Accredited Investor. Holder is an “accredited investor” within the meaning of Regulation D promulgated under the Act.
Appears in 60 contracts
Samples: Warrant Agreement (Femasys Inc), Warrant Agreement (Airxpanders Inc), Warrant Agreement (Navidea Biopharmaceuticals, Inc.)
Accredited Investor. Holder is an “accredited investor” within the meaning of the Securities and Exchange Rule 501 of Regulation D promulgated under the ActD, as presently in effect.
Appears in 55 contracts
Samples: Loan Agreement (Invuity, Inc.), Preferred Stock Purchase Warrant (Invuity, Inc.), Loan and Security Agreement (Foundation Medicine, Inc.)
Accredited Investor. The Holder is an “accredited investor” within the meaning investor as defined in Rule 501(a) of Regulation D promulgated under the Act.
Appears in 19 contracts
Samples: Purchase Agreement (FaceBank Group, Inc.), Warrant Agreement (FaceBank Group, Inc.), Warrant Agreement (Warburg Pincus Private Equity Viii L P)
Accredited Investor. The Holder is an “"accredited investor” " within the meaning of Rule 501 of Regulation D promulgated under the Act, as presently in effect.
Appears in 17 contracts
Samples: Warrant Agreement (Alion Science & Technology Corp), Mezzanine Warrant Agreement (Alion Science & Technology Corp), Warrant Agreement (Alion Science & Technology Corp)
Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D promulgated under the Act.
Appears in 12 contracts
Samples: Warrant Agreement (Guardant Health, Inc.), Warrant Agreement (Guardant Health, Inc.), Warrant Agreement (Guardant Health, Inc.)
Accredited Investor. Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D D, promulgated under the Act1933 Act as presently in effect.
Appears in 10 contracts
Samples: Loan and Security Agreement (Fluidigm Corp), Loan and Security Agreement (Fluidigm Corp), Loan and Security Agreement (Fluidigm Corp)
Accredited Investor. As of the date hereof, the Holder is an “accredited investor” within the meaning of Regulation D promulgated under the Act. The Holder is sophisticated in financial matters, and is able to evaluate the risks and benefits of an investment in the Securities for an indefinite period of time.
Appears in 10 contracts
Samples: Share Purchase Agreement (AmeriCann, Inc.), Share Purchase Agreement (AmeriCann, Inc.), Share Purchase Agreement (AmeriCann, Inc.)
Accredited Investor. The Holder represents that it is an “accredited investor” investor within the meaning of Regulation D promulgated under of the Securities Act.
Appears in 8 contracts
Samples: Warrant Agreement (Geospatial Holdings, Inc.), Warrant Agreement (Geospatial Holdings, Inc.), Exclusive License and Distribution Agreement (Geospatial Holdings, Inc.)
Accredited Investor. Holder is an “accredited investor,” within the meaning of as such term is defined in Regulation D promulgated under pursuant to the Act.
Appears in 7 contracts
Samples: Warrant Agreement (Macrosolve Inc), Warrant to Purchase Common Stock (S3 Investment Company, Inc.), Warrant to Purchase Common Stock (American Security Resources Corp.)
Accredited Investor. Holder further acknowledges that it is an “familiar with the definition of "accredited investor” within the meaning " in Rule 501 of Regulation D promulgated under the ActAct and certifies that Holder is an accredited investor as defined in such rule.
Appears in 7 contracts
Samples: Debenture and Warrant Purchase Agreement (Iteris Holdings Inc), Warrant Agreement (Iteris Holdings Inc), Warrant to Purchase Common Stock (Odetics Inc)
Accredited Investor. Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D D, promulgated under the Securities Act, as presently in effect.
Appears in 7 contracts
Samples: Warrant Agreement (AMEDICA Corp), Warrant Agreement (AMEDICA Corp), Warrant Agreement (AMEDICA Corp)
Accredited Investor. The Holder represents that it is an “accredited investor” within the meaning of Regulation D promulgated under the Act.
Appears in 7 contracts
Samples: Warrant Agreement (Goff John C), Warrant Agreement (Goff John C), Warrant Agreement (CalciMedica, Inc.)
Accredited Investor. Holder is presently qualifies as an “accredited investor” within the meaning of Regulation D of the rules and regulations promulgated under the Act.
