Common use of Accredited Investor Clause in Contracts

Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Company.

Appears in 59 contracts

Samples: Revenue Loan and Security Agreement (T1V, Inc.), Revenue Loan and Security Agreement (NowRx, Inc.), Securities Purchase Agreement (Constellation Alpha Capital Corp.)

AutoNDA by SimpleDocs

Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances Rule 501 of such status Regulation D, as may be reasonably requested by the Companypresently in effect.

Appears in 55 contracts

Samples: Security Agreement (Invuity, Inc.), Loan and Security Agreement (Foundation Medicine, Inc.), Preferred Stock Warrant Agreement (Zoosk, Inc)

Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D, Rule 501(a)as presently in effect, as promulgated by the Securities and Exchange Commission and agrees to submit to (the Company such further assurances of such status as may be reasonably requested by “SEC”) under the CompanyAct.

Appears in 47 contracts

Samples: Security Agreement (Universal Security Instruments Inc), Note Purchase Agreement (RoyaltyTraders LLC), Interest Purchase Agreement (Mr. Mango LLC)

Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Company. The Holder has furnished or made available any and all information requested by the Company or otherwise necessary to satisfy any applicable verification requirements as to “accredited investor” status. Any such information is true, correct, timely and complete.

Appears in 46 contracts

Samples: Warrant Agreement (Ibotta, Inc.), Warrant Agreement (Ibotta, Inc.), Subordination Agreement (Strongbridge Biopharma PLC)

Accredited Investor. The Holder is an “accredited investor” within the meaning of SEC Rule 501 of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Companypresently in effect.

Appears in 30 contracts

Samples: MTM Technologies, Inc., MTM Technologies, Inc., MTM Technologies, Inc.

Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D, Rule 501(a)as presently in effect, as promulgated by the Securities and Exchange Commission and agrees to submit to (the Company such further assurances “SEC”) under the Securities Act of such status 1933, as may be reasonably requested by amended (the Company“Act”).

Appears in 26 contracts

Samples: Emmaus Life Sciences, Inc., Omnibus Agreement (Care Investment Trust Inc.), Forbearance Agreement (GlyEco, Inc.)

Accredited Investor. The Holder represents that it is an “accredited investor” within the meaning (as defined in Rule 501(a) of Regulation D, Rule 501(a), promulgated by D under the Securities Act acting for its own account (and Exchange Commission and agrees not for the account of others) or as a fiduciary or agent for others (which others are also “accredited investors”). The Holder further represents that it has had the opportunity to submit to ask questions of the Company such further assurances and received answers concerning the terms and conditions of such status as may be reasonably requested by Note and the CompanyConversion Shares.

Appears in 21 contracts

Samples: Note and Security Agreement (Kiromic Biopharma, Inc.), Note and Security Agreement (Kiromic Biopharma, Inc.), Note and Security Agreement (Kiromic Biopharma, Inc.)

Accredited Investor. The Holder is an accredited investor” within the meaning investor as defined in Rule 501(a) of Regulation D, Rule 501(a), D promulgated by under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct.

Appears in 19 contracts

Samples: Purchase Agreement (FaceBank Group, Inc.), FaceBank Group, Inc., Warburg Pincus Private Equity Viii L P

Accredited Investor. The Holder is an “accredited investorwithin the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission under the Securities Act and agrees to shall submit to the Company such further assurances of such status as may be reasonably requested by the Company.

Appears in 17 contracts

Samples: Second Note Amendment Agreement (Magnolia Solar Corp), Second Note Amendment Agreement (Magnolia Solar Corp), Second Note Amendment Agreement (Magnolia Solar Corp)

Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D, Rule 501(a), D promulgated by under the Securities and Exchange Commission and agrees to submit to Act of 1933, as amended (the Company such further assurances of such status as may be reasonably requested by the Company“Securities Act”).

Appears in 15 contracts

Samples: Exchange Agreement (Forest City Enterprises Inc), Exchange Agreement (Forest City Enterprises Inc), Exchange Agreement (Forest City Enterprises Inc)

Accredited Investor. The Holder is an "accredited investor" within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances Rule 501 of such status Regulation D, as may be reasonably requested by the Companypresently in effect.

