Action by Underwriters. Any action under this Agreement taken by the Underwriters jointly or by Wachovia Capital Markets, LLC will be binding upon all the Underwriters. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us four counterparts hereof, whereupon this letter and your acceptance shall represent a binding agreement among the Trust, the Guarantor and the several Underwriters. Very truly yours, WACHOVIA CAPITAL TRUST IV By: WACHOVIA CORPORATION, as Depositor By: /s/ Xxxxx X. Xxxx Name: Xxxxx X. Xxxx Title: Executive Vice President By: /s/ Xxxxx X. Xxxx Name: Xxxxx X. Xxxx Title: Executive Vice President Accepted as of the date hereof: WACHOVIA CAPITAL MARKETS, LLC By: WACHOVIA CAPITAL MARKETS, LLC By: /s/ Xxxxxxx Xxxxxx Name: Xxxxxxx Xxxxxx Title: Managing Director Wachovia Capital Markets, LLC 4,240,000 636,000 Banc of America Securities LLC 3,936,000 590,400 Citigroup Global Markets Inc. 3,936,000 590,400 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated 3,936,000 590,400 Xxxxxx Xxxxxxx & Co. Incorporated 3,936,000 590,400 UBS Securities LLC 3,936,000 590,400 ABN AMRO Incorporated 240,000 240,000 Barclays Capital Inc. 240,000 36,000 BB&T Capital Markets, a division of Xxxxx & Xxxxxxxxxxxx, Inc. 240,000 36,000 Countrywide Securities Corporation 240,000 36,000 Deutsche Bank Securities Inc. 240,000 36,000 Fifth Third Securities, Inc. 240,000 36,000 Greenwich Capital Markets, Inc. 240,000 36,000 ING Financial Markets LLC 240,000 36,000 X.X. Xxxxxx Securities Inc. 240,000 36,000 KeyBanc Capital Markets, a division of McDonald Investments Inc. 240,000 36,000 Xxxxxx Brothers Inc. 240,000 36,000 NatCity Investments, Inc. 240,000 36,000 Popular Securities, Inc. 240,000 36,000 RBC Xxxx Xxxxxxxx Inc. 240,000 36,000 Xxxxx Fargo Securities, LLC 240,000 36,000 Bear, Xxxxxxx & Co. Inc. 160,000 24,000 BNP Paribas Securities Corp. 160,000 24,000 Xxxxxxx Xxxxxx & Co., Inc. 160,000 24,000 Credit Suisse Securities (USA) LLC 160,000 24,000 Fidelity Capital Markets Services, a division of National Financial Services LLC 160,000 24,000 FTN Financial Securities Corp. 160,000 24,000 Xxxxxxx, Sachs & Co. 160,000 24,000 H&R Block Financial Advisors, Inc. 160,000 24,000 HSBC Securities (USA) Inc. 160,000 24,000 X.X. Xxxxxxx & Co. 160,000 24,000 Xxxxxx Xxxxxxxxxx Xxxxx LLC 160,000 24,000 Xxxxxxxxx & Company, Inc. 160,000 24,000 Xxxxxx Xxxxxx & Company, Inc. 160,000 24,000 Xxxxxxxxxxx & Co. Inc. 160,000 24,000 Pershing LLC 160,000 24,000 Xxxxx Xxxxxxx & Co. 160,000 24,000 Xxxxxxx Xxxxx & Associates, Inc. 160,000 24,000 Xxxxxx X. Xxxxx & Co. Incorporated 160,000 24,000 Sandler, X’Xxxxx & Partners, L.P. 160,000 24,000 TD AMERITRADE, Inc. 160,000 24,000 X.X. Xxxxxxx and Company 80,000 12,000 Comerica Securities, Inc. 80,000 12,000 X.X. Xxxxxxxx & Co. 80,000 12,000 Xxxxxxxxx & Company LLC 80,000 12,000 Xxxx Xxxxxx Xxxxxx & Xxxxxx, Inc. 80,000 12,000 J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. 80,000 12,000 JVB Financial Group LLC 80,000 12,000 Xxxxx, Xxxxxxxx & Xxxxx, Inc. 80,000 12,000 Loop Capital Markets, LLC 80,000 12,000 Mesirow Financial, Inc. 80,000 12,000 Xxxxxx Xxxxxxx & Co., Inc. 80,000 12,000 Xxxx Xxxx & Co., Inc. 80,000 12,000 Xxxxxx X. Xxxxxxx & Company, Inc. 80,000 12,000 SunTrust Capital Markets, Inc. 80,000 12,000 The Xxxxxxxx Capital Group, L.P. 80,000 12,000 Xxxxxxxxx Capital Partners, LLC 80,000 12,000 Total 32,000,000 4,800,000 6.375% Trust Preferred Securities (liquidation amount $25 per security) of Wachovia Capital Trust IV, fully and unconditionally guaranteed by Wachovia Corporation 32,000,000 4,800,000 $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $0.7875 per Trust Preferred Security Immediately available funds by wire $10,000 Amended and Restated Trust Agreement, dated as of February 15, 2007, among Wachovia Corporation, as Depositor, U.S. Bank National Association, as Property Trustee, U.S. Bank Trust National Association, as Delaware Trustee, Xxxxx X. Xxxx and Xxxx X. Xxxxxxxx, Xx., Esq., as Administrative Trustees, and the registered holders from time to time of the Trust Preferred Securities and the Trust Common Securities (i) $800,010,000 of Wachovia Corporation’s 6.375% Extendible Long Term Subordinated Notes, to be issued pursuant to the Indenture referred to in the Underwriting Agreement to this Schedule II is attached.
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Action by Underwriters. Any action under this Agreement taken by the Underwriters jointly or by Wachovia Capital Markets, LLC the firm signing below on behalf of you as the Representatives will be binding upon all the Underwriters. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us four counterparts the enclosed duplicate hereof, whereupon this letter and your acceptance shall represent a binding agreement among between the Trust, the Guarantor Company and the several Underwriters. Very truly yours, WACHOVIA CAPITAL TRUST IV By: WACHOVIA CORPORATION, as Depositor By: CORPORATION /s/ Xxxxx X. Xxxx Name: Xxxxx X. Xxxx Title: Executive Vice President By: /s/ Xxxxx X. Xxxx Name: Xxxxx X. Xxxx Title: Executive Vice President Accepted Treasurer The foregoing Agreement is hereby confirmed and accepted as of the date hereof: WACHOVIA CAPITAL MARKETS, LLC first above written. By: WACHOVIA CAPITAL MARKETS, LLC By: /s/ Xxxxxxx Xxxxx Xxxxxx Name: Xxxxxxx Xxxxx Xxxxxx Title: Managing Director By: XXXXXXX, XXXXX & CO. /s/ Xxxxxxx, Sachs & Co. On behalf of the Underwriters set forth in Schedule I Wachovia Capital Markets, LLC 4,240,000 636,000 Banc of America Securities LLC 3,936,000 590,400 1,750,000 Xxxxxxx, Xxxxx & Co. 1,330,000 Citigroup Global Markets Inc. 3,936,000 590,400 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated 3,936,000 590,400 Xxxxxx Xxxxxxx & Co. Incorporated 3,936,000 590,400 UBS Securities LLC 3,936,000 590,400 ABN AMRO Incorporated 240,000 240,000 Barclays Capital Inc. 240,000 36,000 BB&T Capital Markets, a division of Xxxxx & Xxxxxxxxxxxx, Inc. 240,000 36,000 Countrywide Securities Corporation 240,000 36,000 Deutsche Bank Securities Inc. 240,000 36,000 Fifth Third Securities, Inc. 240,000 36,000 Greenwich Capital Markets, Inc. 240,000 36,000 ING Financial Markets LLC 240,000 36,000 X.X. Xxxxxx Securities Inc. 240,000 36,000 KeyBanc Capital Markets, a division of McDonald Investments Inc. 240,000 36,000 Xxxxxx Brothers Inc. 240,000 36,000 NatCity Investments, Inc. 240,000 36,000 Popular Securities, Inc. 240,000 36,000 RBC Xxxx Xxxxxxxx Inc. 240,000 36,000 Xxxxx Fargo Securities, LLC 240,000 36,000 Bear, Xxxxxxx & Co. Inc. 160,000 24,000 BNP Paribas Securities Corp. 160,000 24,000 Xxxxxxx Xxxxxx & Co., Inc. 160,000 24,000 140,000 Credit Suisse Securities (USA) LLC 160,000 24,000 Fidelity Capital Markets Services140,000 UBS Securities LLC 140,000 Total 3,500,000 7.50% Non-Cumulative Perpetual Convertible Class A Preferred Stock, Series L, no par value and with a division liquidation preference of National Financial Services LLC 160,000 24,000 FTN Financial Securities Corp. 160,000 24,000 Xxxxxxx, Sachs & Co. 160,000 24,000 H&R Block Financial Advisors, Inc. 160,000 24,000 HSBC Securities (USA) Inc. 160,000 24,000 X.X. Xxxxxxx & Co. 160,000 24,000 Xxxxxx Xxxxxxxxxx Xxxxx LLC 160,000 24,000 Xxxxxxxxx & Company, Inc. 160,000 24,000 Xxxxxx Xxxxxx & Company, Inc. 160,000 24,000 Xxxxxxxxxxx & Co. Inc. 160,000 24,000 Pershing LLC 160,000 24,000 Xxxxx Xxxxxxx & Co. 160,000 24,000 Xxxxxxx Xxxxx & Associates, Inc. 160,000 24,000 Xxxxxx X. Xxxxx & Co. Incorporated 160,000 24,000 Sandler, X’Xxxxx & Partners, L.P. 160,000 24,000 TD AMERITRADE, Inc. 160,000 24,000 X.X. Xxxxxxx and Company 80,000 12,000 Comerica Securities, Inc. 80,000 12,000 X.X. Xxxxxxxx & Co. 80,000 12,000 Xxxxxxxxx & Company LLC 80,000 12,000 Xxxx Xxxxxx Xxxxxx & Xxxxxx, Inc. 80,000 12,000 J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. 80,000 12,000 JVB Financial Group LLC 80,000 12,000 Xxxxx, Xxxxxxxx & Xxxxx, Inc. 80,000 12,000 Loop Capital Markets, LLC 80,000 12,000 Mesirow Financial, Inc. 80,000 12,000 Xxxxxx Xxxxxxx & Co., Inc. 80,000 12,000 Xxxx Xxxx & Co., Inc. 80,000 12,000 Xxxxxx X. Xxxxxxx & Company, Inc. 80,000 12,000 SunTrust Capital Markets, Inc. 80,000 12,000 The Xxxxxxxx Capital Group, L.P. 80,000 12,000 Xxxxxxxxx Capital Partners, LLC 80,000 12,000 Total 32,000,000 4,800,000 6.375% Trust Preferred Securities (liquidation amount $1,000 per share 3,500,000 525,000 $1,000 per Security $975 per Security $25 per security) of Wachovia Capital Trust IV, fully and unconditionally guaranteed by Wachovia Corporation 32,000,000 4,800,000 $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $0.7875 per Trust Preferred Security Immediately available funds by wire $10,000 Amended and Restated Trust AgreementApril 17, dated as of February 152008; 10:30 a.m. (New York City time) Xxxxxxxx & Xxxxxxxx LLP 000 Xxxxx Xxxxxx Xxx Xxxx, 2007Xxx Xxxx 00000 Wachovia Capital Markets, among Wachovia CorporationLLC 000 Xxxxx Xxxxxxx Xxxxxx Xxxxxxxxx, Xxxxx Xxxxxxxx 00000-0000 Attn: Equity Capital Markets Xxxxxxx, Sachs & Co. 00 Xxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Attention: The Registration Department, 20th Floor Press Release, as Depositorfiled with the Commission pursuant to Rule 433 on April 14, U.S. Bank National Association2008 Electronic “road show” on xxx.xxxxxxxxxxx.xxx (a) Issuer Free Writing Prospectuses not included in Pricing Disclosure Package: Press Release, as Property Trustee, U.S. Bank Trust National Association, as Delaware Trustee, Xxxxx X. Xxxx and Xxxx X. Xxxxxxxx, Xx., Esq., as Administrative Trustees, and filed with the registered holders from time to time of the Trust Preferred Securities and the Trust Common Securities
(i) $800,010,000 of Wachovia Corporation’s 6.375% Extendible Long Term Subordinated Notes, to be issued Commission pursuant to the Indenture referred to in the Underwriting Agreement to this Schedule II is attached.Rule 433 on April 14, 2008 Electronic “road show” on xxx.xxxxxxxxxxx.xxx
