Acquisition of Significant Share Ownership. There is filed, or is required to be filed, a report on Schedule 13D or another form or schedule (other than Schedule 13G) required under Sections 13(d) or 14(d) of the Securities Exchange Act of 1934, as amended, if the schedule discloses that the filing person or persons acting in concert has or have become the beneficial owner of 25% or more of a class of the Company’s or the Bank’s voting securities; provided, however, this clause (ii) shall not apply to beneficial ownership of the Company’s or the Bank’s voting shares held in a fiduciary capacity by an entity of which the Company directly or indirectly beneficially owns 50% or more of its outstanding voting securities;
Appears in 110 contracts
Samples: Employment Agreement (Lake Shore Bancorp, Inc.), Employment Agreement (CB Financial Services, Inc.), Employment Agreement (Kearny Financial Corp.)
Acquisition of Significant Share Ownership. There is filed, or is required to be filed, a report on Schedule 13D or another form or schedule (other than Schedule 13G) required under Sections 13(d) or 14(d) of the Securities Exchange Act of 1934, as amended, if the schedule discloses that the filing person or persons acting in concert has or have become the beneficial owner owner(s) of 2520% or more of a class of the CompanyBank’s or the BankCompany’s voting securities; provided, however, however this clause (iiiii) shall not apply to beneficial ownership of the Company’s Bank or the Bank’s Company voting shares held in a fiduciary capacity by an entity of which the Bank or the Company directly or indirectly beneficially owns 50% or more of its outstanding voting securities;.
Appears in 32 contracts
Samples: Employment Agreement (Fox Chase Bancorp Inc), Employment Agreement (Fox Chase Bancorp Inc), Employment Agreement (Fox Chase Bancorp Inc)
Acquisition of Significant Share Ownership. There is filed, or is required to be filed, a report on Schedule 13D or another form or schedule (other than Schedule 13G) required under Sections 13(d) or 14(d) of the Securities Exchange Act of 1934, as amended, if the schedule discloses that the filing person or persons acting in concert has or have become the beneficial owner of 25% or more of a class of the Company’s Bank or the BankHolding Company’s voting securities; provided, however, but this clause (ii) shall not apply to beneficial ownership of the Company’s Bank or the Bank’s Holding Company voting shares held in a fiduciary capacity by an entity of which the Bank or the Holding Company directly or indirectly beneficially owns 50% or more of its outstanding voting securities;.
Appears in 10 contracts
Samples: Change in Control Agreement (Hampden Bancorp, Inc.), Change in Control Agreement (Hampden Bancorp, Inc.), Employment Agreement (Hampden Bancorp, Inc.)
Acquisition of Significant Share Ownership. There is filed, or is required to be filed, a report on Schedule 13D or another form or schedule (other than Schedule 13G) required under Sections 13(d) or 14(d) of the Securities Exchange Act of 1934, as amended, if the schedule discloses that the filing person or persons acting in concert has or have become the beneficial owner of 2550% or more of a class of the Company’s or the Bank’s voting securities; provided, however, this clause (iiB) shall not apply to beneficial ownership of the Company’s or the Bank’s voting shares held in a fiduciary capacity by an entity of which the Company directly or indirectly beneficially owns 50% or more of its outstanding voting securities;
Appears in 9 contracts
Samples: Employment Agreement (First of Long Island Corp), Employment Agreement (First of Long Island Corp), Employment Agreement (First of Long Island Corp)
Acquisition of Significant Share Ownership. There is filed, or is required to be filed, a report on Schedule 13D or another form or schedule (other than Schedule 13G) required under Sections 13(d) or 14(d) of the Securities Exchange Act of 1934, as amended, if the schedule discloses that the filing person or persons acting in concert has or have become the beneficial owner of 25% or more of a class of the Company’s or the Bank’s voting securities; provided, however, this clause (iib) shall not apply to beneficial ownership of the Company’s or the Bank’s voting shares held in a fiduciary capacity by an entity of which the Company directly or indirectly beneficially owns 50% or more of its outstanding voting securities;
Appears in 8 contracts
Samples: Change in Control Agreement (Poage Bankshares, Inc.), Change in Control Agreement (Harvard Illinois Bancorp, Inc.), Employment Agreement (Harvard Illinois Bancorp, Inc.)