Appears in 15 contracts

Samples: Loan and Security Agreement (Anacor Pharmaceuticals Inc), Preferred Stock Purchase (Anacor Pharmaceuticals Inc), Loan and Security Agreement (NovaCardia Inc)

Accredited Investor. The Holder is an accredited investor” within the meaning investor as defined in Rule 501(a) of Regulation D, Rule 501(a), D promulgated by under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct.

Appears in 11 contracts

Samples: Agreement and Plan of Merger (Vesper Healthcare Acquisition Corp.), Grant Agreement (Dermata Therapeutics, Inc.), Securities Exchange Agreement (LSB Industries Inc)

Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D, Rule 501(a), D promulgated by under the Securities and Exchange Commission and Act. The Holder agrees to submit to the Company such further assurances of such status as may be reasonably furnish any additional information requested by the CompanyCompany or any of its affiliates to assure compliance with applicable U.S. federal and state securities laws in connection with the purchase and sale of the Securities.

Appears in 10 contracts

Samples: Simple Agreement (Reed's, Inc.), Simple Agreement (Reed's, Inc.), Simple Agreement (Reed's, Inc.)

Accredited Investor. The Holder is an “accredited investor” within the meaning as that term is defined in Rule 501(a) of Regulation D, Rule 501(a), promulgated by D under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct.

Appears in 9 contracts

Samples: Exchange Agreement (Mikros Systems Corp), Devonian Conversion and Note Modification Agreement (Armada Water Assets Inc), Barstow Conversion and Note Modification Agreement (Armada Water Assets Inc)

Accredited Investor. The Holder is an “accredited investorwithin the meaning of Regulation D, Rule 501(a50 1(a), promulgated by the Securities and Exchange Commission under the Securities Act and agrees to shall submit to the Company such further assurances of such status as may be reasonably requested by the Company.

Appears in 8 contracts

Samples: Conversion Agreement (Manhattan Scientifics Inc), Conversion Agreement (AMP Holding Inc.), Conversion Agreement (Forex International Trading Corp.)

Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Company.

Appears in 8 contracts

Samples: Loan and Security Agreement (Complete Solaria, Inc.), Purchase Stock (Urgent.ly Inc.), Purchase Stock (Urgent.ly Inc.)

Accredited Investor. The Holder is an “accredited investor” within the meaning as defined in Rule 501 of Regulation D, Rule 501(a), D promulgated by under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct.

Appears in 7 contracts

Samples: Registration Rights Agreement (Hc2 Holdings, Inc.), Registration Rights Agreement (Hc2 Holdings, Inc.), Voluntary Conversion Agreement (Hc2 Holdings, Inc.)

Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D, Rule 501(a), promulgated by D of the Securities and Exchange Commission and agrees to submit to (the Company such further assurances of such status “SEC”), as may be reasonably requested by the Companypresently in effect.

Appears in 7 contracts

Samples: Loan and Security Agreement (Anda Networks Inc), Nuvelo Inc, Nuvelo Inc

Accredited Investor. The Holder is an "accredited investor" within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to under the Company such further assurances Securities Act of such status 1933, as may be reasonably requested by amended (the Company"Securities Act").

Appears in 6 contracts

Samples: Healthetech Inc, Healthetech Inc, Healthetech Inc

Accredited Investor. The Holder is an “accredited investorAccredited Investorwithin the meaning as that term is defined in Rule 501(a) of Regulation D, Rule 501(a), promulgated by D under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct.

Appears in 6 contracts

Samples: Note Conversion Agreement (Armada Water Assets Inc), Note Conversion Agreement (Armada Water Assets Inc), Note Conversion Agreement (Armada Water Assets Inc)

Accredited Investor. The Holder is an "accredited investor" within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Company. The Holder has furnished or made available any and all information requested by the Company or otherwise necessary to satisfy any applicable verification requirements as to "accredited investor" status. Any such information is true, correct, timely and complete.

Appears in 6 contracts

Samples: Quantenna Communications Inc, Quantenna Communications Inc, Quantenna Communications Inc

Accredited Investor. The Holder is an "accredited investor" within the meaning of Rule 501 of Regulation D, Rule 501(a), D promulgated by under the Securities and Exchange Commission and Act. The Holder agrees to submit to the Company such further assurances of such status as may be reasonably furnish any additional information requested by the CompanyCompany or any of its affiliates to assure compliance with applicable U.S. federal and state securities laws in connection with the purchase and sale of the Securities.

