Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 488 contracts
Samples: Series B Preferred Stock Purchase Agreement (GCL Global Holdings LTD), Convertible Promissory Note Purchase Agreement (Antelope Enterprise Holdings LTD), Convertible Note Purchase Agreement (LanzaTech Global, Inc.)
Accredited Investor. The Purchaser is an “accredited investor investor” as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 203 contracts
Samples: Forward Purchase Agreement (Spark I Acquisition Corp), Forward Purchase Agreement (Spark I Acquisition Corp), Stock Purchase Agreement (Solitario Resources Corp.)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities ActAct of 1933, as amended.
Appears in 89 contracts
Samples: Common Stock Purchase Agreement (Melanthios Acquisition Corp.), Common Stock Purchase Agreement (Dardanos Acquisition Corp.), Common Stock Purchase Agreement (Northam Acquisition Corp.)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.Act of 1933, as amended and has executed the statement of accredited investor annexed hereto as Exhibit A.
Appears in 59 contracts
Samples: Common Stock Purchase Agreement (Unite Acquisition 2 Corp.), Common Stock Purchase Agreement (Unite Acquisition 3 Corp.), Common Stock Purchase Agreement (Unite Acquisition 1 Corp.)
Accredited Investor. The Purchaser represents that it is an accredited investor as defined in Rule 501(a) within the meaning of Regulation D promulgated under the Securities Act.
Appears in 47 contracts
Samples: Stock Purchase Agreement (Calithera Biosciences, Inc.), Share Subscription Agreement (uniQure N.V.), Note Purchase Agreement (Biovest International Inc)
Accredited Investor. The Purchaser represents that it is an accredited investor as defined in Rule 501(a) within the meaning of Regulation D promulgated under the Securities Act.
Appears in 34 contracts
Samples: Series B Convertible Preferred Stock Purchase Agreement (Vocodia Holdings Corp), Series a Convertible Preferred Stock Purchase Agreement (La Rosa Holdings Corp.), Series B Convertible Preferred Stock Purchase Agreement (Vocodia Holdings Corp)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 32 contracts
Samples: Securities Purchase Agreement (Ondas Holdings Inc.), Securities Purchase Agreement (Ondas Holdings Inc.), Preferred Stock Purchase Agreement (Ondas Holdings Inc.)
Accredited Investor. The Purchaser is an “accredited investor investor” as that term is defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 22 contracts
Samples: Securities Purchase Agreement (Givemepower Corp), Securities Purchase Agreement (Givemepower Corp), Subscription Agreement
Accredited Investor. The Purchaser is an accredited investor as ------------------- defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 21 contracts
Samples: Stock Purchase Agreement (Loudeye Technologies Inc), Series C Preferred Stock Purchase Agreement (Onvia Com Inc), Joint Venture Agreement (Chemdex Corp)
Accredited Investor. The Purchaser is an “accredited investor investor” as defined in under Rule 501(a) 501 of Regulation D promulgated under the Securities Act.
Appears in 17 contracts
Samples: Secured Promissory Note (AMHN, Inc.), Note Purchase Agreement (AMHN, Inc.), Preferred Stock Purchase Agreement (Amacore Group, Inc.)
Accredited Investor. The Purchaser is an “accredited investor investor” as that term is defined in Rule 501(a) of Regulation D promulgated under the Securities Act. If Purchaser is an entity, Purchaser was not formed for the specific purpose of acquiring the Securities, and, if it was, all of Purchaser’s equity owners are “accredited investors” as defined above.
Appears in 17 contracts
Samples: Securities Purchase Agreement (Virtual Piggy, Inc.), Securities Purchase Agreement (Virtual Piggy, Inc.), Securities Purchase Agreement (Virtual Piggy, Inc.)
Accredited Investor. The Such Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 14 contracts
Samples: Class a Series 2 Unit Purchase Agreement (Learn SPAC HoldCo, Inc.), Series B Preferred Stock Purchase Agreement (Energy Exploration Technologies, Inc.), Forward Purchase Agreement (ExcelFin Acquisition Corp.)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 13 contracts
Samples: Unit Purchase Agreement (Isc8 Inc. /De), Securities Purchase Agreement (Noble Medical Technologies, Inc.), Note Purchase Agreement (Isc8 Inc. /De)
Accredited Investor. The Purchaser is an “accredited investor investor,” as that term is defined in Rule 501(a) 501 of Regulation D promulgated under the Securities Act.D.
Appears in 13 contracts
Samples: Securities Purchase Agreement (ATRM Holdings, Inc.), Securities Purchase Agreement (Lone Star Value Management LLC), Securities Purchase Agreement (ATRM Holdings, Inc.)