Acquisition of Significant Share Ownership. There is filed, or is required to be filed, a report on Schedule 13D or another form or schedule (other than Schedule 13G) required under Sections 13(d) or 14(d) of the Securities Exchange Act of 1934, as amended, if the schedule discloses that the filing person or persons acting in concert has or have become the beneficial owner of 25% or more of a class of the CompanyBank’s or the BankCompany’s voting securities; provided, however, this clause (ii) shall not apply to beneficial ownership of the CompanyBank’s or the BankCompany’s voting shares held in a fiduciary capacity by an entity of which the Company Bank directly or indirectly beneficially owns 50% or more of its outstanding voting securities;
Appears in 8 contracts
Samples: Change in Control Agreement (PCSB Financial Corp), Employment Agreement (PCSB Financial Corp), Employment Agreement (PCSB Financial Corp)
Acquisition of Significant Share Ownership. There is filed, or is required to be filed, a report on Schedule 13D or another form or schedule (other than Schedule 13G) required under Sections 13(d) or 14(d) of the Securities Exchange Act of 1934, as amended, if the schedule discloses that the filing person or persons acting in concert has or have become the beneficial owner owner(s) of 2520% or more of a class of the CompanyBank’s or the BankCompany’s voting securities; provided, however, however this clause (iiiii) shall not apply to beneficial ownership of the Company’s Bank or the Bank’s Company voting shares held in a fiduciary capacity by an entity of which the Bank or the Company directly or indirectly beneficially owns 50% or more of its outstanding voting securities;; or
Appears in 8 contracts
Samples: Change in Control Agreement (Fox Chase Bancorp Inc), Change in Control Agreement (Fox Chase Bancorp Inc), Change in Control Agreement (Fox Chase Bancorp Inc)
Acquisition of Significant Share Ownership. There is filed, or is required to be filed, a report on Schedule 13D or another form or schedule (other than Schedule 13G) required under Sections 13(d) or 14(d) of the Securities Exchange Act of 1934, as amended, if the schedule discloses that the filing person or persons acting in concert has or have become the beneficial owner of 25% or more of a class of the Company’s 's or the Bank’s 's voting securities; provided, however, this clause (ii) shall not apply to beneficial ownership of the Company’s 's or the Bank’s 's voting shares held in a fiduciary capacity by an entity of which the Company directly or indirectly beneficially owns 50% or more of its outstanding voting securities;
Appears in 6 contracts
Samples: Employment Agreement (WCF Bancorp, Inc.), Employment Agreement (FSB Bancorp, Inc.), Employment Agreement (Parke Bancorp, Inc.)
Acquisition of Significant Share Ownership. There is filed, or is required to be filed, a report on Schedule 13D or another form or schedule (other than Schedule 13G) required under Sections 13(d) or 14(d) of the Securities Exchange Act of 1934, as amended, if the schedule discloses that the filing person or persons acting in concert has or have become the beneficial owner of 25% or more of a class of the Company’s or the Bank’s voting securities; provided, however, this clause (iiB) shall not apply to beneficial ownership of the Company’s or the Bank’s voting shares held in a fiduciary capacity by an entity of which the Company directly or indirectly beneficially owns 50% or more of its outstanding voting securities;
Appears in 5 contracts
Samples: Employment Agreement (Heritage NOLA Bancorp, Inc.), Employment Agreement (Heritage NOLA Bancorp, Inc.), Employment Agreement (Heritage NOLA Bancorp, Inc.)
Acquisition of Significant Share Ownership. There is filed, or is required to be filed, a report on Schedule 13D or another form or schedule (other than Schedule 13G) required under Sections 13(d) or 14(d) of the Securities Exchange Act of 1934, as amended, if the schedule discloses that the filing person or persons acting in concert has or have become the beneficial owner of 25% or more of a class of the Company’s or the Bank’s voting securities; provided, however, but this clause (ii) shall not apply to beneficial ownership of the Company’s Company or the Bank’s Bank voting shares held in a fiduciary capacity by an entity of which the Company or Bank directly or indirectly beneficially owns 50% or more of its outstanding voting securities;
Appears in 5 contracts
Samples: Two Year Employment Agreement (Standard Financial Corp.), Three Year Employment Agreement (Standard Financial Corp.), Two Year Employment Agreement (Standard Financial Corp.)