Appears in 6 contracts

Samples: gosteward.com, First Harvest Corp., First Harvest Corp.

Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D, Rule 501(a), D promulgated by under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct.

Appears in 6 contracts

Samples: Maverick Energy Group, Ltd., Maverick Energy Group, Ltd., Maverick Energy Group, Ltd.

Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D, Rule 501(a)as presently in effect, as promulgated by the Securities and Exchange Commission and agrees to submit to (the Company such further assurances “SEC”) under the Securities Act of such status 1933, as may be reasonably requested by the Companyamended.

Appears in 5 contracts

Samples: Doximity, Inc., Doximity, Inc., Doximity, Inc.

Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, as defined in Rule 501(a)) under the Act, promulgated by and is receiving the Securities and Exchange Commission and agrees Purchase Warrant pursuant to submit to an exemption from the Company such further assurances prospectus requirements of such status as may be reasonably requested by the Companyapplicable securities laws.

Appears in 5 contracts

Samples: Common Stock Purchase Warrant (Senmiao Technology LTD), Underwriters’ Warrant Agreement (YayYo, Inc.), Underwriters’ Warrant Agreement (CNS Pharmaceuticals, Inc.)

Accredited Investor. The Holder is (a) an "accredited investor" within the meaning of Rule 501 of Regulation D, Rule 501(a), promulgated by D of the Securities and Exchange Commission and agrees to submit to (the Company such further assurances of such status "SEC"), as may be reasonably requested by the Companypresently in effect.

Appears in 5 contracts

Samples: Convertible Loan Agreement (XDL Capital Corp), Shares and Warrants Purchase Agreement (Commtouch Software LTD), Convertible Loan Agreement (Commtouch Software LTD)

Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to under the Company such further assurances Securities Act of such status 1933, as may be reasonably requested by amended (the Company“Securities Act”).

Appears in 5 contracts

Samples: Warrant (Healthetech Inc), Healthetech Inc, Healthetech Inc

Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D, Rule 501(a), D promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status Commission, as may be reasonably requested by the Companypresently in effect.

Appears in 5 contracts

Samples: Lease (Portola Pharmaceuticals Inc), Lease (Portola Pharmaceuticals Inc), Portola Pharmaceuticals Inc

Accredited Investor. The Holder is an "accredited investor" within the meaning of Rule 501 of Regulation D, Rule 501(a), promulgated by D of the Securities and Exchange Commission and agrees to submit to (the Company such further assurances of such status "SEC"), as may be reasonably requested by the Companypresently in effect.

Appears in 4 contracts

Samples: MeeMee Media Inc., MeeMee Media Inc., MeeMee Media Inc.

Accredited Investor. The Holder is an “accredited investor” within the meaning of SEC Rule 501 of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Companypresently in effect.

Appears in 4 contracts

Samples: Celularity Inc, Adicet Bio, Inc., resTORbio, Inc.

Accredited Investor. The Holder is an “accredited investor” within the meaning as defined in Rule 501(a) of Regulation D, Rule 501(a), D promulgated by under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct (an “Accredited Investor”).

Appears in 4 contracts

Samples: Debt Conversion Agreement (Reliability Inc), Debt Conversion Agreement (Reliability Inc), Debt Conversion Agreement (Reliability Inc)

Accredited Investor. The Holder represents that it is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by D under the Securities and Exchange Commission Act and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Company.

Appears in 4 contracts

Samples: Micron Solutions Inc /De/, CONTRAFECT Corp, Arrhythmia Research Technology Inc /De/

Accredited Investor. The Holder is an “accredited investorwithin the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission under the Securities Act and agrees to shall submit to the Company such further assurances of such status as may be reasonably requested by the Company.

Appears in 4 contracts

Samples: Conversion Agreement (Avalon GloboCare Corp.), Conversion Agreement (Muscle Maker, Inc.), Conversion Agreement (Ipsidy Inc.)

Accredited Investor. The Holder is an "accredited investor" within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances Rule 501 of such status Regulation D, as may be reasonably requested by the Companypresently in effect.

Appears in 3 contracts

Samples: Enernoc Inc, Acusphere Inc, Acusphere Inc

Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, as defined in Rule 501(a)) under the Act and of National Instrument 45-106 respecting prospectus exemptions, promulgated by and is receiving the Securities and Exchange Commission and agrees Purchase Warrant pursuant to submit to an exemption from the Company such further assurances prospectus requirements of such status as may be reasonably requested by the Companyapplicable securities laws.