Accredited Investor. The Purchaser is an "accredited investor as defined in investor" within the meaning of Rule 501(a) of Regulation D promulgated 501 under the Securities Act.
Appears in 12 contracts
Samples: Stock Purchase Agreement (Scana Corp), Stock Purchase Agreement (Powertel Inc /De/), Stock Purchase Agreement (Scana Corp)
Accredited Investor. The Purchaser is an accredited investor as ------------------- defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 12 contracts
Samples: Series D Preferred Stock Purchase Agreement (Avantgo Inc), Series C Preferred Stock Purchase Agreement (Avantgo Inc), Series B Preferred Stock Purchase Agreement (Avantgo Inc)
Accredited Investor. The Purchaser is an “accredited investor as defined in investor” within the meaning of Rule 501(a) of Regulation D 501 promulgated under the Securities Act. The Purchaser has considered the Federal and state income tax implications of the exercise of the Warrant and the purchase and subsequent sale of the Warrant Shares and the Conversion Shares.
Appears in 11 contracts
Samples: Warrant Agreement (Thar Pharmaceuticals Inc), Warrant Agreement (Thar Pharmaceuticals Inc), Warrant Agreement (Intelepeer Inc)
Accredited Investor. The Purchaser is an "accredited investor investor" as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 11 contracts
Samples: Securities Purchase Agreement (Amcon Distributing Co), Securities Purchase Agreement (Amcon Distributing Co), Securities Purchase Agreement (Amcon Distributing Co)
Accredited Investor. The Purchaser is an accredited investor “Accredited Investor,” as such term is defined in Rule 501(a) of Regulation D promulgated under the Securities ActAct (without reliance on Rule 501(a)(4) thereof).
Appears in 10 contracts
Samples: Purchase Agreement (Sharper Image Corp), Purchase Agreement (Knightspoint Partners II, L.P.), Purchase Agreement (Sharper Image Corp)
Accredited Investor. The Purchaser is an “accredited investor investor” as defined in Rule 501(a) of Regulation D promulgated D, as amended, under the Securities 1933 Act.
Appears in 10 contracts
Samples: Purchase Agreement (Nexmed Inc), Securities Purchase Agreement (United Energy Corp /Nv/), Preferred Stock Purchase Agreement (Harken Energy Corp)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities ActAct of 1933, as amended.
Appears in 10 contracts
Samples: Subscription Agreement (Empire Resorts Inc), Subscription Agreement (Empire Resorts Inc), Subscription Agreement (Empire Resorts Inc)
Accredited Investor. The Purchaser is an “accredited investor investor” as defined in Rule 501(a501(a)(8) of Regulation D D, promulgated under the Securities Act.
Appears in 9 contracts
Samples: Stock Purchase Agreement (Annaly Capital Management Inc), Stock Purchase Agreement (CreXus Investment Corp.), Stock Purchase Agreement (Chimera Investment Corp)
Accredited Investor. The Purchaser is an “accredited investor investor” as that term is defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 9 contracts
Samples: Second Tranche Stock Purchase Agreement (Siebert Financial Corp), Stock Purchase Agreement (Siebert Financial Corp), Securities Purchase Agreement (Bio Key International Inc)
Accredited Investor. The Purchaser is an “accredited investor as defined in investor” within the meaning of Rule 501(a) of Regulation D 501 promulgated under the Securities Act. The Purchaser has considered the Federal and state income tax implications of the exercise of the Warrant and the purchase and subsequent sale of the Warrant Shares.
Appears in 9 contracts
Samples: Conversion Agreement (Geospatial Corp), Conversion Agreement (Geospatial Corp), Conversion Agreement (Geospatial Corp)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 9 contracts
Samples: Common Stock Purchase Agreement (Age Reversal, Inc.), Common Stock Purchase Agreement (Pier Acquisition II, Inc.), Common Stock Purchase Agreement (SRKP 11 Inc)
Accredited Investor. The Purchaser is either (A) an “accredited investor as defined in investor” within the meaning of Rule 501(a) 501 of Regulation D promulgated under the Securities Act., as updated; or (B) a “sophisticated investor,” defined by the U.S. Securities and Exchange Commission as investors who “have sufficient knowledge and experience in financial and business matters to make them capable of evaluating the merits and risks of the prospective
Appears in 8 contracts
Samples: Note Purchase Agreement (Alpine 4 Holdings, Inc.), Note Purchase Agreement (Alpine 4 Holdings, Inc.), Note Purchase Agreement (Alpine 4 Holdings, Inc.)