Appears in 6 contracts
Samples: Convertible Promissory Note (Cardtrend International Inc.), Convertible Promissory Note (Cardtrend International Inc.), Convertible Promissory Note (Cardtrend International Inc.)
Accredited Investor. Holder is an “"accredited investor” within the meaning of " as such term is defined in Regulation D promulgated under the ActSecurities Act of 1933, as amended.
Appears in 6 contracts
Samples: Warrant Agreement (Satcon Technology Corp), Warrant Agreement (Navisite Inc), Warrant Agreement (Navisite Inc)
Accredited Investor. Holder is an “accredited investor” within the meaning of as such term is defined in Regulation D promulgated under the ActSecurities Act of 1933, as amended.
Appears in 6 contracts
Samples: Warrant Agreement (Tetralogic Pharmaceuticals Corp), Warrant Agreement (Tetralogic Pharmaceuticals Corp), Warrant Agreement (Akrion, Inc.)
Accredited Investor. Holder is an “accredited investor,” within the meaning of as such term is defined in Regulation D promulgated under pursuant to the ActSecurities Act of 1933, as amended.
Appears in 6 contracts
Samples: Warrant to Purchase Common Stock (National Storm Management Inc.), Warrant Agreement (Magic Media Networks Inc), Warrant to Purchase Common Stock (Material Technologies Inc /Ca/)
Accredited Investor. The Holder represents that Holder is an “accredited investor” within the meaning of Regulation D promulgated under the Act.
Appears in 5 contracts
Samples: Amended and Restated Option to Purchase Shares of Restricted Common Stock (Firer Oleg), Amended and Restated Option to Purchase Shares of Restricted Common Stock (Net Element, Inc.), Option Agreement (Firer Oleg)
Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D promulgated under the 1933 Act.
Appears in 4 contracts
Samples: Warrant Agreement (Andover Medical, Inc.), Warrant Agreement (Andover Medical, Inc.), Warrant Agreement (Andover Medical, Inc.)
Accredited Investor. The Holder is an “"accredited investor” within the meaning " under Rule 501 of Regulation D promulgated under the Act.Act as follows:
Appears in 4 contracts
Samples: Warrant Agreement (Perma Fix Environmental Services Inc), Warrant Agreement (Perma Fix Environmental Services Inc), Warrant Agreement (Perma Fix Environmental Services Inc)
Accredited Investor. Holder represents that he, she or it is an “"accredited investor” " within the meaning of Regulation D promulgated under the Securities Act.
Appears in 3 contracts
Samples: Convertible Note Agreement (New Leaf Brands, Inc.), 10% Secured Convertible Subordinated Note (New Leaf Brands, Inc.), 10% Secured Convertible Subordinated Note (New Leaf Brands, Inc.)
Accredited Investor. Holder is an “accredited investor” within the meaning investor as defined in Rule 501(a) of Regulation D promulgated under the Act.
Appears in 3 contracts
Samples: Loan Agreement (Dyadic International Inc), Loan Agreement (Dyadic International Inc), Loan Agreement (Dyadic International Inc)
Accredited Investor. The Holder is an “accredited investor” within the meaning as defined in Rule 501(a) of Regulation D promulgated under the 1933 Act.
Appears in 3 contracts
Samples: Exchange Agreement (Altimmune, Inc.), Exchange Agreement (Altimmune, Inc.), Exchange Agreement (Altimmune, Inc.)
Accredited Investor. Holder is an “accredited investor” within the meaning of Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 3 contracts
Samples: Loan and Security Agreement (Kala Pharmaceuticals, Inc.), Loan and Security Agreement (Kala Pharmaceuticals, Inc.), Loan and Security Agreement (Kala Pharmaceuticals, Inc.)
Accredited Investor. The Holder is an “"accredited investor” within the meaning " as defined in Rule 501(a) of Regulation D promulgated under the Act.
Appears in 2 contracts
Samples: Warrant Agreement (Molecular Diagnostics Inc), Warrant Agreement (Molecular Diagnostics Inc)
Accredited Investor. Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D promulgated under the 1933 Act, as presently in effect.
Appears in 2 contracts
Samples: License Agreement (Histogenics Corp), Warrant Agreement (Entrust Inc)
Accredited Investor. Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D promulgated under the Securities Act, as presently in effect.
Appears in 2 contracts
Samples: Warrant Agreement (Handheld Entertainment, Inc.), Warrant Agreement (Handheld Entertainment, Inc.)