Appears in 3 contracts

Samples: Underwriting Agreement (Acasti Pharma Inc.), Underwriting Agreement (Acasti Pharma Inc.), Common Share Purchase Warrant (Acasti Pharma Inc.)

Accredited Investor. The Holder (and its affiliates) is an "accredited investor" within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances Rule 501 of such status Regulation D, as may be reasonably requested by the Companynow in effect.

Appears in 3 contracts

Samples: Nuvasive Inc, Nuvasive Inc, Nuvasive Inc

Accredited Investor. The Holder is an "accredited investor" within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances Rule 501 of such status Regulation D, as may be reasonably requested by the Companynow in effect.

Appears in 3 contracts

Samples: Intellectual Property Purchase Agreement (Nuvasive Inc), Intellectual Property Purchase Agreement (Nuvasive Inc), Nuvasive Inc

Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D, Rule 501(a), D promulgated by under the Securities and Exchange Commission and 1933 Act as marked on the U.S. Accredited Investor Certificate attached hereto as Exhibit B. The Holder agrees to submit to the Company such further assurances of such status as may be reasonably furnish any additional information requested by the CompanyCompany or any of its affiliates to assure compliance with applicable U.S. federal and state securities laws in connection with the purchase and sale of the Note and the Securities.

Appears in 3 contracts

Samples: Gaucho Group Holdings, Inc., Gaucho Group Holdings, Inc., Gaucho Group Holdings, Inc.

Accredited Investor. The Holder is an accredited investor” within the meaning investor as defined in Rule 501 (a) of Regulation D, Rule 501(a), D promulgated by under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct.

Appears in 3 contracts

Samples: Pro Dex Inc, Monogram Orthopaedics Inc, Bill the Butcher, Inc.

Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by 501 under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct.

Appears in 3 contracts

Samples: Exchange Agreement (Spotlight Innovation Inc.), Securities Exchange Agreement (Bitcoin Shop Inc.), Exchange Agreement (MPG Office Trust, Inc.)

Accredited Investor. The Holder is an “accredited investor” within the meaning as that term is defined in Rule 501 of Regulation D, Rule 501(a), promulgated by D under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct.

Appears in 3 contracts

Samples: Exchange Agreement (Greenwave Technology Solutions, Inc.), Exchange Agreement (Greenwave Technology Solutions, Inc.), Exchange Agreement (Greenwave Technology Solutions, Inc.)

Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to Rule 501 of Regulation D, as presently in effect, under the Company such further assurances of such status as may be reasonably requested by the CompanyAct.

Appears in 3 contracts

Samples: Animal Care Agreement (OncoMed Pharmaceuticals Inc), Office Lease (OncoMed Pharmaceuticals Inc), Lease (OncoMed Pharmaceuticals Inc)

Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Company. Holder has furnished or made available any and all information requested by the Company or otherwise necessary to satisfy any applicable verification requirements as to “accredited investor” status. Any such information is true, correct, timely and complete.

Appears in 3 contracts

Samples: Triller Corp., Triller Corp., Triller Corp.

Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission of the United States of America and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Company.

Appears in 2 contracts

Samples: 17 Education & Technology Group Inc., 17 Education & Technology Group Inc.

Accredited Investor. The Holder is an “accredited investor” within the meaning of SEC Rule 501 of Regulation D, Rule 501(a)as currently in effect, promulgated by the Securities and Exchange Commission and agrees to shall submit to the Company such further assurances of such status as may be reasonably requested by the Company. The residency of Holder (or, in the case of a Holder that is an entity, the office in which its investment decision was made) is correctly set forth on the signature page hereto.

Appears in 2 contracts

Samples: Sonic Foundry Inc, Sonic Foundry Inc

Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D, Rule 501(a)as presently in effect, as promulgated by the Securities and Exchange Commission and agrees to submit to under the Company such further assurances Securities Act of such status 1933, as may be reasonably requested by the Companyamended.

Appears in 2 contracts

Samples: Services Agreement (Immune Therapeutics, Inc.), Immune Therapeutics, Inc.

Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances Rule 501 of such status Regulation D, as may be reasonably requested by the Companynow in effect.