Accredited Investor. The Purchaser Buyer is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 8 contracts
Samples: Share Purchase Agreement (DD Global Holdings LTD), Stock Purchase Agreement (City Media, Inc.), Stock Purchase Agreement (R & R Consulting Partners, LLC)
Accredited Investor. The Purchaser is an “accredited investor investor” as such term is defined in Rule 501(a) 501 of Regulation D the General Rules and Regulations promulgated under by the SEC pursuant to the Securities Act.
Appears in 8 contracts
Samples: Stock Purchase Agreement (Fate Therapeutics Inc), Stock Purchase Agreement (Fate Therapeutics Inc), Stock Purchase Agreement
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under pursuant to the Securities Act of 1933, as amended (the “Act”).
Appears in 8 contracts
Samples: Rights Purchase Agreement (Esl Partners, L.P.), Rights Purchase Agreement (Esl Partners, L.P.), Rights Purchase Agreement (Esl Partners, L.P.)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.Act of 1933, as amended, and has executed the Statement of Accredited Investor annexed hereto as Exhibit A.
Appears in 7 contracts
Samples: Common Stock Purchase Agreement (Plato Star Acquisition Corp 1), Common Stock Purchase Agreement (China Gate Acquisition Corp. 1), Common Stock Purchase Agreement (China Gate Acquisition Corp. 1)
Accredited Investor. The Purchaser is an "accredited investor investor" as that term is defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 7 contracts
Samples: Stock and Warrant Purchase Agreement (Princeton Video Image Inc), Stock and Warrant Purchase Agreement (Princeton Video Image Inc), Securities Purchase Agreement (Salon Media Group Inc)
Accredited Investor. The Purchaser is an “accredited investor investor” as that term is defined in Rule 501(a) of under Securities and Exchange Commission Regulation D promulgated under the Securities Act.D.
Appears in 7 contracts
Samples: Stock Purchase Agreement (Tandy Leather Factory Inc), Unit Purchase Agreement (Star Group, L.P.), Unit Purchase Agreement (Star Group, L.P.)
Accredited Investor. The Purchaser is an “accredited investor as defined in investor” within the meaning of Rule 501(a501(a)(1), (2), (3), (7) or (8) of Regulation D promulgated under the Securities Act, and is able to bear the economic risk of losing its entire investment in the Acquired Interests, and is an “accredited investor” for the purposes of the Securities Act (Ontario).
Appears in 7 contracts
Samples: Purchase and Sale Agreement (Pattern Energy Group Inc.), Purchase and Sale Agreement (Pattern Energy Group Inc.), Purchase and Sale Agreement
Accredited Investor. The Purchaser is an “accredited investor as defined in investor” within the meaning of Rule 501(a501(a)(1), (2), (3), (7) or (8) of Regulation D promulgated under the Securities Act, and is able to bear the economic risk of losing its entire investment in the Acquired Interests.
Appears in 7 contracts
Samples: Purchase and Sale Agreement, Purchase and Sale Agreement, Purchase and Sale Agreement (Pattern Energy Group Inc.)
Accredited Investor. The Purchaser is an “accredited investor investor” as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 6 contracts
Samples: Merger Agreement (Heska Corp), Series B Convertible Preferred Stock Purchase Agreement (Celgene European Investment Co LLC), Unit Purchase Agreement (Heska Corp)
Accredited Investor. The Purchaser is an “accredited investor investor,” as that term is defined in Rule 501(a) 501 of Regulation D promulgated under the Securities Act.
Appears in 6 contracts
Samples: Acquisition Agreement (Andain, Inc.), Acquisition Agreement (Andain, Inc.), Acquisition Agreement (Andain, Inc.)
Accredited Investor. The Purchaser is an accredited investor as that term is defined in Rule 501(a) Section 501 of Regulation D promulgated under the Securities Act.
Appears in 6 contracts
Samples: Securities Purchase Agreement (S&W Seed Co), Securities Purchase Agreement (S&W Seed Co), Securities Purchase Agreement (S&W Seed Co)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities 1933 Act.
Appears in 6 contracts
Samples: Preferred Stock and Debt Exchange Agreement (Salt Blockchain Inc.), Secondary Stock Purchase Agreement (Taylor Andrew C), Stock Transfer Agreement
Accredited Investor. The Purchaser is an "accredited investor as defined in investor" within the meaning of Rule 501(a) 501 of Regulation D promulgated under the Securities Act.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Steel Partners Ii L P), Securities Purchase Agreement (Wolf Carl T), Securities Purchase Agreement (Saratoga Beverage Group Inc)
Accredited Investor. The Purchaser is an “accredited investor as defined in investor” within the meaning of Rule 501(a) 501 of Regulation D promulgated under the Securities Act.