Acquisition of Significant Share Ownership. There is filed, or is required to be filed, a report on Schedule 13D or another form or schedule (other than Schedule 13G) required under Sections 13(d) or 14(d) of the Securities Exchange Act of 1934, as amended, if the schedule discloses that the filing person or persons acting in concert has or have become the beneficial owner of 25% or more of a class of the Company’s or the BankAssociation’s voting securities; provided, however, this clause (iiB) shall not apply to beneficial ownership of the Company’s or the BankAssociation’s voting shares held in a fiduciary capacity by an entity of which the Company directly or indirectly beneficially owns 50% or more of its outstanding voting securities;
Appears in 4 contracts
Samples: Employment Agreement (Best Hometown Bancorp, Inc.), Employment Agreement (Best Hometown Bancorp, Inc.), Employment Agreement (Best Hometown Bancorp, Inc.)
Acquisition of Significant Share Ownership. There is filed, or is required to be filed, a report on Schedule 13D or another form or schedule (other than Schedule 13G) required under Sections 13(d) or 14(d) of the Securities Exchange Act of 1934, as amended, if the schedule discloses that the filing person or persons acting in concert has or have become the beneficial owner of 25% or more of a class of the Company’s or the BankAssociation’s voting securities; provided, however, this clause (iib) shall not apply to beneficial ownership of the Company’s or the BankAssociation’s voting shares held in a fiduciary capacity by an entity of which the Company directly or indirectly beneficially owns 50% or more of its outstanding voting securities;
Appears in 4 contracts
Samples: Change in Control Agreement (Poage Bankshares, Inc.), Change in Control Agreement (Poage Bankshares, Inc.), Change in Control Agreement (Poage Bankshares, Inc.)
Acquisition of Significant Share Ownership. There is filed, or is required to be filed, a report on Schedule 13D or another form or schedule (other than Schedule 13G) required under Sections 13(d) or 14(d) of the Securities Exchange Act of 1934, as amended, if the schedule discloses that the filing person or persons acting in concert has or have become the beneficial owner of 25% or more of a class of the Company’s 's or the Bank’s 's voting securities; provided, however, this clause (iib) shall not apply to beneficial ownership of the Company’s 's or the Bank’s 's voting shares held in a fiduciary capacity by an entity of which the Company directly or indirectly beneficially owns 50% or more of its outstanding voting securities;
Appears in 4 contracts
Samples: Change in Control Agreement (Poage Bankshares, Inc.), Change in Control Agreement (OmniAmerican Bancorp, Inc.), Change in Control Agreement (OmniAmerican Bancorp, Inc.)
Acquisition of Significant Share Ownership. There is filed, or is required to be filed, a report on Schedule 13D or another form or schedule (other than Schedule 13G) required under Sections 13(d) or 14(d) of the Securities Exchange Act of 1934, as amended, if the schedule discloses that the filing person or persons acting in concert has or have become the beneficial owner of 25% or more of a class of the Companyholding company’s or the Bank’s voting securities; provided, however, this clause (ii) shall not apply to beneficial ownership of the Companyholding company’s or the Bank’s voting shares held in a fiduciary capacity by an entity of which the Company holding company directly or indirectly beneficially owns 50% or more of its outstanding voting securities;
Appears in 3 contracts
Samples: Employment Agreement (Catalyst Bancorp, Inc.), Employment Agreement (Catalyst Bancorp, Inc.), Employment Agreement (Catalyst Bancorp, Inc.)
Acquisition of Significant Share Ownership. There is filed, or is required to be filed, a report on Schedule 13D or another form or schedule (other than Schedule 13G) required under Sections 13(d) or 14(d) of the Securities Exchange Act of 1934, as amended, if the schedule discloses that the filing person or persons acting in concert has or have become the beneficial owner of 25more than 50% or more of a class of the CompanyBancorp’s or the Bank’s voting securities; provided, however, this clause (ii) shall not apply to beneficial ownership of the CompanyBancorp’s or the Bank’s voting shares held in a fiduciary capacity by an entity of which the Company Bancorp directly or indirectly beneficially owns 5030% or more of its outstanding voting securitiessecurities or other equity interest;
Appears in 3 contracts
Samples: Change in Control Agreement (Community Bancorp /Vt), Change in Control Agreement (Community Bancorp /Vt), Change in Control Agreement (Community Bancorp /Vt)
Acquisition of Significant Share Ownership. There is filed, or is required to be filed, a report on Schedule 13D or another form or schedule (other than Schedule 13G) required under Sections 13(d) or 14(d) of the Securities Exchange Act of 1934, as amended, if the schedule discloses that the filing person or persons acting in concert has or have become the beneficial owner of 25more than 50% or more of a class of the Company’s or the Bank’s voting securities; provided, however, this clause (ii) shall not apply to beneficial ownership of the Company’s or the Bank’s voting shares held in a fiduciary capacity by an entity of which the Company directly or indirectly beneficially owns 50% or more of its outstanding voting securities;
Appears in 2 contracts
Samples: Change in Control Severance Agreement (SP Bancorp, Inc.), Change in Control Severance Agreement (SP Bancorp, Inc.)