Appears in 2 contracts

Samples: Common Stock Warrant (Basin Water, Inc.), Salmedix Inc

Accredited Investor. The Holder is an "accredited investor" within the meaning of Commission Rule 501 of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Companypresently in effect.

Appears in 2 contracts

Samples: Hypercom Corp, Hypercom Corp

Accredited Investor. The Holder is an “accredited investor” within (as defined in Regulation D under the meaning 1933 Act). Except as otherwise contemplated by this Warrant, Holder is acquiring this Warrant and any Warrant Shares for investment for its own account and not with a view to any distribution thereof in violation of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Companyapplicable securities laws.

Appears in 2 contracts

Samples: Quest Resource Holding Corp, Quest Resource Holding Corp

Accredited Investor. The Holder is an “accredited investor” within as defined in Regulation D under the meaning of Regulation DSecurities Act, Rule 501(a), promulgated as marked by the Securities and Exchange Commission and agrees Holder on the signature page to submit to the Company such further assurances of such status as may be reasonably requested by the Companythis Warrant. 15.1.2.

Appears in 2 contracts

Samples: Common Stock Purchase Warrant (Basil Street Cafe, Inc.), Common Stock Purchase Warrant (Basil Street Cafe, Inc.)

Accredited Investor. The Holder is either a “qualified institutional buyer” within the meaning of Rule 144A promulgated under the Securities Act of 1933, as amended (the “Securities Act”), or an “accredited investor” within the meaning of Rule 501 of Regulation D (“Regulation D, Rule 501(a), ”) promulgated by under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct.

Appears in 2 contracts

Samples: Exchange Agreement (School Specialty Inc), Exchange Agreement (School Specialty Inc)

Accredited Investor. The Holder is an accredited investor” within the meaning of investor as that term is defined in Regulation D, Rule 501(a), D promulgated by the Securities and Exchange Commission and agrees to submit to under the Company such further assurances of such status as may be reasonably requested by the CompanySecurities Act.

Appears in 2 contracts

Samples: Note Purchase Agreement (Immucell Corp /De/), Note Purchase Agreement (Immucell Corp /De/)

Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D, Rule 501(a), promulgated by D under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct.

Appears in 2 contracts

Samples: Avici Systems Inc, Omtool LTD

Accredited Investor. The Holder represents that it is an “accredited investor” as such term is defined in Rule 501(a) of Regulation D under the Securities Act and acknowledges the sale contemplated hereby is being made in reliance on a private placement exemption to “accredited investors” within the meaning of Section 501(a) of Regulation D, Rule 501(a), promulgated by D under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct or similar exemptions under state law.

Appears in 2 contracts

Samples: Exchange Agreement (Reborn Coffee, Inc.), Exchange Agreement (HNR Acquisition Corp.)

Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances Rule 501 of such status Regulation D, as may be reasonably requested by the Companypresently in effect.

Appears in 2 contracts

Samples: Restructuring Agreement (Egain Communications Corp), Angie's List, Inc.

Accredited Investor. The Holder is an "accredited investor" within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyCommission.

Appears in 2 contracts

Samples: Promotion Agreement (Healthetech Inc), Healthetech Inc

Accredited Investor. The Holder is an "accredited investor” within the meaning " as defined under Rule 501(a) of Regulation D, Rule 501(a), promulgated by D of the rules and regulations of the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status Act (as may be reasonably requested by the Companydefined in Section 6(d) hereof).

Appears in 2 contracts

Samples: Primus Guaranty LTD, Primus Guaranty LTD

Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D, Rule 501(a), D promulgated by under the Securities and Exchange Commission and agrees to submit to Act or a Qualified Institutional Buyer within the Company such further assurances meaning of such status as may be reasonably requested by Rule 144A promulgated under the CompanySecurities Act.

Appears in 2 contracts

Samples: Financing Agreement (Motorcar Parts America Inc), Financing Agreement (Motorcar Parts America Inc)

Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), D of the rules and regulations promulgated by under the Securities Act and Exchange Commission and agrees has such business or financial expertise as to submit be able to protect the Company such further assurances Holder’s own interests in connection with the purchase of such status as may be reasonably requested by the CompanySecurities.

Appears in 2 contracts

Samples: Form of Purchase Agreement (Visualant Inc), Form of Purchase Agreement (Visualant Inc)

Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission Rule 501 of Regulation D, and agrees to submit to the Company such further assurances of such status Regulation 45-106 (Prospectus and Registration Exemptions), in each case as may be reasonably requested by the Companypresently in effect.