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Action by Underwriters. Any action under this Agreement taken by the Underwriters jointly or by Wachovia Capital Markets, LLC will be binding upon all the Underwriters. In all dealings under this Agreement, the Representatives shall act on behalf of each of the Underwriters and the parties hereto shall be entitled to act and rely upon any statement, request, notice or agreement on behalf of any Underwriter made or given by the Representatives jointly or by Xxxxxx Xxxxxxx & Co. Incorporated on behalf of the Representatives. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us four counterparts hereof, whereupon this letter and your acceptance shall represent a binding agreement among the Trust, the Guarantor and the several Underwriters. Very truly yours, WACHOVIA SUNTRUST CAPITAL TRUST IV IX By: WACHOVIA CORPORATIONSUNTRUST BANKS, INC., as Depositor Sponsor By: /s/ Xxxxx Xxxxxxx X. Xxxx Xxxxxxxx Name: Xxxxx Xxxxxxx X. Xxxx Xxxxxxxx Title: Executive Senior Vice President SUNTRUST BANKS, INC. By: /s/ Xxxxx Xxxxxxx X. Xxxx Xxxxxxxx Name: Xxxxx Xxxxxxx X. Xxxx Xxxxxxxx Title: Executive Senior Vice President Accepted as of the date hereof: WACHOVIA CAPITAL MARKETS, LLC XXXXXX XXXXXXX & CO. INCORPORATED By: WACHOVIA CAPITAL MARKETS/s/ Xxxxx Xxxx Name: Yurij Slyz Title: Vice President SUNTRUST XXXXXXXX XXXXXXXX, INC. By: /s/ Xxxxxxxxxxx X. Xxxxxxxxx Name: Xxxxxxxxxxx X. Xxxxxxxxx Title: Director CITIGROUP GLOBAL MARKETS INC. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title: Vice President UBS SECURITIES LLC By: /s/ Xxxxxxx Xxxxxx Xxxx Name: Xxxxxxx Xxxxxx Xxxx Title: Managing Executive Director Wachovia Debt Capital MarketsMarkets By: /s/ Xxxxxx X. Beacon Name: Xxxxxx X. Beacon Title: Associate Director On behalf of each of the Underwriters Xxxxxx Xxxxxxx & Co. Incorporated 4,263,750 639,563 SunTrust Xxxxxxxx Xxxxxxxx, LLC 4,240,000 636,000 Banc of America Securities LLC 3,936,000 590,400 Inc. 1,320,000 198,000 Citigroup Global Markets Inc. 3,936,000 590,400 4,263,750 639,563 UBS Securities LLC 4,263,750 639,562 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated 3,936,000 590,400 Xxxxxx 4,263,750 639,562 Banc of America Securities LLC 1,320,000 198,000 Sandler X’Xxxxx & Partners, L.P. 240,000 36,000 Bear Xxxxxxx & Co. Incorporated 3,936,000 590,400 UBS Securities LLC 3,936,000 590,400 ABN AMRO Incorporated 240,000 240,000 Barclays Capital Inc. 240,000 36,000 BB&T Capital Markets, a division of Xxxxx & Xxxxxxxxxxxx, Inc. 240,000 36,000 Countrywide Credit Suisse Securities Corporation (USA) LLC 240,000 36,000 Deutsche Bank Securities Inc. 240,000 36,000 Fifth Third Securities, Inc. 240,000 36,000 Greenwich Capital Markets, Inc. 240,000 36,000 ING Financial Markets LLC 240,000 36,000 X.X. Xxxxxx Securities Inc. 240,000 36,000 KeyBanc Capital Markets, a division of McDonald Investments Inc. 240,000 36,000 Xxxxxx Brothers Inc. 240,000 36,000 NatCity Investments, Barclays Capital Inc. 240,000 36,000 Popular Securities, Inc. 240,000 36,000 RBC Xxxx Xxxxxxxx Inc. 240,000 36,000 Xxxxx Fargo Securities, LLC 240,000 36,000 Bear, Xxxxxxx & Co. Inc. 160,000 24,000 BNP Paribas Securities Corp. 160,000 24,000 135,000 20,250 Xxxxxxx Xxxxxx & Co., Inc. 160,000 24,000 Credit Suisse 135,000 20,250 Fidelity Capital Markets 135,000 20,250 HSBC Securities (USA) Inc. 135,000 20,250 X.X. Xxxxxxx & Co. 135,000 20,250 Xxxxxx Xxxxxxxxxx Xxxxx LLC 160,000 24,000 Fidelity 135,000 20,250 Xxxxxxxxxxx & Co. Inc. 135,000 20,250 Pershing LLC 135,000 20,250 Xxxxxxx Xxxxx & Associates, Inc. 135,000 20,250 RBC Xxxx Xxxxxxxx Inc. 135,000 20,250 Xxxxxx X. Xxxxx & Co. Incorporated 135,000 20,250 Xxxxxx, Xxxxxxxx & Company, Incorporated 135,000 20,250 Xxxxx Fargo Securities, LLC 135,000 20,250 BB&T Capital Markets Services45,000 6,750 Boenning & Scattergood, a division of National Financial Services LLC 160,000 24,000 FTN Financial Inc. 45,000 6,750 X.X. Xxxx & Associates, Inc 45,000 6,750 City Securities Corp. 160,000 24,000 XxxxxxxCorporation 45,000 6,750 Crews & Associates, Sachs Inc. 45,000 6,750 X.X. Xxxxxxxx & Co. 160,000 24,000 45,000 6,750 Xxxxxxxxx & Company LLC 45,000 6,750 E* Trade Securities Inc. 45,000 6,750 Ferris, Baker, Xxxxx Inc. 45,000 6,750 Fifth Third Securities, Inc. 45,000 6,750 Fixed Income Securities, LP 45,000 6,750 H&R Block Financial Advisors, Inc. 160,000 24,000 HSBC Securities (USA) Inc. 160,000 24,000 X.X. Xxxxxxx & Co. 160,000 24,000 Xxxxxx Xxxxxxxxxx Xxxxx LLC 160,000 24,000 Xxxxxxxxx & Company, Inc. 160,000 24,000 Xxxxxx Xxxxxx & Company, Inc. 160,000 24,000 Xxxxxxxxxxx & Co. Inc. 160,000 24,000 Pershing LLC 160,000 24,000 Xxxxx Xxxxxxx & Co. 160,000 24,000 Xxxxxxx Xxxxx & Associates, Inc. 160,000 24,000 Xxxxxx X. Xxxxx & Co. Incorporated 160,000 24,000 Sandler, X’Xxxxx & Partners, L.P. 160,000 24,000 TD AMERITRADE, Inc. 160,000 24,000 X.X. Xxxxxxx and Company 80,000 12,000 Comerica Securities, Inc. 80,000 12,000 X.X. Xxxxxxxx & Co. 80,000 12,000 Xxxxxxxxx & Company LLC 80,000 12,000 Xxxx Xxxxxx Xxxxxx & Xxxxxx, Inc. 80,000 12,000 45,000 6,750 J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. 80,000 12,000 JVB Financial Group LLC 80,000 12,000 45,000 6,750 Xxxxxxxx & Co. 45,000 6,750 Xxxxx, Xxxxxxxx & Xxxxx, Inc. 80,000 12,000 Loop 45,000 6,750 KeyBanc Capital MarketsMarkets 45,000 6,750 XxXxxx, LLC 80,000 12,000 Xxxxx & Co. Inc. 45,000 6,750 Mesirow Financial, Inc. 80,000 12,000 45,000 6,750 Xxxxxx Xxxxxxx & Co., Inc. 80,000 12,000 Xxxx Xxxx & Co., Inc. 80,000 12,000 Xxxxxx X. Xxxxxxx & Company, Inc. 80,000 12,000 SunTrust Capital Markets45,000 6,750 NatCity Investments, Inc. 80,000 12,000 The Xxxxxxxx 45,000 6,750 Xxxxx Xxxxxxx & Co. 45,000 6,750 Xxxxxxx Xxxxxx Xxxxxx Inc. 45,000 6,750 Strene, Xxxx & Xxxxx, Inc. 45,000 6,750 Stone & Xxxxxxxxx LLC 45,000 6,750 Synovus Securities, Inc. 45,000 6,750 TD Waterhouse Investor Services, Inc. 45,000 6,750 Xxxxxx-Xxxxxx IBG, Limited Partnership 45,000 6,750 Wedbush Xxxxxx Securities Inc. 45,000 6,750 Xxxxxxx Xxxxx & Company, L.L.C. 45,000 6,750 Xxxxxxx Capital Group, L.P. 80,000 12,000 Xxxxxxxxx Capital Partners, LLC 80,000 12,000 Total 32,000,000 4,800,000 6.375Markets Group 45,000 6,750 Total: 24,000,000 3,600,000 7.875% Trust Preferred Securities of SunTrust Capital IX, guaranteed on a subordinated basis by SunTrust Banks, Inc. (liquidation amount Liquidation Amount $25 per security) of Wachovia Capital Trust IV, fully and unconditionally guaranteed by Wachovia Corporation 32,000,000 4,800,000 24,000,000 $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance Retail: $0.7875 per Trust Preferred Security Institutional: $0.50 per Trust Preferred Security 3,600,000 Optional Trust Preferred Securities Immediately available funds by wire $10,000 Second Amended and Restated Trust AgreementDeclaration of Trust, dated as of February 15, 2007to be entered into on or before the Closing Date, among Wachovia CorporationSunTrust Banks, Inc., as DepositorSponsor, U.S. Bank National Association, as Property Trustee, U.S. Bank Trust National Association, as Delaware Trustee, Xxxxx Xxxxxxx X. Xxxx Xxxxxx, Xxxxxxx Xxxxxxxx and Xxxx X. Xxxxxxxx, Xx., Esq.Xxx Xxxxxxx, as Administrative Trustees, and the registered holders from time to time of the Trust Preferred Securities and the Trust Common Securities
(i) Securities $800,010,000 600,010,000 of Wachovia CorporationSunTrust Banks, Inc.’s 6.375% Extendible Long Term Junior Subordinated Notes, to be issued pursuant to the Indenture referred to in the Underwriting Agreement to which this Schedule II is attached.. March 4, 2008; 10 A.M. (New York City time) Xxxxxxxx & Xxxxxxxx LLP 000 Xxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Xxxxxx Xxxxxxx & Co. Incorporated 0000 Xxxxxxxx Xxx Xxxx, Xxx Xxxx 00000
(a) Free Writing Prospectuses listed pursuant to Section 5(B)(a)(iii):
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Action by Underwriters. Any action under this Agreement taken by the Underwriters Representatives jointly or by Wachovia Capital Markets, LLC will be binding upon all the Underwriters. In all dealings under this Agreement, the Representatives shall act on behalf of each of the Underwriters and the parties hereto shall be entitled to act and rely upon any statement, request, notice or agreement on behalf of any Underwriter made or given by the Representatives jointly. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us four counterparts hereof, whereupon this letter and your acceptance shall represent a binding agreement among the Trust, the Guarantor Company and the several Underwriters. Very truly yours, WACHOVIA CAPITAL TRUST IV By: WACHOVIA CORPORATIONSUNTRUST BANKS, as Depositor INC. By: /s/ Xxxxx X. Xxxx Xxxxxx Xxxxxxx Name: Xxxxx X. Xxxx Xxxxxx Xxxxxxx Title: Executive Vice President By: /s/ Xxxxx X. Xxxx Name: Xxxxx X. Xxxx Title: Executive Vice President Corporate Treasurer Accepted as of the date hereof: WACHOVIA CAPITAL MARKETS, LLC By: WACHOVIA CAPITAL MARKETS, XXXXXXX SACHS & CO. LLC By: /s/ Xxxxxxx Xxxxxx Xxxx Name: Xxxxxxx Xxxxxx Xxxx Title: Managing Director Wachovia Capital MarketsX.X. XXXXXX SECURITIES LLC By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title: Executive Director XXXXXX XXXXXXX & CO. LLC By: /s/ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Title: Executive Director SUNTRUST XXXXXXXX XXXXXXXX, INC. By: /s/ Xxxxxx Xxxxxxxxxx Name: Xxxxxx Xxxxxxxxxx Title: Director as Representatives of the Underwriters [Signature Page to Underwriting Agreement] SunTrust Xxxxxxxx Xxxxxxxx, Inc. 106,250 Xxxxxxx Sachs & Co. LLC 4,240,000 636,000 Banc of America 106,250 X.X. Xxxxxx Securities LLC 3,936,000 590,400 106,250 Xxxxxx Xxxxxxx & Co. LLC 106,250 Barclays Capital Inc. 37,500 Citigroup Global Markets Inc. 3,936,000 590,400 37,500 Total 500,000 Issuer: SunTrust Banks, Inc. (“SunTrust”) Title of Security: Depositary Shares, each representing a 1/100th interest in a share of Perpetual Preferred Stock, Series H Number of Depositary Shares: 500,000 Depositary Shares (representing an aggregate of 5,000 shares of Perpetual Preferred Stock, Series H) Aggregate Liquidation Preference: $500,000,000 ($100,000 per share of Perpetual Preferred Stock, Series H, equivalent to $1,000 per Depositary Share) Dividend Rate: From November 14, 2017 to, but excluding, December 15, 2027, at a rate of 5.125% per annum, and from and including December 15, 2027 until the redemption date (if any) at a floating rate equal to three-month LIBOR plus a spread of 2.786% per annum. Dividend Payment Dates: The 15th day of June and December each year, commencing June 15, 2018 and ending December 15, 2027 and, from and including December 15, 2027, the 15th day of March, June, September and December each year, beginning March 15, 2028. Non-Cumulative Dividends: Dividends will not be cumulative and SunTrust will have no obligation to pay any undeclared and unpaid dividends.