Acquisition of Significant Share Ownership. There is filed, or is required to be filed, a report on Schedule 13D or another form or schedule (other than Schedule 13G) required under Sections 13(d) or 14(d) of the Securities Exchange Act of 1934, as amended, if the schedule discloses that the filing person or persons acting in concert has or have become the beneficial owner of 2550% or more of a class of the Company’s or the Bank’s voting securities; provided, however, this clause (ii) shall not apply to beneficial ownership of the Company’s or the Bank’s voting shares held in a fiduciary capacity by an entity of which the Company directly or indirectly beneficially owns 50% or more of its outstanding voting securities;
Appears in 2 contracts
Samples: Employment Agreement (First of Long Island Corp), Employment Agreement (First of Long Island Corp)
Acquisition of Significant Share Ownership. There is filed, or is required to be filed, a report on Schedule 13D or another form or schedule (other than Schedule 13G) required under Sections 13(d) or 14(d) of the Securities Exchange Act of 1934, as amended, if the schedule discloses that the filing person or persons acting in concert has or have become the beneficial owner of 25% or more of a class of the Company’s or the BankAssociation’s voting securities; provided, however, this clause (ii) shall not apply to beneficial ownership of the Company’s or the BankAssociation’s voting shares held in a fiduciary capacity by an entity of which the Company directly or indirectly beneficially owns 50% or more of its outstanding voting securities;
Appears in 2 contracts
Samples: Employment Agreement (St. Joseph Bancorp, Inc.), Employment Agreement (St. Joseph Bancorp, Inc.)
Acquisition of Significant Share Ownership. There is filed, or is required to be filed, a report on Schedule 13D or another form or schedule (other than Schedule 13G) required under Sections 13(d) or 14(d) of the Securities Exchange Act of 1934, as amended, if the schedule discloses that the filing person or persons acting in concert has or have become the beneficial owner of 25% or more of a class of the Company’s or the Bank’s voting securities; provided, however, this clause (ii) shall not apply to beneficial ownership of the Company’s or the Bank’s voting shares held in a fiduciary capacity by an entity of which the Company directly or indirectly beneficially owns 50% or more of its outstanding voting securities;; Table of Contents
Appears in 2 contracts
Samples: Employment Agreement (Ben Franklin Financial, Inc.), Employment Agreement (Ben Franklin Financial, Inc.)
Acquisition of Significant Share Ownership. There is filed, or is required to be filed, a report on Schedule 13D or another form or schedule (other than Schedule 13G) required under Sections 13(d) or 14(d) of the Securities Exchange Act of 1934, as amended, if the schedule discloses that the filing person or persons acting in concert has or have become the beneficial owner of 25% or more of a class of the Companyholding company’s or the Bank’s voting securities; provided, however, this clause (ii) shall not apply to beneficial ownership of the Companyholding company’s or the Bank’s voting shares held in a fiduciary capacity by an entity of which the Company holding company directly or indirectly beneficially owns 50% or more of its outstanding voting securities;
Appears in 1 contract
Acquisition of Significant Share Ownership. There is filed, or is required to be filed, a report on Schedule 13D or another form or schedule (other than Schedule 13G) required under Sections 13(d) or 14(d) of the Securities Exchange Act of 1934, as amended, if the schedule discloses that the filing person or persons acting in concert has or have become the beneficial owner of 25% or more of a class of the CompanyBank’s or the BankCompany’s voting securities; provided, however, this clause (ii) shall not apply to beneficial ownership of the CompanyBank’s or the BankCompany’s voting shares held in a fiduciary capacity by an entity of which the Company Bank directly or indirectly beneficially owns 50% or more of its outstanding voting securities;; {Clients/1511/00286759.DOCX/2 }
Appears in 1 contract
