Warrant (Valeant Pharmaceuticals International)
Accredited Investor. The Registered Holder is an “accredited investor” as defined Accredited Investor within the definition set forth in Rule 501(a) promulgated under the Securities Act of 1933, as amended (the “Act”).. 19 20
Appears in 1 contract