Appears in 6 contracts
Samples: Subscription and Standby Commitment Agreement (Westpoint International Inc), Securities Purchase Agreement (Idleaire Technologies Corp), Securities Purchase Agreement (Idleaire Technologies Corp)
Accredited Investor. The Purchaser is an accredited investor as defined in "Accredited Investor" within the meaning of Rule 501(a) of Regulation D 501 promulgated under the Securities Act.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Worms & Co Inc), Securities Purchase Agreement (Krauses Furniture Inc), Securities Purchase Agreement (Th Lee Putnam Internet Fund Advisors LLC)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.Act of 1933, as amended, and has executed the statement of accredited investor annexed hereto as Exhibit A.
Appears in 6 contracts
Samples: Common Stock Purchase Agreement (Plastron Acquisition Corp Iii), Common Stock Purchase Agreement (Plastron Acquisition Corp Iii), Common Stock Purchase Agreement (CBC Acquisition Corp. 1)
Accredited Investor. The Purchaser is an “accredited investor as defined in investor” within the meaning of Rule 501(a) 501 of Regulation D promulgated under the Securities Act. Purchaser agrees to furnish any additional information requested by the Seller to assure compliance with applicable U.S. federal and state securities laws in connection with the purchase and sale of the Securities.
Appears in 6 contracts
Samples: Stock Purchase Agreement (Rokk3r Inc.), Stock Purchase Agreement (Rokk3r Inc.), Stock Purchase Agreement (Rokk3r Inc.)
Accredited Investor. The Purchaser is an "accredited investor investor" as defined in under Rule 501(a) 501 of Regulation D promulgated under the Securities Act.
Appears in 5 contracts
Samples: Note Purchase Agreement (Medical Media Television, Inc.), Note Purchase Agreement (Medical Media Television, Inc.), Stock Purchase Agreement (Medical Media Television, Inc.)
Accredited Investor. The Purchaser is an “accredited investor as defined in investor” within the meaning of Rule 501(a) 501 of Regulation D promulgated under of the Securities Act.
Appears in 5 contracts
Samples: Share Purchase Agreement (Levinson Sam), Share Purchase Agreement (Castlelake L.P.), Stock Purchase Agreement (Ladensohn David A)
Accredited Investor. The Purchaser is an "accredited investor investor" as defined in Rule 501(a) of Regulation D promulgated 501 adopted under the Securities Act.
Appears in 5 contracts
Samples: Stock Purchase Agreement (Heng Fung Holdings Co LTD), Stock Purchase Agreement (Heng Fung Holdings Co LTD), Stock Purchase Agreement (Heng Fung Holdings Co LTD)
Accredited Investor. The Purchaser is an “accredited investor as defined in investor” within the meaning of SEC Rule 501(a) 501 of Regulation D promulgated under the Securities ActD, as presently in effect.
Appears in 5 contracts
Samples: Joinder Agreement, Unit Purchase Agreement (Notis Global, Inc.), Unit Purchase Agreement (Notis Global, Inc.)
Accredited Investor. The Purchaser is an “accredited investor as defined in investor” within the meaning of Regulation D, Rule 501(a) of Regulation D ), promulgated by the Securities and Exchange Commission under the Securities ActAct and will submit to the Company such further assurances of such status as may be reasonably requested by the Company.
Appears in 5 contracts
Samples: Exchange Agreement (Tenon Medical, Inc.), Exchange Agreement (Tenon Medical, Inc.), Exchange Agreement (Tenon Medical, Inc.)
Accredited Investor. The Purchaser is an “accredited investor investor” (as defined in Rule 501(a) 501 of Regulation D promulgated under the Securities ActAct of 1933, as amended).
Appears in 5 contracts
Samples: Debt Exchange Agreement (Orgenesis Inc.), Debt Exchange Agreement (Orgenesis Inc.), Debt Exchange Agreement (Orgenesis Inc.)
Accredited Investor. The Purchaser is an “accredited investor investor” as defined in Rule 501(a) 501 of Regulation D promulgated under the Securities Act of 1933, as amended (the “Securities Act”). The Purchaser agrees to furnish to Seller any additional information reasonably requested by it to assure compliance with applicable Federal and state securities laws in connection with the purchase and sale of the Shares.