Acquisition of Significant Share Ownership. There is filed, or is required to be filed, a report on Schedule 13D or another form or schedule (other than Schedule 13G) required under Sections 13(d) or 14(d) of the Securities Exchange Act of 1934, as amended, if the schedule discloses that the filing person or persons acting in concert has or have become the beneficial owner of 25% or more of a class of the Company’s 's or the Bank’s 's voting securities; provided, however, this clause (iiB) shall not apply to beneficial ownership of the Company’s 's or the Bank’s 's voting shares held in a fiduciary capacity by an entity of which the Company directly or indirectly beneficially owns 50% or more of its outstanding voting securities;
Appears in 1 contract
Acquisition of Significant Share Ownership. There is filed, or is required to be filed, a report on Schedule 13D or another form or schedule (other than Schedule 13G) required under Sections 13(d) or 14(d) of the Securities Exchange Act of 1934, as amended, if the schedule discloses that the filing person or persons acting in concert has or have become the beneficial owner of 25% or more of a class of the Company’s or the Bank’s voting securities; provided, however, this clause (ii) shall not apply to beneficial ownership of the Company’s or the Bank’s voting shares held in a fiduciary capacity by an entity of which the Company directly or indirectly beneficially owns 50% or more of its outstanding voting securities;; (iii)
Appears in 1 contract
Samples: Change in Control Agreement (Waterstone Financial, Inc.)
Acquisition of Significant Share Ownership. There is filed, or is required to be filed, a A report on Schedule 13D or another form or schedule (other than Schedule 13G) is required to be filed under Sections 13(d) or 14(d) of the Securities Exchange Act of 1934, as amended, if the schedule discloses that the filing person or persons acting in concert has or have become the beneficial owner of twenty-five (25% %) percent or more of a class of the Company’s or the Bank’s voting securities; provided, however, this clause (iiSection 1(b)(2) shall not apply to beneficial ownership of the Company’s or the Bank’s voting shares held in a fiduciary capacity by an entity of which the Company directly or indirectly beneficially owns fifty (50% %) percent or more of its outstanding voting securities;
Appears in 1 contract
Samples: Management Change in Control Severance Agreement (Parke Bancorp, Inc.)
Acquisition of Significant Share Ownership. There is filed, or is required to be filed, a report on Schedule 13D or another form or schedule (other than Schedule 13G) required under Sections 13(d) or 14(d) of the Securities Exchange Act of 1934, as amended, if the schedule discloses that the filing person or persons acting in concert has or have become the beneficial owner of 25% or more of a class of the Company’s or the Bank’s voting securities; provided, however, this clause (ii) shall not apply to beneficial ownership of the Company’s or the Bank’s voting shares held in a fiduciary capacity by an entity of which the Company directly or indirectly beneficially owns 50% or more of its outstanding voting securities;; {Clients/1511/00281647.DOCX/8 }
Appears in 1 contract
Acquisition of Significant Share Ownership. There is filed, or is required to be filed, a report on Schedule 13D or another form or schedule (other than Schedule 13G) required under Sections 13(d) or 14(d) of the Securities Exchange Act of 1934, as amended, if the schedule discloses that the filing person or persons acting in concert has or have become the beneficial owner of 25% or more of a class of the Companyholding company’s or the Bank’s voting securities; provided, however, this clause (ii) shall not apply to beneficial ownership of the Companyholding company’s or the Bank’s voting shares held in a fiduciary capacity by an entity of which the Company holding company directly or indirectly beneficially owns 50% or more of its outstanding voting securities;
Appears in 1 contract
Acquisition of Significant Share Ownership. There is filed, or is required to be filed, a report on Schedule 13D or another form or schedule (other than Schedule 13G) required under Sections 13(d) or 14(d) of the Securities Exchange Act of 1934, as amended, if the schedule discloses that the filing person or persons acting in concert has or have become the beneficial owner of 25% or more of a class of the Company’s or the Bank’s voting securities; provided, however, this clause (iiB) shall not apply to beneficial ownership of the Company’s or the Bank’s voting shares held in a fiduciary capacity by an entity of which the Company Bank directly or indirectly beneficially owns 50% or more of its outstanding voting securities;
Appears in 1 contract
Samples: Employment Agreement (Community Savings Bancorp, Inc.)