Accredited Investor. Holder is an “accredited investor” within the meaning of Regulation D promulgated under the Securities Act.
Appears in 2 contracts
Samples: Loan Agreement (Northwest Biotherapeutics Inc), Loan Agreement (Northwest Biotherapeutics Inc)
Accredited Investor. Holder is an “accredited investor” within the meaning as such term is defined in Rule 501 of Regulation D promulgated under the Securities Act.
Appears in 2 contracts
Samples: Warrant Agreement (CONTRAFECT Corp), Warrant Agreement (CONTRAFECT Corp)
Accredited Investor. Holder is an “accredited investor” within the meaning of the Rule 501 of Regulation D promulgated under the 1933 Act, as presently in effect.
Appears in 2 contracts
Samples: Warrant Agreement (Carbon Black, Inc.), Warrant Agreement (Carbon Black, Inc.)
Accredited Investor. Holder is an “accredited Accredited investor,” within the meaning of as such term is defined in Regulation D promulgated under the Act.
Appears in 2 contracts
Samples: Warrant Agreement (Tessera Technologies Inc), Warrant Agreement (Tessera Technologies Inc)
Accredited Investor. The Holder is an “"accredited investor” " within the meaning of Rule 501 of Regulation D promulgated under the Securities Act.
Appears in 2 contracts
Samples: Warrant Agreement (Lamonts Apparel Inc), Warrant Agreement (Kennedy Wilson Inc)
Accredited Investor. Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D promulgated under the Securities Act of 1933, as amended (the “1933 Act”).
Appears in 2 contracts
Samples: Common Stock Purchase Warrant (NameMedia, Inc.), Common Stock Purchase Warrant (NameMedia, Inc.)
Accredited Investor. Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D promulgated under the Act.
Appears in 2 contracts
Samples: Warrant Agreement (AMEDICA Corp), Warrant Agreement (Codexis Inc)
Accredited Investor. Holder is an “"accredited investor” within the meaning of ," as such term is defined in Regulation D promulgated under pursuant to the ActSecurities Act of 1933, as amended.
Appears in 2 contracts
Samples: Warrant Agreement (Us Data Authority Inc), Warrant Agreement (Usa Technologies Inc)
Accredited Investor. Holder represents that it is an “accredited investor” investor within the meaning of Regulation D promulgated under the Securities Act.
Appears in 2 contracts
Samples: Warrant Agreement (Five Prime Therapeutics Inc), Convertible Term Note (Armada Water Assets Inc)
Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D promulgated under the Act, as presently in effect.
Appears in 2 contracts
Samples: Warrant Agreement (Alion Science & Technology Corp), Seller Warrant Agreement (Alion Science & Technology Corp)
Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D (“Regulation D”) promulgated under the Securities Act of 1933, as amended (the “Securities Act”).
Appears in 2 contracts
Samples: Exchange Agreement (PDL Biopharma, Inc.), Exchange Agreement (PDL Biopharma, Inc.)
Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D promulgated under the 1933 Act, as presently in effect.
Appears in 2 contracts
Samples: Warrant Agreement (Thomas Weisel Partners Group, Inc.), Warrant Agreement (Thomas Weisel Partners Group, Inc.)
Accredited Investor. The Holder is an “"accredited investor” " within the meaning of Rule 501 of Regulation D promulgated under the ActD, as presently in effect.
Appears in 2 contracts
Samples: Warrant Agreement (Fastnet Corp), Warrant Agreement (Fastnet Corp)
Accredited Investor. Holder represents that he, she or it is an “accredited investor” within the meaning of Regulation D promulgated under the Securities Act.
Appears in 2 contracts
Samples: Warrant Agreement (Dance Biopharm, Inc.), Warrant Agreement (Dance Biopharm, Inc.)
Accredited Investor. The Holder represents that it is an “accredited investor” investor within the meaning of Regulation D promulgated under the Securities Act.
Appears in 2 contracts
Samples: Exchange Agreement (Cartesian Growth Corp), Note Conversion Agreement (Cardica Inc)
Accredited Investor. Holder is an “accredited investor” within the meaning of Regulation D promulgated under of the Act.
Appears in 1 contract
Accredited Investor. Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D promulgated under the 1933 Act.
Appears in 1 contract
Samples: Common Stock Purchase Warrant (ARYx Therapeutics, Inc.)