Appears in 2 contracts

Samples: Secured Promissory Note (Enerkem Inc.), Enerkem Inc.

Accredited Investor. The Holder is an "accredited investor" ------------------- within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances Rule 501 of such status Regulation D, as may be reasonably requested by the Companypresently in effect.

Appears in 1 contract

Samples: Getthere Com

AutoNDA by SimpleDocs

Accredited Investor. The Holder is an accredited investor” within the meaning investor as defined in Rule 501(a) of Regulation D, Rule 501(a)as amended, promulgated by under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct.

Appears in 1 contract

Samples: Exchange Agreement (Aytu Bioscience, Inc)

Accredited Investor. The Holder represents and warrants that (i) the Holder is an "accredited investor” within the meaning " as such term is defined in Rule 501 of Regulation D, Rule 501(a), promulgated by under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct.

Appears in 1 contract

Samples: Securities Exchange Agreement (Absolute Life Solutions, Inc.)

Accredited Investor. The Holder is an “accredited investor” within the meaning as defined in Rule 501 of Regulation D, Rule 501(a), D promulgated by under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Company.Act. (d)

Appears in 1 contract

Samples: Registration Rights Agreement

Accredited Investor. The Holder is an accredited investor” within the meaning investor as defined in Rule 501 (a) of Regulation D, Rule 501(a), D promulgated by under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Company.Act. ​

Appears in 1 contract

Samples: Monogram Orthopaedics Inc

Accredited Investor. The Such Holder is an accredited investor” investor within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances ( SEC ) Rule 501 of such status Regulation D, as may be reasonably requested by the Companypresently in effect.

Appears in 1 contract

Samples: Value Holdings Inc

Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation DD promulgated under the Securities Act of 1933, Rule 501(aas amended (the “Securities Act”), promulgated by and has sufficient experience in business, financial and investment matters to enable it to evaluate the Securities risks involved in the exchange of the Exchanged Notes for the Shares and Exchange Commission and agrees to submit make an informed investment decision with respect to the Exchange and such acquisition. The Holder acknowledges that the Company such further assurances makes no representation regarding the value of such status as may be reasonably requested by the CompanyExchanged Notes or the Shares.

Appears in 1 contract

Samples: Exchange Agreement (Hercules Offshore, Inc.)

Accredited Investor. The Such Holder is an “accredited investorwithin the meaning of Regulation D, Rule 501(a)501, promulgated by the Commission under the Securities Act and Exchange Commission and agrees to shall submit to the Company such further assurances of such status as may be reasonably requested by the Company.

Appears in 1 contract

Samples: Note Amendment Agreement (Ensurge Inc)

Accredited Investor. The Holder is an accredited investor” within the meaning , as defined in Rule 501 of Regulation D, Rule 501(a), D promulgated by under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Company1933 Act.

Appears in 1 contract

Samples: Northstar Health Services Inc

Accredited Investor. The Holder represents that it is an “accredited investor” within the meaning of Regulation D, (i) Rule 501(a), ) of Regulation D as promulgated by under the Securities Act; and Exchange Commission and agrees to submit to (ii) MI 45-103. Forthwith upon request of the Company such further assurances Corporation, Holder will, upon request of such the Corporation, furnish the Corporation with a certificate or certificates in respect of its status as may be reasonably requested by the Companyan “accredited investor” hereunder.

Appears in 1 contract

Samples: Preferred Share Purchase Agreement (BG Capital Group, Ltd.)

Accredited Investor. The Holder is an "accredited investor" ------------------- within the meaning of Rule 501 of Regulation D, Rule 501(a), promulgated by D of the Securities and Exchange Commission and agrees to submit to (the Company such further assurances of such status "SEC"), as may be reasonably requested by the Companypresently in effect .

Appears in 1 contract

Samples: Logicvision Inc

Accredited Investor. The Holder is an accredited investor” within the meaning investor as defined in Rule 501(a) of Regulation D, Rule 501(a), D promulgated by under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct.