Appears in 5 contracts
Samples: Stock Purchase Agreement (Hudson Technologies Inc /Ny), Stock Purchase Agreement (Hudson Technologies Inc /Ny), Stock Purchase Agreement (Hudson Technologies Inc /Ny)
Accredited Investor. The Such Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 5 contracts
Samples: Purchase Agreement (Warburg Pincus Private Equity Viii L P), Purchase Agreement (Nuance Communications, Inc.), Securities Purchase Agreement (Warburg Pincus Private Equity Viii L P)
Accredited Investor. The Purchaser is an "accredited investor investor" as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Biophan Technologies Inc), Securities Purchase Agreement (Fonix Corp), Securities Purchase Agreement (Remote MDX Inc)
Accredited Investor. The Purchaser is an “accredited investor as defined in investor” within the meaning of SEC Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 5 contracts
Samples: Series C Convertible Preferred Stock and Warrant Purchase Agreement, Series C Convertible Preferred Stock and Warrant Purchase Agreement (Visterra, Inc.), Series C Convertible Preferred Stock and Warrant Purchase Agreement (Visterra, Inc.)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities ActAct and has sufficient knowledge and experience in finance, securities, investments and other business matters to be able to protect its interests in connection with the transactions contemplated by this Agreement.
Appears in 5 contracts
Samples: Series B 4 Cumulative Convertible Preferred Stock Subscription Agreement (IMH Financial Corp), Series B 4 Cumulative Convertible Preferred Stock Subscription Agreement, Series a Senior Perpetual Preferred Stock Subscription Agreement (IMH Financial Corp)
Accredited Investor. The Purchaser is an “accredited investor investor” as that term is defined in Rule 501(a) of Regulation D promulgated under the Securities Act of 1933, as amended (the “Securities Act”).
Appears in 4 contracts
Samples: Securities Purchase Agreement (Leopold II William D.), Securities Purchase Agreement (Kasturi Seenu G.), Securities Purchase Agreement (Kasturi Seenu G.)
Accredited Investor. The Purchaser is an "accredited investor as defined in investor" within the meaning of Rule 501(a) of Regulation D 501 promulgated under the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Worms & Co Inc), Securities Purchase Agreement (Healthcare Capital Partners Lp), Securities Purchase Agreement (Recovery Engineering Inc)
Accredited Investor. The Purchaser is an “accredited investor investor” as that term is defined in Rule 501(a) of Regulation D promulgated under of the Securities Act.
Appears in 4 contracts
Samples: Stock Purchase Agreement (Symmetric Capital LLC), Stock Purchase Agreement (Steiner Robert M), Stock Purchase Agreement (Steiner Michael S)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities ActAct of 1933.
Appears in 4 contracts
Samples: Common Stock Purchase Agreement (Slca Ii, Inc.), Common Stock Purchase Agreement (Slca I, Inc.), Common Stock Purchase Agreement (Slca Ii, Inc.)
Accredited Investor. The Purchaser is an “accredited investor as defined in investor” within the meaning of Rule 501(a) of Regulation D 501 promulgated under the Securities Act. The Purchaser has considered the Federal and state income tax implications of the exercise of the Warrant and the purchase and subsequent sale of the Shares.
Appears in 4 contracts
Samples: Warrant Agreement (Tabula Rasa HealthCare, Inc.), Warrant Agreement (Tabula Rasa HealthCare, Inc.), Warrant Agreement (Tabula Rasa HealthCare, Inc.)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 4 contracts
Samples: Stock Purchase Agreement (Apollo Medical Holdings, Inc.), Interest Purchase Agreement (Caladrius Biosciences, Inc.), Unit Purchase Agreement (Caladrius Biosciences, Inc.)
Accredited Investor. The Purchaser is an accredited investor "Accredited Investor" (as defined in Rule 501(a) of Regulation D promulgated under the Securities Act).
Appears in 4 contracts
Samples: Purchase Agreement (Bank of Nova Scotia /), Purchase Agreement (Penske Capital Partners LLC), Purchase Agreement (Penske Capital Partners LLC)
Accredited Investor. The Purchaser is an accredited investor investor, as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 4 contracts
Samples: Series C 2 Preferred Stock and Warrant Purchase Agreement (Glori Energy Inc.), Series C 2 Preferred Stock and Warrant Purchase Agreement (Glori Energy Inc.), Secured Convertible Note and Warrant Purchase Agreement (Patient Safety Technologies, Inc)
Accredited Investor. The Purchaser is an “accredited investor investor” as that term is defined in Rule 501(a) of Regulation D promulgated under the Securities ActAct of 1933 as amended.
Appears in 4 contracts
Samples: Series B Preferred Stock Purchase Agreement (Neah Power Systems, Inc.), Series B Preferred Stock Purchase Agreement (Neah Power Systems, Inc.), Series B Preferred Stock Purchase Agreement (Neah Power Systems, Inc.)
Accredited Investor. The Purchaser is an “accredited investor investor” as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.D.
Appears in 4 contracts
Samples: Common Stock Purchase Agreement (Braeburn Pharmaceuticals, Inc.), Securities Purchase Agreement (Oncobiologics, Inc.), Common Stock Purchase Agreement (Intellia Therapeutics, Inc.)