(i) On any Dividend Payment Date occurring on or after December 15, 2027, in whole or in part, at $1,000 per depositary share, plus any declared and unpaid dividends, and (ii) in whole but not in part at any time within 90 days following a Regulatory Capital Event (as defined in the prospectus supplement), at a redemption price of $1,000 per depositary share, plus any declared and unpaid dividends. Voting Rights: None, except with respect to certain material and adverse changes in the terms of the Perpetual Preferred Stock, Series H, the creation of shares ranking senior to the Perpetual Preferred Stock, Series H, in the case of certain dividend non-payments, and as may otherwise be required by law. Trade Date: November 7, 2017 First Time of Delivery: November 14, 2017, 10:00 a.m. SunTrust expects that delivery of the Depositary Shares will be made against payment therefor on or about November 14, 2017, which will be the fifth business day following the date of this term sheet (such settlement being referred to as “T+5”). Under Rule 15c6-1 of the Securities Exchange Act of 1934, as amended, trades in the secondary market generally are required to settle in two business days, unless the parties to a trade expressly agree otherwise. Accordingly, purchasers who wish to trade the Depositary Shares on the date of pricing or either of the two business days after such date will be required, by virtue of the fact that the Depositary Shares will settle in five business days, to specify an alternative settlement cycle at the time of any such trade to prevent a failed settlement. Such purchasers should consult their own advisors in this regard. Location of Closing: Xxxxxxxx & Xxxxxxxx LLP, 000 Xxxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000 Address for Notices: SunTrust Xxxxxxxx Xxxxxxxx, Inc. c/o SunTrust Xxxxxxxx Xxxxxxxx, Inc. 0000 Xxxxxxxxx Xxxx, 00xx Xxxxx, Xxxxxxx, XX 00000 Phone: (000) 000-0000 Facsimile: (000) 000-0000 Initial Offering Price to the Public: $1,000 per Depositary Share Purchase Price by Underwriters: $990 per Depositary Share Net Proceeds (before expenses) to the Issuer: $495,000,000 Depositary Shares CUSIP/ISIN: 867914 BP7 / US867914BP72 Joint Book-Runners: SunTrust Xxxxxxxx Xxxxxxxx, Inc. Xxxxxxx Lynch, Pierce, Xxxxx & Co. LLC X.X. Xxxxxx & Xxxxx Incorporated 3,936,000 590,400 Securities LLC Xxxxxx Xxxxxxx & Co. Incorporated 3,936,000 590,400 UBS Securities LLC 3,936,000 590,400 ABN AMRO Incorporated 240,000 240,000 Co-Managers: Barclays Capital Inc. 240,000 36,000 BB&T Capital Markets, a division of Xxxxx & Xxxxxxxxxxxx, Citigroup Global Markets Inc. 240,000 36,000 Countrywide Securities Corporation 240,000 36,000 Deutsche Bank Securities Inc. 240,000 36,000 Fifth Third Securities, Inc. 240,000 36,000 Greenwich Capital Markets, Inc. 240,000 36,000 ING Financial Markets LLC 240,000 36,000 X.X. Xxxxxx Securities Inc. 240,000 36,000 KeyBanc Capital Markets, a division of McDonald Investments Inc. 240,000 36,000 Xxxxxx Brothers Inc. 240,000 36,000 NatCity Investments, Inc. 240,000 36,000 Popular Securities, Inc. 240,000 36,000 RBC Xxxx Xxxxxxxx Inc. 240,000 36,000 Xxxxx Fargo Securities, LLC 240,000 36,000 Bear, Xxxxxxx & Co. Inc. 160,000 24,000 BNP Paribas Securities Corp. 160,000 24,000 Xxxxxxx Xxxxxx & Co., Inc. 160,000 24,000 Credit Suisse Securities (USAa) LLC 160,000 24,000 Fidelity Capital Markets Services, a division of National Financial Services LLC 160,000 24,000 FTN Financial Securities Corp. 160,000 24,000 Xxxxxxx, Sachs & Co. 160,000 24,000 H&R Block Financial Advisors, Inc. 160,000 24,000 HSBC Securities (USA) Inc. 160,000 24,000 X.X. Xxxxxxx & Co. 160,000 24,000 Xxxxxx Xxxxxxxxxx Xxxxx LLC 160,000 24,000 Xxxxxxxxx & Company, Inc. 160,000 24,000 Xxxxxx Xxxxxx & Company, Inc. 160,000 24,000 Xxxxxxxxxxx & Co. Inc. 160,000 24,000 Pershing LLC 160,000 24,000 Xxxxx Xxxxxxx & Co. 160,000 24,000 Xxxxxxx Xxxxx & Associates, Inc. 160,000 24,000 Xxxxxx X. Xxxxx & Co. Incorporated 160,000 24,000 Sandler, X’Xxxxx & Partners, L.P. 160,000 24,000 TD AMERITRADE, Inc. 160,000 24,000 X.X. Xxxxxxx and Company 80,000 12,000 Comerica Securities, Inc. 80,000 12,000 X.X. Xxxxxxxx & Co. 80,000 12,000 Xxxxxxxxx & Company LLC 80,000 12,000 Xxxx Xxxxxx Xxxxxx & Xxxxxx, Inc. 80,000 12,000 J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. 80,000 12,000 JVB Financial Group LLC 80,000 12,000 Xxxxx, Xxxxxxxx & Xxxxx, Inc. 80,000 12,000 Loop Capital Markets, LLC 80,000 12,000 Mesirow Financial, Inc. 80,000 12,000 Xxxxxx Xxxxxxx & Co., Inc. 80,000 12,000 Xxxx Xxxx & Co., Inc. 80,000 12,000 Xxxxxx X. Xxxxxxx & Company, Inc. 80,000 12,000 SunTrust Capital Markets, Inc. 80,000 12,000 The Xxxxxxxx Capital Group, L.P. 80,000 12,000 Xxxxxxxxx Capital Partners, LLC 80,000 12,000 Total 32,000,000 4,800,000 6.375% Trust Preferred Securities (liquidation amount $25 per security) of Wachovia Capital Trust IV, fully and unconditionally guaranteed by Wachovia Corporation 32,000,000 4,800,000 $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $0.7875 per Trust Preferred Security Immediately available funds by wire $10,000 Amended and Restated Trust Agreement, dated as of February 15, 2007, among Wachovia Corporation, as Depositor, U.S. Bank National Association, as Property Trustee, U.S. Bank Trust National Association, as Delaware Trustee, Xxxxx X. Xxxx and Xxxx X. Xxxxxxxx, Xx., Esq., as Administrative Trustees, and the registered holders from time Free Writing Prospectuses listed pursuant to time of the Trust Preferred Securities and the Trust Common SecuritiesSection 6(a)(iii)
(i) $800,010,000 of Wachovia Corporation’s 6.375% Extendible Long Final Term Subordinated NotesSheet, to be issued dated November 7, 2017, prepared and filed pursuant to the Indenture referred to in the Underwriting Agreement to this Schedule II is attached.Section 5(a) (b) Additional Documents Incorporated by Reference: None Issuer: SunTrust Banks, Inc. (“SunTrust”)
Appears in 1 contract
Action by Underwriters. Any action under this Agreement taken by the Underwriters jointly or by Wachovia Capital Markets, LLC will be binding upon all the Underwriters. In all dealings under this Agreement, the Representatives shall act on behalf of each of the Underwriters and the parties hereto shall be entitled to act and rely upon any statement, request, notice or agreement on behalf of any Underwriter made or given by the Representatives jointly or by SunTrust Xxxxxxxx Xxxxxxxx, Inc. on behalf of the Representatives. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us four counterparts hereof, whereupon this letter and your acceptance shall represent a binding agreement among the Trust, the Guarantor Company and the several Underwriters. Very truly yours, WACHOVIA CAPITAL TRUST IV By: WACHOVIA CORPORATIONSUNTRUST BANKS, as Depositor INC. By: /s/ Xxxxx X. Xxxx Xxxxxxx Name: Xxxxx X. Xxxx Xxxxxxx Title: Executive Vice President By: /s/ Xxxxx X. Xxxx Name: Xxxxx X. Xxxx Title: Executive Vice President and Treasurer [Signature Page to Senior Debt Underwriting Agreement] Accepted as of the date hereof: WACHOVIA CAPITAL MARKETSSUNTRUST XXXXXXXX XXXXXXXX, LLC By: WACHOVIA CAPITAL MARKETS, LLC INC. By: /s/ Xxxxxxx Xxxxxx Xxxxxxxxxx X. Grumbowski Name: Xxxxxxx Xxxxxx Xxxxxxxxxx X. Grumbowski Title: Director BARCLAYS CAPITAL INC. By: /s/ Xxxxx Xxxxxxxxxxx Name: Xxxxx Xxxxxxxxxxx Title: Managing Director Wachovia as Representatives of the Underwriters [Signature Page to Senior Debt Underwriting Agreement] SunTrust Xxxxxxxx Xxxxxxxx, Inc. $ 400,000,000 Barclays Capital Markets, LLC 4,240,000 636,000 Banc of America Securities LLC 3,936,000 590,400 Citigroup Global Markets Inc. 3,936,000 590,400 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated 3,936,000 590,400 Xxxxxx Xxxxxxx & Co. Incorporated 3,936,000 590,400 $ 400,000,000 UBS Securities LLC 3,936,000 590,400 ABN AMRO Incorporated 240,000 240,000 Barclays Capital Inc. 240,000 36,000 BB&T Capital Markets, a division of Xxxxx & Xxxxxxxxxxxx$ 200,000,000 Total $ 1,000,000,000 Issuer: SunTrust Banks, Inc. 240,000 36,000 Countrywide Securities Corporation 240,000 36,000 Deutsche Bank Securities Inc. 240,000 36,000 Fifth Third Securities, Inc. 240,000 36,000 Greenwich Capital Markets, Inc. 240,000 36,000 ING Financial Markets LLC 240,000 36,000 X.X. Xxxxxx Securities Inc. 240,000 36,000 KeyBanc Capital Markets, a division of McDonald Investments Inc. 240,000 36,000 Xxxxxx Brothers Inc. 240,000 36,000 NatCity Investments, Inc. 240,000 36,000 Popular Securities, Inc. 240,000 36,000 RBC Xxxx Xxxxxxxx Inc. 240,000 36,000 Xxxxx Fargo Securities, LLC 240,000 36,000 Bear, Xxxxxxx & Co. Inc. 160,000 24,000 BNP Paribas Securities Corp. 160,000 24,000 Xxxxxxx Xxxxxx & Co., Inc. 160,000 24,000 Credit Suisse Securities (USA) LLC 160,000 24,000 Fidelity Capital Markets Services, a division of National Financial Services LLC 160,000 24,000 FTN Financial Securities Corp. 160,000 24,000 Xxxxxxx, Sachs & Co. 160,000 24,000 H&R Block Financial Advisors, Inc. 160,000 24,000 HSBC Securities (USA) Inc. 160,000 24,000 X.X. Xxxxxxx & Co. 160,000 24,000 Xxxxxx Xxxxxxxxxx Xxxxx LLC 160,000 24,000 Xxxxxxxxx & Company, Inc. 160,000 24,000 Xxxxxx Xxxxxx & Company, Inc. 160,000 24,000 Xxxxxxxxxxx & Co. Inc. 160,000 24,000 Pershing LLC 160,000 24,000 Xxxxx Xxxxxxx & Co. 160,000 24,000 Xxxxxxx Xxxxx & Associates, Inc. 160,000 24,000 Xxxxxx X. Xxxxx & Co. Incorporated 160,000 24,000 Sandler, X’Xxxxx & Partners, L.P. 160,000 24,000 TD AMERITRADE, Inc. 160,000 24,000 X.X. Xxxxxxx and Company 80,000 12,000 Comerica Securities, Inc. 80,000 12,000 X.X. Xxxxxxxx & Co. 80,000 12,000 Xxxxxxxxx & Company LLC 80,000 12,000 Xxxx Xxxxxx Xxxxxx & Xxxxxx, Inc. 80,000 12,000 J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. 80,000 12,000 JVB Financial Group LLC 80,000 12,000 Xxxxx, Xxxxxxxx & Xxxxx, Inc. 80,000 12,000 Loop Capital Markets, LLC 80,000 12,000 Mesirow Financial, Inc. 80,000 12,000 Xxxxxx Xxxxxxx & Co., Inc. 80,000 12,000 Xxxx Xxxx & Co., Inc. 80,000 12,000 Xxxxxx X. Xxxxxxx & Company, Inc. 80,000 12,000 SunTrust Capital Markets, Inc. 80,000 12,000 The Xxxxxxxx Capital Group, L.P. 80,000 12,000 Xxxxxxxxx Capital Partners, LLC 80,000 12,000 Total 32,000,000 4,800,000 6.375% Trust Preferred Securities (liquidation amount $25 per security) of Wachovia Capital Trust IV, fully and unconditionally guaranteed by Wachovia Corporation 32,000,000 4,800,000 $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $0.7875 per Trust Preferred Security Immediately available funds by wire $10,000 Amended and Restated Trust Agreement, dated as of February 15, 2007, among Wachovia Corporation, as Depositor, U.S. Bank National Association, as Property Trustee, U.S. Bank Trust National Association, as Delaware Trustee, Xxxxx X. Xxxx and Xxxx X. Xxxxxxxx, Xx., Esq., as Administrative Trustees, and the registered holders from time to time of the Trust Preferred Securities and the Trust Common Securities
