Act Filings. After the Closing Date and in accordance with the requirements of the Securities Exchange Act of 1934, as amended (the "Exchange Act") and rules promulgated thereunder, Purchaser shall complete and cause to be timely filed with the SEC on his behalf a Form 3 and a Schedule 13D in connection with the securities he will receive hereunder and his appointment as a director and officer of this Company.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Summit Brokerage Services Inc / Fl), Stock Purchase Agreement (Parker Richard)
Act Filings. After the Closing Date and in accordance with the requirements of the Securities Exchange Act of 1934, as amended (and the "Exchange Act") and rules promulgated thereunder, the Purchaser shall complete and cause to be timely filed with the SEC on his its behalf a Form 3 and a Schedule 13D in connection with the securities he it will receive hereunder and, when and his appointment as if applicable, a director and officer Form 3 by the Purchaser and/or the Purchaser's representative to the Company's board of this Companydirectors, if any.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Summit Brokerage Services Inc / Fl), Stock Purchase Agreement (Summit Brokerage Services Inc / Fl)