Accredited Investor. The Purchaser is an “accredited investor investor” as such term is defined in Rule 501(a501(a)(3) of Regulation D promulgated under the Securities Act.
Appears in 4 contracts
Samples: Private Placement Warrants Purchase Agreement (Tristar Acquisition I Corp.), Private Placement Warrants Purchase Agreement (Tristar Acquisition I Corp.), Private Placement Warrants Purchase Agreement (Tristar Acquisition I Corp.)
Accredited Investor. The Purchaser is an “accredited investor investor” as that term is defined in Rule 501(a) 501 of Regulation D promulgated the General Rules and Regulations under the Securities ActAct by reason of Rule 501(a)(3).
Appears in 4 contracts
Samples: Securities Purchase Agreement (Smart Energy Solutions, Inc.), Purchase Agreement (Dci Usa, Inc), Purchase Agreement (Dci Usa, Inc)
Accredited Investor. The Purchaser is an "accredited investor as defined in investor" ------------------- within the meaning of Rule 501(a) 501 of Regulation D D, promulgated under the Securities Act.
Appears in 4 contracts
Samples: Stock Purchase Agreement (Read Rite Corp /De/), Stock Purchase Agreement (Read Rite Corp /De/), Stock Purchase Agreement (Fusion Medical Technologies Inc)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.Act of 1933, as amended, and has executed the Statement of Accredited Investor annexed hereto as Exhibit B.
Appears in 3 contracts
Samples: Warrant Purchase Agreement (Wrasp 34 Inc), Warrant Purchase Agreement (Wrasp 33, Inc), Warrant Purchase Agreement (Wrasp 34 Inc)
Accredited Investor. The Purchaser is an “accredited investor as defined in investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission (“SEC”) of Regulation D promulgated under the Securities Act, and shall submit to the Company such further assurances of such status as may be reasonably requested by the Company.
Appears in 3 contracts
Samples: Note Purchase Agreement (iRhythm Technologies, Inc.), Note Purchase Agreement (iRhythm Technologies, Inc.), Note Purchase Agreement (iRhythm Technologies, Inc.)
Accredited Investor. The Purchaser is an “accredited investor as defined in investor” within the meaning of Regulation D, Rule 501(a) of Regulation D ), promulgated by the SEC under the Securities ActAct and shall submit to the Company such further assurances of such status as may be reasonably requested by the Company.
Appears in 3 contracts
Samples: Common Stock Subscription Agreement (Loop Industries, Inc.), Common Stock Subscription Agreement (Loop Industries, Inc.), Common Stock Purchase Agreement (Q Comm International Inc)
Accredited Investor. The Purchaser represents to the Company that it is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities ActAct of 1933, as amended.
Appears in 3 contracts
Samples: Securities Purchase Agreement (T3 Motion, Inc.), Securities Purchase Agreement (T3 Motion, Inc.), Securities Purchase Agreement (T3 Motion, Inc.)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act. The Purchaser’s principal place of business is set forth in Section 8 below.
Appears in 3 contracts
Samples: Common Stock Purchase Agreement (Hanmi Financial Corp), Common Stock Purchase Agreement (BrightSource Energy Inc), Common Stock Purchase Agreement (Tesla Motors Inc)
Accredited Investor. The Purchaser is an accredited investor as defined in “Accredited Investor” within the meaning of Rule 501(a) 501 of Regulation D promulgated under the Securities Act, as presently in effect.
Appears in 3 contracts
Samples: Confidential Purchase and Release Agreement (NextPlat Corp), Purchase and Release Agreement (Progressive Care Inc.), Purchase and Release Agreement (NextPlat Corp)
Accredited Investor. The Such Purchaser is an "accredited investor as defined in investor" within the meaning of Securities and Exchange Commission ("SEC") Rule 501(a) 501 of Regulation D promulgated under the Securities Act, as presently in effect.
Appears in 3 contracts
Samples: Series C Preferred Stock Purchase Agreement (Niku Corp), Series D Preferred Stock Purchase Agreement (Niku Corp), Series B Preferred Stock Purchase Agreement (Niku Corp)
Accredited Investor. The Purchaser is an “accredited investor investor” as that term is defined in Rule 501(a) of under Securities and Exchange Commission Regulation D promulgated under the Securities ActAct of 1933, as amended.
Appears in 3 contracts
Samples: Unit Purchase Agreement (Star Group, L.P.), Unit Purchase Agreement (Star Group, L.P.), Unit Purchase Agreement (Star Group, L.P.)
Accredited Investor. The Purchaser is an “accredited investor as defined in investor” within the meaning of Rule 501(a) 501 of Regulation D promulgated under the Securities ActAct of 1933 as amended.