(i) $800,010,000 of Wachovia Corporation’s 6.375% Extendible Long Term Subordinated Notes, to be issued pursuant to the Indenture referred to in the Underwriting Agreement to this Schedule II is attached.“SunTrust”)
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Action by Underwriters. Any action under this Agreement taken by the Underwriters jointly or by Wachovia Capital Markets, LLC will be binding upon all the Underwriters. In all dealings under this Agreement, the Representative shall act on behalf of each of the Underwriters and the parties hereto shall be entitled to act and rely upon any statement, request, notice or agreement on behalf of any Underwriter made or given by the Representative. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us four counterparts hereof, whereupon this letter and your acceptance shall represent a binding agreement among the Trust, the Guarantor Company and the several Underwriters. Very truly yours, WACHOVIA CAPITAL TRUST IV By: WACHOVIA CORPORATION, as Depositor Fifth Third Bancorp By: /s/ Xxxxx XXXXXX X. Xxxx XXXXXX Name: Xxxxx Xxxxxx X. Xxxx Xxxxxx Title: Executive Vice President By: /s/ Xxxxx X. Xxxx Name: Xxxxx X. Xxxx Title: Executive Vice President and Chief Financial Officer SERIES G PREFERRED STOCK – UNDERWRITING AGREEMENT Accepted as of the date hereof: WACHOVIA CAPITAL MARKETSXxxxxxx, LLC By: WACHOVIA CAPITAL MARKETS, LLC Sachs & Co. By: /s/ Xxxxxxx Xxxxxx Name: Xxxxxxx Xxxxxx Title: Managing Director Wachovia Capital MarketsXXXXXXX, XXXXX (Xxxxxxx, Xxxxx & Co.) On behalf of each of the Underwriters SERIES G PREFERRED STOCK – UNDERWRITING AGREEMENT Xxxxxxx, Sachs & Co. 5,000,000 750,000 Credit Suisse Securities (USA) LLC 4,240,000 636,000 Banc of America Securities LLC 3,936,000 590,400 Citigroup Global Markets Inc. 3,936,000 590,400 2,300,000 345,000 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated 3,936,000 590,400 Xxxxxx Xxxxxxx & Co. Incorporated 3,936,000 590,400 UBS Securities LLC 3,936,000 590,400 ABN AMRO Incorporated 240,000 240,000 Barclays Capital Inc. 240,000 36,000 BB&T Capital Markets, a division of Xxxxx & Xxxxxxxxxxxx, Inc. 240,000 36,000 Countrywide Securities Corporation 240,000 36,000 Deutsche Bank Securities Inc. 240,000 36,000 2,300,000 345,000 Fifth Third Securities, Inc. 240,000 36,000 Greenwich Capital Markets, Inc. 240,000 36,000 ING Financial Markets LLC 240,000 36,000 X.X. Xxxxxx Securities Inc. 240,000 36,000 KeyBanc Capital Markets, a division 400,000 60,000 Address of McDonald Investments Inc. 240,000 36,000 Xxxxxx Brothers Inc. 240,000 36,000 NatCity Investments, Inc. 240,000 36,000 Popular Securities, Inc. 240,000 36,000 RBC Xxxx Xxxxxxxx Inc. 240,000 36,000 Xxxxx Fargo Securities, LLC 240,000 36,000 Bear, Xxxxxxx & Co. Inc. 160,000 24,000 BNP Paribas Securities Corp. 160,000 24,000 Xxxxxxx Xxxxxx & Co., Inc. 160,000 24,000 Credit Suisse Securities (USA) LLC 160,000 24,000 Fidelity Capital Markets Services, a division of National Financial Services LLC 160,000 24,000 FTN Financial Securities Corp. 160,000 24,000 Representative: Xxxxxxx, Sachs & Co. 160,000 24,000 H&R Block Financial Advisors, Inc. 160,000 24,000 HSBC Securities (USA) Inc. 160,000 24,000 X.X. Xxxxxxx & Co. 160,000 24,000 Xxxxxx Xxxxxxxxxx 00 Xxxxx LLC 160,000 24,000 Xxxxxxxxx & Company, Inc. 160,000 24,000 Xxxxxx Xxxxxx & Company, Inc. 160,000 24,000 Xxxxxxxxxxx & Co. Inc. 160,000 24,000 Pershing LLC 160,000 24,000 Xxxxx Xxxxxxx & Co. 160,000 24,000 Xxxxxxx Xxxxx & Associates, Inc. 160,000 24,000 Xxxxxx X. Xxxxx & Co. Incorporated 160,000 24,000 Sandler, X’Xxxxx & Partners, L.P. 160,000 24,000 TD AMERITRADE, Inc. 160,000 24,000 X.X. Xxxxxxx and Company 80,000 12,000 Comerica Securities, Inc. 80,000 12,000 X.X. Xxxxxxxx & Co. 80,000 12,000 Xxxxxxxxx & Company LLC 80,000 12,000 Xxxx Xxxxxx Xxxxxx & Xxxxxx, Inc. 80,000 12,000 J.J.B. Xxxxxxxx00xx Xxxxx Xxx Xxxx, X.X. Xxxxx, Inc. 80,000 12,000 JVB Financial Group LLC 80,000 12,000 Xxxxx, Xxxxxxxx & Xxxxx, Inc. 80,000 12,000 Loop Capital Markets, LLC 80,000 12,000 Mesirow Financial, Inc. 80,000 12,000 Xxxxxx Xxxxxxx & Co., Inc. 80,000 12,000 Xxx Xxxx Xxxx & Co., Inc. 80,000 12,000 Xxxxxx X. Xxxxxxx & Company, Inc. 80,000 12,000 SunTrust Capital Markets, Inc. 80,000 12,000 The Xxxxxxxx Capital Group, L.P. 80,000 12,000 Xxxxxxxxx Capital Partners, LLC 80,000 12,000 Total 32,000,000 4,800,000 6.375% Trust Preferred Securities (liquidation amount $25 per security) of Wachovia Capital Trust IV, fully and unconditionally guaranteed by Wachovia Corporation 32,000,000 4,800,000 $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $0.7875 per Trust Preferred Security Immediately available funds by wire $10,000 Amended and Restated Trust Agreement, dated as of February 15, 2007, among Wachovia Corporation, as Depositor, U.S. Bank National Association, as Property Trustee, U.S. Bank Trust National Association, as Delaware Trustee, Xxxxx X. Xxxx and Xxxx X. Xxxxxxxx, Xx., Esq., as Administrative Trustees, and the registered holders from time to time of the Trust Preferred Securities and the Trust Common Securities00000 Attn: Registration Department
(ia) $800,010,000 of Wachovia Corporation’s 6.375% Extendible Long Term Subordinated Notes, to be issued pursuant to the Indenture referred to in the Underwriting Agreement to this Schedule II is attached.Issuer Free Writing Prospectuses
Appears in 1 contract
Action by Underwriters. Any action under this Agreement taken by the Underwriters jointly or by Wachovia Capital Markets, LLC will be binding upon all the Underwriters. In all dealings under this Agreement, the Representatives shall act on behalf of each of the Underwriters and the parties hereto shall be entitled to act and rely upon any statement, request, notice or agreement on behalf of any Underwriter made or given by the Representatives. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us four counterparts hereof, whereupon this letter and your acceptance shall represent a binding agreement among the Trust, the Guarantor and the several Underwriters. Very truly yours, WACHOVIA FIFTH THIRD CAPITAL TRUST IV VII By: WACHOVIA CORPORATIONFIFTH THIRD BANCORP, as Depositor Sponsor By: /s/ Xxxxx X. Xxxx XXXXXX XXXXXXXX Name: Xxxxx Xxxxxx Xxxxxxxx Title: Treasurer FIFTH THIRD BANCORP By: /s/ XXXXXXXXXXX X. Xxxx XXXXXXXX Name: Xxxxxxxxxxx X. Xxxxxxxx Title: Executive Vice President By: /s/ Xxxxx X. Xxxx Name: Xxxxx X. Xxxx Title: Executive Vice President and Chief Financial Officer FITB CAPITAL TRUST VII – UNDERWRITING AGREEMENT Accepted as of the date hereof: WACHOVIA CAPITAL MARKETSXXXXXX XXXXXXX & CO. INCORPORATED By: /s/ YURIJ SLYZ Name: Yurij Slyz Title: VP CITIGROUP GLOBAL MARKETS INC. By: /s/ XXXXXXX XXXXXXX Name: Xxxxxxx Xxxxxxx Title: Vice President XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: /s/ XXXXXX XXXXXXXXX Name: Xxxxxx Xxxxxxxxx Title: Managing Director UBS SECURITIES LLC By: /s/ XXXXXX XXXX Name: Xxxxxx Xxxx Title: Executive Director Debt Capital Markets By: /s/ XXXX XXXXXXX Name: Xxxx Xxxxxxx Title: Executive Director UBS Investment Bank FITB CAPITAL TRUST VII – UNDERWRITING AGREEMENT WACHOVIA CAPITAL MARKETS, LLC By: /s/ Xxxxxxx Xxxxxx XXXXXXX XXXX Name: Xxxxxxx Xxxxxx Xxxx Title: Managing Director Wachovia Capital Markets, LLC 4,240,000 636,000 Banc Vice President On behalf of America Securities LLC 3,936,000 590,400 each of the Underwriters FITB CAPITAL TRUST VII – UNDERWRITING AGREEMENT Xxxxxx Xxxxxxx & Co. Incorporated 2,366,000 338,000 Citigroup Global Markets Inc. 3,936,000 590,400 2,366,000 338,000 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated 3,936,000 590,400 Xxxxxx Xxxxxxx & Co. Incorporated 3,936,000 590,400 2,366,000 338,000 UBS Securities LLC 3,936,000 590,400 ABN AMRO Incorporated 240,000 240,000 Barclays Capital Inc. 240,000 36,000 BB&T 2,366,000 338,000 Wachovia Capital Markets, a division of Xxxxx & Xxxxxxxxxxxx, Inc. 240,000 36,000 Countrywide Securities Corporation 240,000 36,000 Deutsche Bank Securities Inc. 240,000 36,000 LLC 2,366,000 338,000 Fifth Third Securities, Inc. 240,000 36,000 Greenwich 420,000 60,000 Banc of America Securities LLC 140,000 20,000 Barclays Capital