Appears in 1 contract

Samples: Securities Exchange Agreement (BOSTON OMAHA Corp)

Accredited Investor. The Holder represents and warrants to, and covenants with, the Company that the Holder is an “accredited investor” within the meaning of as defined in Regulation D, Rule 501(a), promulgated by D under the Securities Act and Exchange Commission the Holder is also knowledgeable, sophisticated and agrees experienced in making, and is qualified to submit make decisions with respect to the Company such further assurances of such status as may be reasonably requested by the Companyinvestments presenting an investment decision.

Appears in 1 contract

Samples: Securities Purchase Agreement (Innovo Group Inc)

Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyCommission.

Appears in 1 contract

Samples: Myos Rens Technology Inc.

Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances Commission’s Rule 501 of such status Regulation D, as may be reasonably requested by the Companypresently in effect.

Appears in 1 contract

Samples: Rigel Pharmaceuticals Inc

Accredited Investor. The Holder is an "accredited investor" within the meaning of Regulation D, Rule 501(a50l(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Company. The Holder has furnished or made available any and all information requested by the Company or otherwise necessary to satisfy any applicable verification requirements as to "accredited investor" status. Any such information is true, correct, ti,nely and complete.

Appears in 1 contract

Samples: Knightscope, Inc.

Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Commission under the Securities Act and Exchange Commission has truthfully and agrees accurately completed the Holder Questionnaire attached to this Agreement and will submit to the Company DPWF such further assurances of such status as may be reasonably requested by the CompanyDPWF.

Appears in 1 contract

Samples: Share Exchange Agreement (DPW Holdings, Inc.)

Accredited Investor. The Holder is an “accredited investor” within the meaning as that term is defined in Rule 501(a) of Regulation D, Rule 501(a), D promulgated by under the Securities Act of 1933, as amended (the “Securities Act”). Holder is experienced in evaluating and Exchange Commission investing in securities of companies in a similar stage of development and agrees is able to submit to fend for itself and can bear the Company such further assurances economic risk of such status as may be reasonably requested by an investment in the CompanyShares.

Appears in 1 contract

Samples: Convertible Note Conversion Agreement (Equicap Inc)

Accredited Investor. The Holder is an "accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by the " as that term is defined in Securities and Exchange Commission Rule 501 of Regulation D of the Securities Act of 1933, as amended, as presently in effect and agrees to submit to that the Company such further assurances information provided as support of such Holder's "accredited investor" status as may be reasonably requested by the Companyis complete and accurate in all respects.

Appears in 1 contract

Samples: Common Stock Conversion Agreement (Swiss Medica Inc)

Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Company. The Holder has furnished or made available any and all information requested by the Company or otherwise necessary to satisfy any applicable verification requirements as to its “accredited investor” status. Any such information is true, correct and complete.

Appears in 1 contract

Samples: Warrant Consent and Conversion Agreement (GP Investments Acquisition Corp.)

Accredited Investor. The Holder is an "accredited investor' within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission under the Securities Act and agrees to shall submit to the Company such further assurances of such status as may be reasonably requested by the Company.

Appears in 1 contract

Samples: Conversion Agreement (Cedric Kushner Promotions Inc)

Accredited Investor. The Holder is an “accredited investorAccredited Investorwithin the meaning as such term is defined in Rule 501 of Regulation D, Rule 501(a), promulgated by D under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct.

Appears in 1 contract

Samples: Credit Agreement (Syncardia Systems Inc)

Accredited Investor. The Holder is (a) an "accredited investor" within the meaning of Rule 501 of Regulation D, Rule 501(a), promulgated by D of the Securities and Exchange Commission and agrees to submit to (the Company such further assurances "SEC"), as presently in effect or (b) not a "U.S. Person" as defined by Rule 902 of such status as may be reasonably requested by Regulation S promulgated under the CompanySecurities Act.

Appears in 1 contract

Samples: Shares and Warrants Purchase Agreement (Commtouch Software LTD)

Accredited Investor. The Holder is an "accredited investor" within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Company. The Holder has furnished or made available any and all information requested by the Company or otherwise necessary to satisfy any applicable verification requirements as to "accredited investor'' status. Any such information is true, correct, timely and complete.

Appears in 1 contract

Samples: Knightscope, Inc.

Accredited Investor. The Holder is an accredited investor” within the meaning investor as defined in Rule 501(a) of Regulation D, Rule 501(a), D promulgated by under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Company.Act. ​

Appears in 1 contract

Samples: Monogram Orthopaedics Inc

Accredited Investor. The Holder is an “accredited investor,within the meaning as that term is defined in Rule 501 of Regulation D, Rule 501(a), D promulgated by under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct.