Appears in 3 contracts
Samples: Series a Preferred Share Purchase Agreement, Series a Preferred Share Purchase Agreement, Series a Preferred Share Purchase Agreement
Accredited Investor. The Purchaser is an accredited investor “Accredited Investor” as defined in Rule 501(a501(a)(8) of Regulation D D, promulgated under the Securities Act.
Appears in 3 contracts
Samples: Stock and Op Unit Purchase Agreement (MFResidential Investments, Inc.), Stock Purchase Agreement (Annaly Capital Management Inc), Stock Purchase Agreement (Chimera Investment Corp)
Accredited Investor. The Such Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated D, as amended, under the Securities 1933 Act, as amended by the Xxxx-Xxxxx Xxxx Street Reform and Consumer Protection Act.
Appears in 3 contracts
Samples: Junior Secured Convertible Note Purchase Agreement (Determine, Inc.), Junior Secured Convertible Note Purchase Agreement (Determine, Inc.), Junior Secured Convertible Note Purchase Agreement (Selectica Inc)
Accredited Investor. The Purchaser is an “accredited investor investor,” as defined in Rule 501(a) of Regulation D promulgated 501 under the Securities Act.
Appears in 3 contracts
Samples: Common Stock Purchase Agreement (Alnylam Pharmaceuticals, Inc.), Common Stock Purchase Agreement (Altus Pharmaceuticals Inc.), Common Stock Purchase and Registration Rights Agreement (Curis Inc)
Accredited Investor. The Purchaser is an accredited investor "Accredited Investor" as such term is defined in Rule 501(a) 501 of Regulation D the rules and regulations of the Commission promulgated under the Securities Act.
Appears in 3 contracts
Samples: Purchase Agreement (L 3 Communications Corp), Purchase Agreement (Logimetrics Inc), Stock Purchase Agreement (Halpern Denny Iii Lp)
Accredited Investor. The Purchaser is an “accredited investor investor,” as such term is defined in Rule 501(a) 501 of Regulation D promulgated under the Securities Act of 1933, as amended (the “Securities Act”), and the Purchaser is able to bear the economic risk of an investment in the Purchased Shares.
Appears in 3 contracts
Samples: Share Purchase Agreement (Planet Green Holdings Corp.), Share Purchase Agreement (Planet Green Holdings Corp.), Share Purchase Agreement (Planet Green Holdings Corp.)
Accredited Investor. The Other than the Lead Purchaser, the Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 3 contracts
Samples: Cumulative Convertible Senior Note and Warrant Purchase Agreement (Coupon Express, Inc.), Cumulative Convertible Senior Note and Warrant Purchase Agreement (Coupon Express, Inc.), Cumulative Convertible Senior Note and Warrant Purchase Agreement (Psi Corp)
Accredited Investor. The Purchaser is an “accredited investor as defined in investor” within the meaning of Regulation D, Rule 501(a) of Regulation D promulgated ), under the Securities Act. The Purchaser was not formed for the specific purpose of acquiring the Securities.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Yield10 Bioscience, Inc.), Subscription Agreement (Virgin Investments LTD), Senior Unsecured Convertible Note Subscription Agreement (Virgin Investments LTD)
Accredited Investor. The Purchaser is an “accredited investor investor” as such term is defined in Rule 501(a) 501 of Regulation D promulgated under the Securities Act, and the Purchaser is able to bear the economic risk of a loss of its entire investment in the Securities and the Shares.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Prospect Global Resources Inc.), Securities Purchase Agreement (Prospect Global Resources Inc.), Securities Purchase Agreement (Prospect Global Resources Inc.)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) within the meaning of Regulation D promulgated under the Securities Act.
Appears in 3 contracts
Samples: Purchase Agreement (Lorex Investments Ag), Securities Purchase Agreement (Incentra Solutions, Inc.), Purchase Agreement (New Century Equity Holdings Corp)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) (1), (2), (3) or (7) of Regulation D promulgated under the Securities Act.
Appears in 3 contracts
Samples: Senior Secured Note Purchase Agreement (HCW Biologics Inc.), Senior Secured Note Purchase Agreement (HCW Biologics Inc.), Senior Secured Note Purchase Agreement (HCW Biologics Inc.)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act. The Purchaser’s principal executive offices are in the jurisdiction set forth immediately below the Purchaser’s name on the applicable signature page attached hereto.
Appears in 3 contracts
Samples: Ordinary Share Purchase Agreement (TuSimple Holdings Inc.), Ordinary Share Purchase Agreement (TuSimple Holdings Inc.), Ordinary Share Purchase Agreement (TuSimple Holdings Inc.)