Markets, Inc. 240,000 36,000 ING Financial Markets LLC 240,000 36,000 X.X. Xxxxxx Securities Inc. 240,000 36,000 KeyBanc Capital Markets, a division of McDonald Investments Inc. 240,000 36,000 Xxxxxx Brothers Inc. 240,000 36,000 NatCity Investments, Inc. 240,000 36,000 Popular Securities, Inc. 240,000 36,000 RBC Xxxx Xxxxxxxx Inc. 240,000 36,000 Xxxxx Fargo Securities, LLC 240,000 36,000 Bear, Xxxxxxx & Co. Inc. 160,000 24,000 BNP Paribas Securities Corp. 160,000 24,000 Xxxxxxx Xxxxxx & Co., Inc. 160,000 24,000 140,000 20,000 Credit Suisse Securities (USA) LLC 160,000 24,000 140,000 20,000 Xxxxxx X. Xxxxx & Co. Incorporated 61,250 8,750 Xxxxxxxx Xxxxxx Van, LLC 61,250 8,750 Fidelity Capital Markets ServicesMarkets, a division of National Financial Services LLC 160,000 24,000 FTN Financial Securities Corp. 160,000 24,000 Xxxxxxx, Sachs & Co. 160,000 24,000 61,250 8,750 H&R Block Financial Advisors, Inc. 160,000 24,000 61,250 8,750 Xxxxxx Xxxxxxxxxx Xxxxx LLC 61,250 8,750 Xxxxx, Xxxxxxxx & Xxxxx, Inc. 61,250 8,750 Xxxxxx Xxxxxx & Company, Inc. 61,250 8,750 Xxxxxxxxxxx & Co. Inc. 61,250 8,750 RBC Capital Markets Corporation 61,250 8,750 Xxxxxx X. Xxxxxxx & Co., Inc. 61,250 8,750 Xxxxxxx Xxxxx & Associates, Inc. 61,250 8,750 Xxxxxxx Xxxxxx & Co., Inc. 61,250 8,750 Xxxxxx, Xxxxxxxx & Company, Incorporated 61,250 8,750 Xxxxx Fargo Securities, LLC 61,250 8,750 Xxxxxxx Xxxxx & Company, L.L.C. 26,250 3,750 City Securities Corporation 26,250 3,750 Xxxxxxx, Xxxxxx & Co. 26,250 3,750 X.X. Xxxxxxxx & Co. 26,250 3,750 Xxxxxxxxx & Company LLC 26,250 3,750 E*TRADE Securities LLC 26,250 3,750 Xxxxxx, Xxxxx Xxxxx, Incorporated 26,250 3,750 Fixed Income Securities, LP 26,250 3,750 HSBC Securities (USA) Inc. 160,000 24,000 26,250 3,750 X.X. Xxxxxxx & Co. 160,000 24,000 Xxxxxx Xxxxxxxxxx Xxxxx LLC 160,000 24,000 Xxxxxxxxx & Company, Inc. 160,000 24,000 Xxxxxx Xxxxxx & Company, Inc. 160,000 24,000 Xxxxxxxxxxx & Co. Inc. 160,000 24,000 Pershing LLC 160,000 24,000 Xxxxx Xxxxxxx & Co. 160,000 24,000 Xxxxxxx Xxxxx & Associates, Inc. 160,000 24,000 Xxxxxx X. Xxxxx & Co. Incorporated 160,000 24,000 Sandler, X’Xxxxx & Partners, L.P. 160,000 24,000 TD AMERITRADE, Inc. 160,000 24,000 X.X. Xxxxxxx and Company 80,000 12,000 Comerica Securities, Inc. 80,000 12,000 X.X. Xxxxxxxx & Co. 80,000 12,000 Xxxxxxxxx & Company LLC 80,000 12,000 Xxxx Xxxxxx Xxxxxx & Xxxxxx, Inc. 80,000 12,000 26,250 3,750 J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. 80,000 12,000 JVB Financial Group 26,250 3,750 Xxxxxxxxx & Company, Inc. 26,250 3,750 Mesirow Financial, Inc. 26,250 3,750 Pershing LLC 80,000 12,000 Xxxxx26,250 3,750 Xxxxx Xxxxxxx & Co. 26,250 3,750 Sterne, Xxxxxxxx Agee & Xxxxx, Inc. 80,000 12,000 Loop Capital Markets26,250 3,750 Xxxxxx-Xxxxxx IBG, LLC 80,000 12,000 Mesirow Financial, Limited Partnership 26,250 3,750 Wedbush Xxxxxx Securities Inc. 80,000 12,000 Xxxxxx Xxxxxxx & Co., Inc. 80,000 12,000 Xxxx Xxxx & Co., Inc. 80,000 12,000 Xxxxxx X. Xxxxxxx & Company, Inc. 80,000 12,000 SunTrust Capital Markets, Inc. 80,000 12,000 The Xxxxxxxx Capital Group, L.P. 80,000 12,000 Xxxxxxxxx Capital Partners, LLC 80,000 12,000 Total 32,000,000 4,800,000 6.37526,250 3,750 8.875% Trust Preferred Securities of Fifth Third Capital Trust VII, guaranteed on a subordinated basis by Fifth Third Bancorp (liquidation amount Liquidation Amount $25 per security) of Wachovia Capital 14,000,000 Trust IV, fully and unconditionally guaranteed by Wachovia Corporation 32,000,000 4,800,000 Preferred Securities $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance Retail: $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance Institutional: $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance Retail: $0.7875 per Trust Preferred Security Institutional: $0.50 per Trust Preferred Security 2,000,000 Optional Trust Preferred Securities Immediately available funds by wire $10,000 Amended and Restated Trust AgreementDeclaration of Trust, dated as of February 15, 2007to be entered into on or before the Closing Date, among Wachovia CorporationFifth Third Bancorp, as DepositorSponsor, U.S. Bank National AssociationWilmington Trust Company, as Property Trustee, U.S. Bank Wilmington Trust National AssociationCompany, as Delaware Trustee, Xxxxx X. Xxxx and Xxxx X. Xxxxxxxx and Xxxxxx Xxxxxxxx, Xx., Esq., as Administrative Trustees, and the registered holders from time to time of the Trust Preferred Securities and the Trust Common Securities
(i) Securities $800,010,000 350,000,000 of Wachovia CorporationFifth Third Bancorp’s 6.3758.875% Extendible Long Term Junior Subordinated NotesNotes due 2068, to be issued pursuant to the Indenture referred to in the Underwriting Agreement to which this Schedule II is attached.. May 6, 2008; 9:00 A.M. (New York City time) Xxxxxxxx & Xxxxxxxx LLP 000 Xxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Xxxxxx Xxxxxxx & Co. Incorporated 0000 Xxxxxxxx Xxx Xxxx, Xxx Xxxx 00000
(a) Free Writing Prospectuses Listed Pursuant to Section 5(B)(a)(iii):
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Action by Underwriters. Any action under this Agreement taken by the Underwriters jointly or by Wachovia Capital Markets, LLC will be binding upon all the Underwriters. In all dealings under this Agreement, the Representatives shall act on behalf of each of the Underwriters and the parties hereto shall be entitled to act and rely upon any statement, request, notice or agreement on behalf of any Underwriter made or given by the Representatives jointly or by Xxxxxxx Xxxxx & Co. on behalf of the Representatives. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us four counterparts hereof, whereupon this letter and your acceptance shall represent a binding agreement among the Trust, the Guarantor and the several Underwriters. Very truly yours, WACHOVIA SUNTRUST CAPITAL TRUST IV VIII By: WACHOVIA CORPORATIONSUNTRUST BANKS, INC., as Depositor Sponsor By: /s/ Xxxxx Xxxxxx X. Xxxx Xxxxxxxx, XX Name: Xxxxx Xxxxxx X. Xxxx Xxxxxxxx, XX Title: Executive Senior Vice President and Treasurer SUNTRUST BANKS, INC. By: /s/ Xxxxx Xxxxxx X. Xxxx Xxxxxxxx, XX Name: Xxxxx Xxxxxx X. Xxxx Xxxxxxxx, XX Title: Executive Senior Vice President and Treasurer Accepted as of the date hereof: WACHOVIA /s/ Xxxxxxx, Xxxxx & Co. (Xxxxxxx, Sachs & Co.) SUNTRUST CAPITAL MARKETS, LLC By: WACHOVIA CAPITAL MARKETS, LLC INC. By: /s/ Xxxxxxx Xxxxxx Xxxx Xxxxx Name: Xxxxxxx Xxxxxx Xxxx Xxxxx Title: Managing Director Wachovia CITIGROUP GLOBAL MARKETS INC. By: /s/ Xxxx X. XxXxxxxxx, Xx. Name: Xxxx X. XxXxxxxxx, Xx. Title: Managing Director On behalf of each of the Underwriters Xxxxxxx, Xxxxx & Co. 325,000 SunTrust Capital Markets, LLC 4,240,000 636,000 Banc of America Securities LLC 3,936,000 590,400 Inc. 275,000 Citigroup Global Markets Inc. 3,936,000 590,400 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated 3,936,000 590,400 Xxxxxx Xxxxxxx & Co. Incorporated 3,936,000 590,400 UBS Securities LLC 3,936,000 590,400 ABN AMRO Incorporated 240,000 240,000 Barclays Capital Inc. 240,000 36,000 BB&T Capital Markets, a division of Xxxxx & Xxxxxxxxxxxx, Inc. 240,000 36,000 Countrywide Securities Corporation 240,000 36,000 Deutsche Bank Securities Inc. 240,000 36,000 Fifth Third Securities, Inc. 240,000 36,000 Greenwich Capital Markets, Inc. 240,000 36,000 ING Financial Markets LLC 240,000 36,000 X.X. Xxxxxx Securities Inc. 240,000 36,000 KeyBanc Capital Markets, a division of McDonald Investments Inc. 240,000 36,000 Xxxxxx Brothers Inc. 240,000 36,000 NatCity Investments, Inc. 240,000 36,000 Popular Securities, Inc. 240,000 36,000 RBC Xxxx Xxxxxxxx Inc. 240,000 36,000 Xxxxx Fargo Securities, LLC 240,000 36,000 Bear, Xxxxxxx & Co. Inc. 160,000 24,000 BNP Paribas Securities Corp. 160,000 24,000 Xxxxxxx Xxxxxx & Co., Inc. 160,000 24,000 250,000 Credit Suisse Securities (USA) LLC 160,000 24,000 Fidelity Capital Markets Services, a division of National Financial Services LLC 160,000 24,000 FTN Financial 50,000 X.X. Xxxxxx Securities Corp. 160,000 24,000 Xxxxxxx, Sachs & Co. 160,000 24,000 H&R Block Financial Advisors, Inc. 160,000 24,000 HSBC Securities (USA) Inc. 160,000 24,000 X.X. Xxxxxxx & Co. 160,000 24,000 Xxxxxx Xxxxxxxxxx Xxxxx LLC 160,000 24,000 Xxxxxxxxx & Company, Inc. 160,000 24,000 Xxxxxx Xxxxxx & Company, Inc. 160,000 24,000 Xxxxxxxxxxx & Co. Inc. 160,000 24,000 Pershing LLC 160,000 24,000 Xxxxx Xxxxxxx & Co. 160,000 24,000 Xxxxxxx Xxxxx & Associates, Inc. 160,000 24,000 Xxxxxx X. Xxxxx & Co. Incorporated 160,000 24,000 Sandler, 50,000 Sandler X’Xxxxx & Partners, L.P. 160,000 24,000 TD AMERITRADE, Inc. 160,000 24,000 X.X. Xxxxxxx and Company 80,000 12,000 Comerica Securities, Inc. 80,000 12,000 X.X. Xxxxxxxx & Co. 80,000 12,000 Xxxxxxxxx & Company LLC 80,000 12,000 Xxxx Xxxxxx Xxxxxx & Xxxxxx, Inc. 80,000 12,000 J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. 80,000 12,000 JVB Financial Group LLC 80,000 12,000 Xxxxx, Xxxxxxxx & Xxxxx, Inc. 80,000 12,000 Loop Capital Markets, LLC 80,000 12,000 Mesirow Financial, Inc. 80,000 12,000 Xxxxxx Xxxxxxx & Co., Inc. 80,000 12,000 Xxxx Xxxx & Co., Inc. 80,000 12,000 Xxxxxx X. Xxxxxxx & Company, Inc. 80,000 12,000 SunTrust Capital Markets, Inc. 80,000 12,000 The Xxxxxxxx Capital Group, L.P. 80,000 12,000 Xxxxxxxxx Capital Partners, LLC 80,000 12,000 Total 32,000,000 4,800,000 6.375% Trust Preferred Securities (liquidation amount $25 per security) of Wachovia Capital Trust IV, fully and unconditionally guaranteed by Wachovia Corporation 32,000,000 4,800,000 $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $0.7875 per Trust Preferred Security Immediately available funds by wire $10,000 Amended and Restated Trust Agreement, dated as of February 15, 2007, among Wachovia Corporation, as Depositor, U.S. Bank National Association, as Property Trustee, U.S. Bank Trust National Association, as Delaware Trustee, Xxxxx X. Xxxx and Xxxx X. Xxxxxxxx, Xx., Esq., as Administrative Trustees, and the registered holders from time to time of the Trust Preferred Securities and the Trust Common Securities