Appears in 1 contract

Samples: Exchange Agreement (TRANS LUX Corp)

Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission SEC and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Company. The Holder has furnished or made available any and all information requested by the Company or otherwise necessary to satisfy any applicable verification requirements as to “accredited investor” status. Any such information is true, correct, timely and complete.

Appears in 1 contract

Samples: Inspirato Inc

Accredited Investor. The Such Holder is an “accredited investorwithin the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission under the Securities Act and agrees to shall submit to the Company such further assurances of such status as may be reasonably requested by the Company.

Appears in 1 contract

Samples: Securities Exchange Agreement (Drinks Americas Holdings, LTD)

Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Company. The Holder has furnished or made available any and all information requested by the Company or otherwise necessary to satisfy any applicable verification requirements as to “accredited investor” status. Any such information is true, correct, timely and complete.

Appears in 1 contract

Samples: Winc, Inc.

Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances Rule 501 of such status Regulation D, as may be reasonably requested by the Companynow in effect.

Appears in 1 contract

Samples: Phenomix CORP

Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Exchange. Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Company.

Appears in 1 contract

Samples: TrueCar, Inc.

Accredited Investor. The Holder is an “accredited investorwithin the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission under the Securities Act and agrees to amended by the Xxxx-Xxxxx Xxxx Street Reform and Consumer Protection Act and shall submit to the Company such further assurances of such status as may be reasonably requested by the Company.

Appears in 1 contract

Samples: Exchange Agreement (Blacksands Petroleum, Inc.)

Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D, Rule 501(a)as presently in effect, as promulgated by the SEC under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct.

Appears in 1 contract

Samples: Lease (ZP Holdings Inc)

Accredited Investor. The Holder is an "accredited investor" within the ------------------ meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances Rule 501 of such status Regulation D, as may be reasonably requested by the Companypresently in effect.

Appears in 1 contract

Samples: Exhibit 10 Agreement (Oxis International Inc)

Accredited Investor. The Holder is an accredited investor” within the meaning investor as defined in Rule 501(a) of Regulation D, Rule 501(a)as amended, promulgated by under the Securities Act, and Exchange Commission and agrees to submit to the Company such further assurances Holder was not organized for the specific purpose of such status as may be reasonably requested by acquiring the CompanySecurities.

Appears in 1 contract

Samples: Securities Exchange Agreement (MoneyOnMobile, Inc.)

Accredited Investor. The Holder is an "accredited investor" within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances ("SEC") Rule 501 of such status Regulation D, as may be reasonably requested by the Companypresently in effect.

Appears in 1 contract

Samples: Websense Inc

Accredited Investor. The Such Holder is an “accredited investor” within the meaning as that term is defined in Rule 501(a) of Regulation D, Rule 501(a), promulgated by D under the Securities Act of 1933, as amended (the “Securities Act”). Such Holder understands the economic risk of its investment in the Shares, and Exchange Commission has such knowledge and agrees to submit to experience in financial and business matters that it is capable of evaluating the Company such further assurances merits and risks of such status as may be reasonably requested by an investment in the CompanyShares.

Appears in 1 contract

Samples: Exchange Agreement (Pernix Therapeutics Holdings, Inc.)

Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D, Rule 501(a), D promulgated by under the Securities Act and Exchange Commission has delivered to the Company, a true, correct and completed form of the Investor Questionnaire attached hereto as Exhibit B. The Holder agrees to submit to the Company such further assurances of such status as may be reasonably furnish any additional information requested by the CompanyCompany or any of its affiliates to assure compliance with applicable U.S. federal and state securities laws in connection with the purchase and sale of the Securities.

Appears in 1 contract

Samples: Simple Agreement (Rego Payment Architectures, Inc.)

Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Company.. Holder has furnished or made available any and all information requested by the Company or otherwise necessary to satisfy any applicable verification requirements as to “accredited investor” status. Any such information is true, correct, timely and complete. Warrant to Purchase Units of Triller Hold Co LLC

Appears in 1 contract

Samples: Triller Corp.

Accredited Investor. The Holder is an "accredited ------------------- investor" within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances ("SEC") Rule 501 of such status Regulation D, as may be reasonably requested by the Companypresently in effect.

Appears in 1 contract

Samples: Getthere Com

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!