Accredited Investor. The Purchaser is an “accredited investor investor” as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 3 contracts
Samples: Equity Purchase Agreement (REV Renewables, Inc.), Share Purchase Agreement (Taylor Andrew C), Stock Purchase Agreement (Mojo Data Solutions, Inc.)
Accredited Investor. The Purchaser represents that it is an accredited investor Accredited Investor as that term is defined in Rule 501(a) of Regulation D promulgated under the Securities Act of 1933, as amended (the “Act”) or who, either alone or with the Purchaser’s representative(s) has such knowledge and experience in financial and business matters that the Purchaser is capable of evaluating the merits and risks of the investment in the Shares.
Appears in 3 contracts
Samples: Common Stock and Warrant Purchase Agreement, Common Stock and Warrant Purchase Agreement (Entia Biosciences, Inc.), Common Stock and Warrant Purchase Agreement (Entia Biosciences, Inc.)
Accredited Investor. The Purchaser is an accredited investor as that term is defined in Rule 501(a) of Regulation D promulgated by the Securities and Exchange Commission under the Securities Act.
Appears in 3 contracts
Samples: Senior Note Purchase Agreement (GeoVax Labs, Inc.), Note Purchase Agreement, Note Purchase Agreement
Accredited Investor. The Purchaser is an accredited investor Accredited Investor as defined in Rule 501(a) of Regulation D promulgated under of the Securities ActAct of 1933.
Appears in 3 contracts
Samples: Share Purchase Agreement (Soleil Capital L.P.), Share Purchase Agreement (Soleil Capital L.P.), Share Purchase Agreement (Soleil Capital L.P.)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.Act of 1933, as amended and has completed and executed the statement of accredited investor annexed hereto as Exhibit A.
Appears in 3 contracts
Samples: Common Stock Purchase Agreement (Asia Select Acquisition Iii Corp), Common Stock Purchase Agreement (Good Harbor Partners Acquisition Corp), Common Stock Purchase Agreement (Good Harbor Partners Acquisition Corp)
Accredited Investor. The Purchaser is an "accredited investor investor" as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 3 contracts
Samples: Share Purchase Agreement (Corel Corp), Common Stock Purchase Agreement (Lendingtree Inc), Securities Purchase Agreement (Platinum Underwriters Holdings LTD)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act..
Appears in 3 contracts
Samples: Series Seed Preferred Stock Purchase Agreement (Digital Brands Group, Inc.), Forward Purchase Agreement (JATT Acquisition Corp), Forward Purchase Agreement (JATT Acquisition Corp)
Accredited Investor. The Purchaser is an “accredited investor as defined in investor” within the meaning of Rule 501(a) 501 of Regulation D promulgated under the Securities Act. The Purchaser agrees to furnish any additional information requested by the Company to assure compliance with applicable U.S. federal and state securities laws in connection with the purchase and sale of the Securities.
Appears in 3 contracts
Samples: Note Purchase Agreement (Aura Fat Projects Acquisition Corp), Convertible Note Purchase Agreement (DUET Acquisition Corp.), Securities Purchase Agreement (Harrow Health, Inc.)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.Act and has accurately and truthfully completed the Accredited and FINRA Questionnaire attached hereto as Exhibit A.
Appears in 3 contracts
Samples: Unit Purchase Agreement (Bonds.com Group, Inc.), Unit Purchase Agreement (Bonds.com Group, Inc.), Unit Purchase Agreement (Bonds.com Group, Inc.)
Accredited Investor. The Purchaser is an accredited investor as defined “Accredited Investor” within the definition set forth in Rule 501(a) of Regulation D promulgated under issued pursuant to the Securities Act of 1933, as amended (the “Securities Act”).
Appears in 3 contracts
Samples: Convertible Note Purchase Agreement (Regado Biosciences Inc), Convertible Note Purchase Agreement (Regado Biosciences Inc), Note and Warrant Purchase Agreement (Aria International Holdings, Inc.)
Accredited Investor. The Purchaser is an “accredited investor as defined in investor” within the meaning of Rule 501(a) of Regulation D 501 promulgated under the Securities Act.
Appears in 2 contracts
Samples: Secured Promissory Note Amendment (Geospatial Corp), Warrant Exercise and Note Repayment Agreement (Geospatial Corp)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.D.
Appears in 2 contracts
Samples: Securities Purchase Agreement (WESTMOUNTAIN Co), Preferred Stock Purchase Agreement (Pac-West Telecomm Inc)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities 1933 Act.
Appears in 2 contracts
Samples: Note Conversion Agreement (Newport Acquisition Co No 2 LLC), Note Conversion Agreement (Centura Software Corp)