(i) $800,010,000 of Wachovia Corporation’s 6.375% Extendible Long Term Subordinated Notes, to be issued pursuant to the Indenture referred to in the Underwriting Agreement to this Schedule II is attached.50,000 Total: 1,000,000
Appears in 1 contract
Action by Underwriters. Any action under this Agreement taken by the Underwriters Representatives jointly or by Wachovia Capital Markets, LLC will be binding upon all the Underwriters. In all dealings under this Agreement, the Representatives shall act on behalf of each of the Underwriters and the parties hereto shall be entitled to act and rely upon any statement, request, notice or agreement on behalf of any Underwriter made or given by the Representatives jointly. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us four counterparts hereof, whereupon this letter and your acceptance shall represent a binding agreement among the Trust, the Guarantor Company and the several Underwriters. Very truly yours, WACHOVIA CAPITAL TRUST IV By: WACHOVIA CORPORATIONSUNTRUST BANKS, as Depositor INC. By: /s/ Xxxxx X. Xxxx Xxxxxx Xxxxxxx Name: Xxxxx X. Xxxx Xxxxxx Xxxxxxx Title: Executive Vice President By: /s/ Xxxxx X. Xxxx Name: Xxxxx X. Xxxx Title: Executive Vice President Corporate Treasurer [Signature Page to Underwriting Agreement] Accepted as of the date hereof: WACHOVIA CAPITAL MARKETSSUNTRUST XXXXXXXX XXXXXXXX, LLC INC. By: WACHOVIA CAPITAL MARKETS, /s/ Xxxxxx Xxxxxxxxxx Name: Xxxxxx Xxxxxxxxxx Title: Director CREDIT SUISSE SECURITIES (USA) LLC By: /s/ Xxxxxxx Xxxxx Xxxxxxxx Name: Xxxxx Xxxxxxxx Title: Director XXXXXXX, XXXXX & CO. By: /s/ Xxxx Xxxxxx Name: Xxxxxxx Xxxx Xxxxxx Title: Managing Vice President XXXXXX XXXXXXX & CO. LLC By: /s/ Yurij Slyz Name: Yurij Slyz Title: Executive Director Wachovia Capital Markets, LLC 4,240,000 636,000 Banc as Representatives of America Securities LLC 3,936,000 590,400 Citigroup Global Markets Inc. 3,936,000 590,400 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated 3,936,000 590,400 Xxxxxx Xxxxxxx & Co. Incorporated 3,936,000 590,400 UBS Securities LLC 3,936,000 590,400 ABN AMRO Incorporated 240,000 240,000 Barclays Capital Inc. 240,000 36,000 BB&T Capital Markets, a division of Xxxxx & Xxxxxxxxxxxx, Inc. 240,000 36,000 Countrywide Securities Corporation 240,000 36,000 Deutsche Bank Securities Inc. 240,000 36,000 Fifth Third Securities, Inc. 240,000 36,000 Greenwich Capital Markets, Inc. 240,000 36,000 ING Financial Markets LLC 240,000 36,000 X.X. Xxxxxx Securities Inc. 240,000 36,000 KeyBanc Capital Markets, a division of McDonald Investments Inc. 240,000 36,000 Xxxxxx Brothers Inc. 240,000 36,000 NatCity Investments, Inc. 240,000 36,000 Popular Securities, Inc. 240,000 36,000 RBC Xxxx Xxxxxxxx Inc. 240,000 36,000 Xxxxx Fargo Securities, LLC 240,000 36,000 Bear, Xxxxxxx & Co. Inc. 160,000 24,000 BNP Paribas Securities Corp. 160,000 24,000 Xxxxxxx Xxxxxx & Co., Inc. 160,000 24,000 the Underwriters Credit Suisse Securities (USA) LLC 160,000 24,000 Fidelity 159,375 Xxxxxxx, Xxxxx & Co. 159,375 Xxxxxx Xxxxxxx & Co. LLC 159,375 SunTrust Xxxxxxxx Xxxxxxxx, Inc. 159,375 X.X. Xxxxxx Securities LLC 56,250 RBC Capital Markets ServicesMarkets, LLC 56,250 Total 750,000 Issuer: SunTrust Banks, Inc. (“SunTrust”) Title of Security: Depositary Shares, each representing a division 1/100th interest in a share of National Financial Services Perpetual Preferred Stock, Series G Number of Depositary Shares: 750,000 Depositary Shares (representing an aggregate of 7,500 shares of Perpetual Preferred Stock, Series G) Aggregate Liquidation Preference: $750,000,000 ($100,000 per share of Perpetual Preferred Stock, Series G, equivalent to $1,000 per Depositary Share) Dividend Rate: From May 2, 2017 to, but excluding, June 15, 2022, at a rate of 5.05% per annum, and from and including June 15, 2022 until the redemption date (if any) at a floating rate equal to three-month LIBOR plus a spread of 3.102% per annum. Dividend Payment Dates: The 15th day of June and December each year, commencing December 15, 2017 and ending June 15, 2022 and, from and including June 15, 2022, the 15th day of March, June, September and December each year, beginning September 15, 2022. Non-Cumulative Dividends: Dividends will not be cumulative and SunTrust will have no obligation to pay any undeclared and unpaid dividends. Redemption: (i) On any Dividend Payment Date occurring on or after June 15, 2022, in whole or in part, at $1,000 per depositary share, plus any declared and unpaid dividends, and (ii) in whole but not in part at any time within 90 days following a Regulatory Capital Event (as defined in the prospectus supplement), at a redemption price of $1,000 per depositary share, plus any declared and unpaid dividends. Voting Rights: None, except with respect to certain material and adverse changes in the terms of the Perpetual Preferred Stock, Series G, the creation of shares ranking senior to the Perpetual Preferred Stock, Series G, in the case of certain dividend non-payments, and as may otherwise be required by law. Trade Date: April 27, 2017 First Time of Delivery: May 2, 2017, 10:00 a.m. Location of Closing: Xxxxxxxx & Xxxxxxxx LLP, 000 Xxxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000 Address for Notices: SunTrust Xxxxxxxx Xxxxxxxx, Inc. c/o SunTrust Xxxxxxxx Xxxxxxxx, Inc. 0000 Xxxxxxxxx Xxxx, 00xx Xxxxx, Xxxxxxx, XX 00000 Phone: (000) 000-0000 Facsimile: (000) 000-0000 Initial Offering Price to the Public: $1,000 per Depositary Share Purchase Price by Underwriters: $990 per Depositary Share Net Proceeds (before expenses) to the Issuer: $742,500,000 CUSIP/ISIN: 867914 BN2 / US867914BN25 Joint Book-Runners: Credit Suisse Securities (USA) LLC 160,000 24,000 FTN Financial Securities Corp. 160,000 24,000 Xxxxxxx, Sachs & Co. 160,000 24,000 H&R Block Financial Advisors, Inc. 160,000 24,000 HSBC Securities (USA) Inc. 160,000 24,000 X.X. Xxxxxx Xxxxxxx & Co. 160,000 24,000 Xxxxxx Xxxxxxxxxx Xxxxx LLC 160,000 24,000 Xxxxxxxxx & CompanySunTrust Xxxxxxxx Xxxxxxxx, Inc. 160,000 24,000 Co-Managers: X.X. Xxxxxx Xxxxxx & Company, Inc. 160,000 24,000 Xxxxxxxxxxx & Co. Inc. 160,000 24,000 Pershing Securities LLC 160,000 24,000 Xxxxx Xxxxxxx & Co. 160,000 24,000 Xxxxxxx Xxxxx & Associates, Inc. 160,000 24,000 Xxxxxx X. Xxxxx & Co. Incorporated 160,000 24,000 Sandler, X’Xxxxx & Partners, L.P. 160,000 24,000 TD AMERITRADE, Inc. 160,000 24,000 X.X. Xxxxxxx and Company 80,000 12,000 Comerica Securities, Inc. 80,000 12,000 X.X. Xxxxxxxx & Co. 80,000 12,000 Xxxxxxxxx & Company LLC 80,000 12,000 Xxxx Xxxxxx Xxxxxx & Xxxxxx, Inc. 80,000 12,000 J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. 80,000 12,000 JVB Financial Group LLC 80,000 12,000 Xxxxx, Xxxxxxxx & Xxxxx, Inc. 80,000 12,000 Loop RBC Capital Markets, LLC 80,000 12,000 Mesirow Financial, Inc. 80,000 12,000 Xxxxxx Xxxxxxx & Co., Inc. 80,000 12,000 Xxxx Xxxx & Co., Inc. 80,000 12,000 Xxxxxx X. Xxxxxxx & Company, Inc. 80,000 12,000 SunTrust Capital Markets, Inc. 80,000 12,000 The Xxxxxxxx Capital Group, L.P. 80,000 12,000 Xxxxxxxxx Capital Partners, LLC 80,000 12,000 Total 32,000,000 4,800,000 6.375% Trust Preferred Securities (liquidation amount $25 per securitya) of Wachovia Capital Trust IV, fully and unconditionally guaranteed by Wachovia Corporation 32,000,000 4,800,000 $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $0.7875 per Trust Preferred Security Immediately available funds by wire $10,000 Amended and Restated Trust Agreement, dated as of February 15, 2007, among Wachovia Corporation, as Depositor, U.S. Bank National Association, as Property Trustee, U.S. Bank Trust National Association, as Delaware Trustee, Xxxxx X. Xxxx and Xxxx X. Xxxxxxxx, Xx., Esq., as Administrative Trustees, and the registered holders from time Free Writing Prospectuses listed pursuant to time of the Trust Preferred Securities and the Trust Common SecuritiesSection 6(a)(iii)
(i) $800,010,000 of Wachovia Corporation’s 6.375% Extendible Long Final Term Subordinated NotesSheet, to be issued dated April 27, 2017, prepared and filed pursuant to the Indenture referred to in the Underwriting Agreement to this Schedule II is attached.Section 5(a) (b) Additional Documents Incorporated by Reference: None Issuer: SunTrust Banks, Inc. (“SunTrust”)