Accredited Investor. The Holder is (i) an “accredited investor” within the meaning of Rule 501 of Regulation D (“Regulation D”) promulgated under the Securities Act of 1933, as amended (the “Securities Act”).
Appears in 1 contract
Accredited Investor. Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D promulgated under the ActSecurities Act of 1933, as amended.
Appears in 1 contract
Accredited Investor. Holder acknowledges that it is an familiar with the definition of “accredited investor” within the meaning in Rule 501 of Regulation D promulgated under the ActAct and certifies that Holder is an accredited investor as defined in such rule.
Appears in 1 contract
Samples: Financial Advisory and Investor Relations Consulting Agreement (NovaBay Pharmaceuticals, Inc.)
Accredited Investor. Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D promulgated under the 1933 Act, as presently in effect.
Appears in 1 contract
Accredited Investor. The Holder is an “accredited investor” within the meaning of as defined in Regulation D promulgated under the ActSecurities Act of 1933, as amended.
Appears in 1 contract
Accredited Investor. Holder is an “"accredited investor” within the meaning of " as such term is defined in Regulation D promulgated under the ActSecurities Act of 1933, as amended ("Regulation D").
Appears in 1 contract
Samples: Warrant Agreement (Parlex Corp)
Accredited Investor. The Holder is an “accredited investor,” within the meaning as that term is defined in Rule 501 of Regulation D as promulgated under the Act.
Appears in 1 contract
Accredited Investor. Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D promulgated under the ActD, as presently in effect.
Appears in 1 contract
Samples: Common Stock Purchase Warrant (Anacor Pharmaceuticals, Inc.)
Accredited Investor. Holder is an “accredited investorAccredited Investor” within the meaning of as defined in Regulation D promulgated under of the Act.
Appears in 1 contract
Accredited Investor. The Holder represents to the Company that such ------------------- Holder is an “accredited investor” within the meaning of "Accredited Investor" as defined in Regulation D promulgated under the 1933 Act.
Appears in 1 contract
Accredited Investor. Holder is an “"accredited investor” within the meaning of " as such term is defined in Regulation D promulgated under the Securities Act of 1933, as amended (the "Act").
Appears in 1 contract
Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D promulgated under the Securities Act, as presently in effect.
Appears in 1 contract
Samples: Warrant Agreement (Redaptive, Inc.)
Accredited Investor. The Holder is an “"accredited investor” within the meaning ", as that term is defined in Rule 501 of Regulation D as promulgated under the Act.
Appears in 1 contract
Samples: Warrant Agreement (Amazon Com Inc)
Accredited Investor. Holder is an “accredited investor” within the meaning of Regulation D promulgated under the Act1933 Act (“Regulation D”).
Appears in 1 contract
Samples: Warrant Agreement (XL Fleet Corp.)
Accredited Investor. The Holder is an “accredited investor,” within the meaning of as such term is defined in Regulation D promulgated under pursuant to the Act.
Appears in 1 contract
Accredited Investor. Holder is an “accredited investor,” within the meaning of as such term is defined in Regulation D promulgated under pursuant to the Act.. Initials Initials
Appears in 1 contract
Accredited Investor. Holder is an “"accredited investor” within the meaning of ," as such term is defined in Regulation D promulgated under pursuant to the Act.
Appears in 1 contract
Accredited Investor. The Holder is an “"accredited investor” " within the meaning of Regulation D promulgated under the 1933 Act.
Appears in 1 contract
Accredited Investor. Holder is an “accredited investor” ’’ within the meaning of Regulation D promulgated under the Act.
Appears in 1 contract
Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D promulgated under the Securities Act of 1933, as presently in effect (the “Act”).
Appears in 1 contract
Accredited Investor. Holder represents that (i) it is an “------------------- accredited investor” investor within the meaning of Regulation D promulgated under the Act, (ii) it has substantial experience in making investments of the type represented by the Warrant and the Marketing Agreement, and (iii) is a "qualified institutional buyer" as defined in Rule 144A promulgated pursuant to the Act.
Appears in 1 contract
Accredited Investor. Holder is an “"accredited investor” " within the meaning of Rule 501 of Regulation D promulgated under the Act., as presently in effect
Appears in 1 contract
Accredited Investor. The Holder represents that it is an “"accredited investor” " within the meaning of Regulation D promulgated under the Act.
Appears in 1 contract
Samples: Warrant Agreement (Opgen Inc)