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Action by Underwriters. Any action under this Agreement taken by the Underwriters jointly or by Wachovia Capital Markets, LLC the firm signing below on behalf of you as the Representatives will be binding upon all the Underwriters. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us four counterparts the enclosed duplicate hereof, whereupon this letter and your acceptance shall represent a binding agreement among between the Trust, the Guarantor Company and the several Underwriters. Very truly yours, WACHOVIA CAPITAL TRUST IV By: WACHOVIA CORPORATION, as Depositor By: CORPORATION /s/ Xxxxx X. Xxxx Name: Xxxxx X. Xxxx Title: Executive Vice President By: /s/ Xxxxx X. Xxxx Name: Xxxxx X. Xxxx Title: Executive Vice President Accepted Treasurer The foregoing Agreement is hereby confirmed and accepted as of the date hereof: WACHOVIA CAPITAL MARKETS, LLC first above written. By: WACHOVIA CAPITAL MARKETS, LLC By: /s/ Xxxxxxx Xxxxx Xxxxxx Name: Xxxxxxx Xxxxx Xxxxxx Title: Managing Director By: XXXXXXX, XXXXX & CO. /s/ Xxxxxxx, Sachs & Co. On behalf of the Underwriters set forth in Schedule I Wachovia Capital Markets, LLC 4,240,000 636,000 Banc of America Securities LLC 3,936,000 590,400 65,625,000 Xxxxxxx, Xxxxx & Co. 55,416,667 Citigroup Global Markets Inc. 3,936,000 590,400 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated 3,936,000 590,400 Xxxxxx Xxxxxxx & Co. Incorporated 3,936,000 590,400 UBS Securities LLC 3,936,000 590,400 ABN AMRO Incorporated 240,000 240,000 Barclays Capital Inc. 240,000 36,000 BB&T Capital Markets, a division of Xxxxx & Xxxxxxxxxxxx, Inc. 240,000 36,000 Countrywide Securities Corporation 240,000 36,000 Deutsche Bank Securities Inc. 240,000 36,000 Fifth Third Securities, Inc. 240,000 36,000 Greenwich Capital Markets, Inc. 240,000 36,000 ING Financial Markets LLC 240,000 36,000 X.X. Xxxxxx Securities Inc. 240,000 36,000 KeyBanc Capital Markets, a division of McDonald Investments Inc. 240,000 36,000 Xxxxxx Brothers Inc. 240,000 36,000 NatCity Investments, Inc. 240,000 36,000 Popular Securities, Inc. 240,000 36,000 RBC Xxxx Xxxxxxxx Inc. 240,000 36,000 Xxxxx Fargo Securities, LLC 240,000 36,000 Bear, Xxxxxxx & Co. Inc. 160,000 24,000 BNP Paribas Securities Corp. 160,000 24,000 Xxxxxxx Xxxxxx & Co., Inc. 160,000 24,000 7,291,667 Credit Suisse Securities (USA) LLC 160,000 24,000 Fidelity Capital Markets Services, a division of National Financial Services 7,291,667 UBS Securities LLC 160,000 24,000 FTN Financial Securities Corp. 160,000 24,000 Xxxxxxx, Sachs & Co. 160,000 24,000 H&R Block Financial Advisors, Inc. 160,000 24,000 HSBC Securities (USA) Inc. 160,000 24,000 X.X. Xxxxxxx & Co. 160,000 24,000 Xxxxxx Xxxxxxxxxx Xxxxx LLC 160,000 24,000 Xxxxxxxxx & Company, Inc. 160,000 24,000 Xxxxxx Xxxxxx & Company, Inc. 160,000 24,000 Xxxxxxxxxxx & Co. Inc. 160,000 24,000 Pershing LLC 160,000 24,000 Xxxxx Xxxxxxx & Co. 160,000 24,000 Xxxxxxx Xxxxx & Associates, Inc. 160,000 24,000 Xxxxxx X. Xxxxx & Co. Incorporated 160,000 24,000 Sandler, X’Xxxxx & Partners, L.P. 160,000 24,000 TD AMERITRADE, Inc. 160,000 24,000 X.X. Xxxxxxx and Company 80,000 12,000 Comerica Securities, Inc. 80,000 12,000 X.X. Xxxxxxxx & Co. 80,000 12,000 Xxxxxxxxx & Company LLC 80,000 12,000 Xxxx Xxxxxx Xxxxxx & Xxxxxx, Inc. 80,000 12,000 J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. 80,000 12,000 JVB Financial Group LLC 80,000 12,000 Xxxxx, Xxxxxxxx & Xxxxx, Inc. 80,000 12,000 Loop Capital Markets, LLC 80,000 12,000 Mesirow Financial, Inc. 80,000 12,000 Xxxxxx Xxxxxxx & Co., Inc. 80,000 12,000 Xxxx Xxxx & Co., Inc. 80,000 12,000 7,291,667 Xxxxxx X. Xxxxxxx & Company, Inc. 80,000 12,000 SunTrust Capital Markets, Inc. 80,000 12,000 The 1,458,333 Xxxxxxxx Capital Group, L.P. 80,000 12,000 Xxxxxxxxx Capital PartnersLLC 1,458,333 Total 145,833,334 Common Stock, LLC 80,000 12,000 Total 32,000,000 4,800,000 6.375% Trust Preferred Securities (liquidation amount par value $25 3.33 1/3 per security) of Wachovia Capital Trust IV, fully and unconditionally guaranteed by Wachovia Corporation 32,000,000 4,800,000 share 145,833,334 21,875,000 $25 24.00 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $25 23.40 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $0.7875 0.60 per Trust Preferred Security Immediately available funds by wire $10,000 Amended and Restated Trust AgreementApril 17, dated as of February 152008; 10:30 a.m. (New York City time) Xxxxxxxx & Xxxxxxxx LLP 000 Xxxxx Xxxxxx Xxx Xxxx, 2007Xxx Xxxx 00000 Wachovia Capital Markets, among Wachovia CorporationLLC 000 Xxxxx Xxxxxxx Xxxxxx Xxxxxxxxx, Xxxxx Xxxxxxxx 00000-0000 Attn: Equity Capital Markets Xxxxxxx, Sachs & Co. 00 Xxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Attention: The Registration Department, 20th Floor Press Release, as Depositorfiled with the Commission pursuant to Rule 433 on April 14, U.S. Bank National Association2008 Electronic “road show” on xxx.xxxxxxxxxxx.xxx
(a) Issuer Free Writing Prospectuses: Press Release, as Property Trusteefiled with the Commission pursuant to Rule 433 on April 14, U.S. Bank Trust National Association, as Delaware Trustee, Xxxxx X. Xxxx and Xxxx X. Xxxxxxxx, Xx., Esq., as Administrative Trustees, and the registered holders from time to time of the Trust Preferred Securities and the Trust Common Securities2008 Electronic “road show” on xxx.xxxxxxxxxxx.xxx
(ib) $800,010,000 of Wachovia Corporation’s 6.375% Extendible Long Term Subordinated Notes, to be issued pursuant to the Indenture referred to in the Underwriting Agreement to this Schedule II is attached.Documents Containing Underwriter Supplied Information:
Appears in 1 contract
Action by Underwriters. Any action under this Agreement taken by the Underwriters jointly or by Wachovia Capital Markets, LLC will be binding upon all the Underwriters. In all dealings under this Agreement, the Representatives shall act on behalf of each of the Underwriters and the parties hereto shall be entitled to act and rely upon any statement, request, notice or agreement on behalf of any Underwriter made or given by the Representatives. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us four five counterparts hereof, whereupon this letter and your acceptance shall represent a binding agreement among the Trust, the Guarantor Company and the several Underwriters. Very truly yours, WACHOVIA CAPITAL TRUST IV By: WACHOVIA CORPORATION, as Depositor FIFTH THIRD BANCORP By: /s/ Xxxxx XXXXXXXXXXX X. Xxxx XXXXXXXX Name: Xxxxx Xxxxxxxxxxx X. Xxxx Xxxxxxxx Title: Executive Vice President By: /s/ Xxxxx X. Xxxx Name: Xxxxx X. Xxxx Title: Executive Vice President and Chief Financial Officer FITB Sub Debt 2008 – Underwriting Agreement Accepted as of the date hereof: WACHOVIA CAPITAL MARKETS, CREDIT SUISSE SECURITIES (USA) LLC By: WACHOVIA CAPITAL MARKETS, LLC By: By /s/ Xxxxxxx Xxxxxx XXXXXX XXXXXXXX Name: Xxxxxxx Xxxxxx Xxxxxxxx Title: Managing Director Wachovia Capital MarketsXXXXXXX, SACHS & CO. By /s/ XXXXXXX XXXXX (Xxxxxxx, Xxxxx & Co.) XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By /s/ XXXXX XXXXXXXXXX Name: Xxxxx Xxxxxxxxxx Title: Director XXXXXX XXXXXXX & CO. INCORPORATED By /s/ YURIJ SLYZ Name: Yurij Slyz Title: V.P. On behalf of each of the Underwriters FITB Sub Debt 2008 – Underwriting Agreement Credit Suisse Securities (USA) LLC 4,240,000 636,000 Banc of America Securities LLC 3,936,000 590,400 Citigroup Global Markets Inc. 3,936,000 590,400 $ 235,000,000 Xxxxxxx, Xxxxx & Co. $ 235,000,000 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated 3,936,000 590,400 $ 235,000,000 Xxxxxx Xxxxxxx & Co. Incorporated 3,936,000 590,400 UBS Securities LLC 3,936,000 590,400 ABN AMRO Incorporated 240,000 240,000 Barclays Capital Inc. 240,000 36,000 BB&T Capital Markets, a division of Xxxxx & Xxxxxxxxxxxx, Inc. 240,000 36,000 Countrywide Securities Corporation 240,000 36,000 Deutsche Bank Securities Inc. 240,000 36,000 $ 235,000,000 Fifth Third Securities, Inc. 240,000 36,000 Greenwich Capital Markets, Inc. 240,000 36,000 ING Financial Markets LLC 240,000 36,000 X.X. Xxxxxx Securities Inc. 240,000 36,000 KeyBanc Capital Markets, a division of McDonald Investments Inc. 240,000 36,000 Xxxxxx Brothers Inc. 240,000 36,000 NatCity Investments, Inc. 240,000 36,000 Popular $ 60,000,000 Total $ 1,000,000,000 8.25% Subordinated Notes due 2038 (the “Securities, Inc. 240,000 36,000 RBC Xxxx Xxxxxxxx Inc. 240,000 36,000 Xxxxx Fargo Securities, LLC 240,000 36,000 Bear, Xxxxxxx & Co. Inc. 160,000 24,000 BNP Paribas Securities Corp. 160,000 24,000 Xxxxxxx Xxxxxx & Co., Inc. 160,000 24,000 Credit Suisse Securities (USA) LLC 160,000 24,000 Fidelity Capital Markets Services, a division of National Financial Services LLC 160,000 24,000 FTN Financial Securities Corp. 160,000 24,000 Xxxxxxx, Sachs & Co. 160,000 24,000 H&R Block Financial Advisors, Inc. 160,000 24,000 HSBC Securities (USA) Inc. 160,000 24,000 X.X. Xxxxxxx & Co. 160,000 24,000 Xxxxxx Xxxxxxxxxx Xxxxx LLC 160,000 24,000 Xxxxxxxxx & Company, Inc. 160,000 24,000 Xxxxxx Xxxxxx & Company, Inc. 160,000 24,000 Xxxxxxxxxxx & Co. Inc. 160,000 24,000 Pershing LLC 160,000 24,000 Xxxxx Xxxxxxx & Co. 160,000 24,000 Xxxxxxx Xxxxx & Associates, Inc. 160,000 24,000 Xxxxxx X. Xxxxx & Co. Incorporated 160,000 24,000 Sandler, X’Xxxxx & Partners, L.P. 160,000 24,000 TD AMERITRADE, Inc. 160,000 24,000 X.X. Xxxxxxx and Company 80,000 12,000 Comerica Securities, Inc. 80,000 12,000 X.X. Xxxxxxxx & Co. 80,000 12,000 Xxxxxxxxx & Company LLC 80,000 12,000 Xxxx Xxxxxx Xxxxxx & Xxxxxx, Inc. 80,000 12,000 J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. 80,000 12,000 JVB Financial Group LLC 80,000 12,000 Xxxxx, Xxxxxxxx & Xxxxx, Inc. 80,000 12,000 Loop Capital Markets, LLC 80,000 12,000 Mesirow Financial, Inc. 80,000 12,000 Xxxxxx Xxxxxxx & Co., Inc. 80,000 12,000 Xxxx Xxxx & Co., Inc. 80,000 12,000 Xxxxxx X. Xxxxxxx & Company, Inc. 80,000 12,000 SunTrust Capital Markets, Inc. 80,000 12,000 The Xxxxxxxx Capital Group, L.P. 80,000 12,000 Xxxxxxxxx Capital Partners, LLC 80,000 12,000 Total 32,000,000 4,800,000 6.375% Trust Preferred Securities (liquidation amount $25 per security) of Wachovia Capital Trust IV, fully and unconditionally guaranteed by Wachovia Corporation 32,000,000 4,800,000 $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $0.7875 per Trust Preferred Security Immediately available funds by wire $10,000 Amended and Restated Trust Agreement, dated as of February 15, 2007, among Wachovia Corporation, as Depositor, U.S. Bank National Association, as Property Trustee, U.S. Bank Trust National Association, as Delaware Trustee, Xxxxx X. Xxxx and Xxxx X. Xxxxxxxx, Xx., Esq., as Administrative Trustees, and the registered holders from time to time of the Trust Preferred Securities and the Trust Common Securities
(i”) $800,010,000 1,000,000,000 $5,000 and integral multiples of Wachovia Corporation’s 6.375% Extendible Long Term Subordinated Notes, to be issued pursuant to the Indenture referred to $1,000 in the Underwriting Agreement to this Schedule II is attached.excess thereof
Appears in 1 contract
Action by Underwriters. Any action under this Agreement taken by the Underwriters Representatives jointly or by Wachovia Capital Markets, LLC will be binding upon all the Underwriters. In all dealings under this Agreement, the Representatives shall act on behalf of each of the Underwriters and the parties hereto shall be entitled to act and rely upon any statement, request, notice or agreement on behalf of any Underwriter made or given by the Representatives jointly. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us four counterparts hereof, whereupon this letter and your acceptance shall represent a binding agreement among the Trust, the Guarantor Company and the several Underwriters. Very truly yours, WACHOVIA CAPITAL TRUST IV By: WACHOVIA CORPORATIONSUNTRUST BANKS, as Depositor INC. By: /s/ Xxxxx X. Xxxx Xxxxxx Xxxxxxx Name: Xxxxx X. Xxxx Xxxxxx Xxxxxxx Title: Executive Senior Vice President By: /s/ Xxxxx X. Xxxx Name: Xxxxx X. Xxxx Title: Executive Vice President President, Corporate Treasurer [Signature Page to Underwriting Agreement] Accepted as of the date hereof: WACHOVIA CAPITAL MARKETSSUNTRUST XXXXXXXX XXXXXXXX, LLC By: WACHOVIA CAPITAL MARKETS, LLC INC. By: /s/ Xxxxxxx Xxxxxx Xxxxxxxxxx Name: Xxxxxx Xxxxxxxxxx Title: Director Barclays Capital Inc. By: /s/ Xxxxxx Xxxxxx Name: Xxxxxxx Xxxxxx Xxxxxx Title: Managing Director Wachovia Citigroup Global Markets Inc. By: /s/ Xxxx X. XxXxxxxxx, Xx. Name: Xxxx X. XxXxxxxxx, Xx. Title: Managing Director Xxxxxx Xxxxxxx & Co. LLC By: /s/ Yurij Slyz Name: Yurij Slyz Title: Executive Director as Representatives of the Underwriters [Signature Page to Underwriting Agreement] Underwriters Principal Amount of Notes to be Purchased SunTrust Xxxxxxxx Xxxxxxxx, Inc. $ 200,000,000 Barclays Capital Inc. 200,000,000 Citigroup Global Markets Inc. 200,000,000 Xxxxxx Xxxxxxx & Co. LLC 200,000,000 X.X. Xxxxxx Securities LLC 75,000,000 RBC Capital Markets, LLC 4,240,000 636,000 Banc of America Securities LLC 3,936,000 590,400 Citigroup Global Markets Inc. 3,936,000 590,400 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated 3,936,000 590,400 Xxxxxx Xxxxxxx & Co. Incorporated 3,936,000 590,400 UBS Securities LLC 3,936,000 590,400 ABN AMRO Incorporated 240,000 240,000 Barclays 75,000,000 Loop Capital Inc. 240,000 36,000 BB&T Capital Markets, a division of Xxxxx & Xxxxxxxxxxxx, Inc. 240,000 36,000 Countrywide Securities Corporation 240,000 36,000 Deutsche Bank Securities Inc. 240,000 36,000 Fifth Third Securities, Inc. 240,000 36,000 Greenwich Capital Markets, Inc. 240,000 36,000 ING Financial Markets LLC 240,000 36,000 X.X. Xxxxxx Securities Inc. 240,000 36,000 KeyBanc Capital Markets, a division of McDonald Investments Inc. 240,000 36,000 Xxxxxx Brothers Inc. 240,000 36,000 NatCity Investments, Inc. 240,000 36,000 Popular Securities, Inc. 240,000 36,000 RBC Xxxx Xxxxxxxx Inc. 240,000 36,000 Xxxxx Fargo Securities, LLC 240,000 36,000 Bear, Xxxxxxx & Co. Inc. 160,000 24,000 BNP Paribas Securities Corp. 160,000 24,000 Xxxxxxx Xxxxxx & Co., Inc. 160,000 24,000 Credit Suisse Securities (USA) LLC 160,000 24,000 Fidelity Capital Markets Services, a division of National Financial Services LLC 160,000 24,000 FTN Financial Securities Corp. 160,000 24,000 Xxxxxxx, Sachs & Co. 160,000 24,000 H&R Block Financial Advisors, Inc. 160,000 24,000 HSBC Securities (USA) Inc. 160,000 24,000 X.X. Xxxxxxx & Co. 160,000 24,000 Xxxxxx Xxxxxxxxxx Xxxxx LLC 160,000 24,000 Xxxxxxxxx & Company, Inc. 160,000 24,000 Xxxxxx Xxxxxx & Company, Inc. 160,000 24,000 Xxxxxxxxxxx & Co. Inc. 160,000 24,000 Pershing LLC 160,000 24,000 Xxxxx Xxxxxxx & Co. 160,000 24,000 Xxxxxxx Xxxxx & Associates, Inc. 160,000 24,000 Xxxxxx X. Xxxxx & Co. Incorporated 160,000 24,000 Sandler, X’Xxxxx & Partners, L.P. 160,000 24,000 TD AMERITRADE, Inc. 160,000 24,000 X.X. Xxxxxxx and Company 80,000 12,000 Comerica Securities, Inc. 80,000 12,000 X.X. Xxxxxxxx & Co. 80,000 12,000 Xxxxxxxxx & Company LLC 80,000 12,000 Xxxx Xxxxxx Xxxxxx & Xxxxxx, Inc. 80,000 12,000 J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. 80,000 12,000 JVB Financial Group LLC 80,000 12,000 Xxxxx, Xxxxxxxx & Xxxxx, Inc. 80,000 12,000 Loop Capital Markets, LLC 80,000 12,000 Mesirow Financial, Inc. 80,000 12,000 Xxxxxx Xxxxxxx & Co., Inc. 80,000 12,000 Xxxx Xxxx & Co., Inc. 80,000 12,000 Xxxxxx X. Xxxxxxx & Company, Inc. 80,000 12,000 SunTrust Capital Markets, Inc. 80,000 12,000 25,000,000 The Xxxxxxxx Capital Group, L.P. 80,000 12,000 Xxxxxxxxx Capital Partners25,000,000 Total $ 1,000,000,000 Issuer: SunTrust Banks, LLC 80,000 12,000 Total 32,000,000 4,800,000 6.375Inc. (“SunTrust”) Title of Securities: 2.70% Trust Preferred Securities Senior Notes due 2022 Issue Size: $1,000,000,000 Trade Date: November 28, 2016 Settlement Date: December 1, 2016 (liquidation amount $25 per securityT+3) Location of Wachovia Capital Trust IVClosing: Xxxxxxxx & Xxxxxxxx LLP, fully and unconditionally guaranteed by Wachovia Corporation 32,000,000 4,800,000 $25 per Trust Preferred Security plus accumulated distributions000 Xxxxx Xxxxxx, if anyXxx Xxxx, from the date of original issuance $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $0.7875 per Trust Preferred Security Immediately available funds by wire $10,000 Amended and Restated Trust Agreement, dated as of February 15, 2007, among Wachovia Corporation, as Depositor, U.S. Bank National Association, as Property Trustee, U.S. Bank Trust National Association, as Delaware Trustee, Xxxxx X. Xxx Xxxx and Xxxx X. 00000 Address for Notices: SunTrust Xxxxxxxx Xxxxxxxx, XxInc., 0000 Xxxxxxxxx Xxxx, 00xx Xxxxx, Xxxxxxx, XX 00000 Maturity Date: January 27, 2022 Treasury Benchmark: 1.750% US Treasury due November 30, 2021 Treasury Yield: 1.796% Spread to Treasury: +93 bps Re-offer Yield: 2.726% Coupon: 2.70% per annum Interest Payment Dates: Semiannually in arrears on January 27 and July 27 of each year beginning on July 27, 2017 (long first coupon)., Esq., as Administrative Trustees, and the registered holders from time to time of the Trust Preferred Securities and the Trust Common Securities
(i) $800,010,000 of Wachovia Corporation’s 6.375% Extendible Long Term Subordinated Notes, to be issued pursuant to the Indenture referred to in the Underwriting Agreement to this Schedule II is attached.
Appears in 1 contract
Action by Underwriters. Any action under this Agreement taken by the Underwriters Representatives jointly or by Wachovia Capital Markets, LLC will be binding upon all the Underwriters. In all dealings under this Agreement, the Representatives shall act on behalf of each of the Underwriters and the parties hereto shall be entitled to act and rely upon any statement, request, notice or agreement on behalf of any Underwriter made or given by the Representatives jointly. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us four counterparts hereof, whereupon this letter and your acceptance shall represent a binding agreement among the Trust, the Guarantor Company and the several Underwriters. Very truly yours, WACHOVIA CAPITAL TRUST IV By: WACHOVIA CORPORATIONSUNTRUST BANKS, as Depositor INC. By: /s/ Xxxxx X. Xxxx Xxxxx Name: Xxxxx X. Xxxx Xxxxx Title: Executive Senior Vice President By: /s/ Xxxxx X. Xxxx Name: Xxxxx X. Xxxx Title: Executive Vice President and Corporate Treasurer Accepted as of the date hereof: WACHOVIA CAPITAL MARKETSSUNTRUST XXXXXXXX XXXXXXXX, LLC By: WACHOVIA CAPITAL MARKETS, LLC INC. By: /s/ Xxxxxxx Xxxxxx Xxxxxxxxxx Name: Xxxxxx Xxxxxxxxxx Title: Director CITIGROUP GLOBAL MARKETS INC. By: /s/ Xxxx X. XxXxxxxxx, Xx. Name: Xxxx X. XxXxxxxxx, Xx. Title: Managing Director DEUTSCHE BANK SECURITIES INC. By: /s/ Anguel Zapeianou Name: Anguel Zapeianou Title: Managing Director By: /s/ Xxx Xxxxxx Name: Xxxxxxx Xxx Xxxxxx Title: Managing Director Wachovia XXXXXX XXXXXXX & CO. LLC By: /s/ Yurij Slyz Name: Yurij Slyz Title: Executive Director as Representatives of the Underwriters Underwriters Principal Amount of Notes to be Purchased SunTrust Xxxxxxxx Xxxxxxxx, Inc. $ 212,500,000 Citigroup Global Markets Inc. 212,500,000 Deutsche Bank Securities Inc. 212,500,000 Xxxxxx Xxxxxxx & Co. LLC 212,500,000 X.X. Xxxxxx Securities LLC 50,000,000 RBC Capital Markets, LLC 4,240,000 636,000 Banc of America Securities LLC 3,936,000 590,400 Citigroup Global Markets Inc. 3,936,000 590,400 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated 3,936,000 590,400 Xxxxxx Xxxxxxx & Co. Incorporated 3,936,000 590,400 25,000,000 UBS Securities LLC 3,936,000 590,400 ABN AMRO Incorporated 240,000 240,000 Barclays Capital Inc. 240,000 36,000 BB&T Capital Markets, a division of Xxxxx & Xxxxxxxxxxxx, Inc. 240,000 36,000 Countrywide Securities Corporation 240,000 36,000 Deutsche Bank Securities Inc. 240,000 36,000 Fifth Third Securities, Inc. 240,000 36,000 Greenwich Capital Markets, Inc. 240,000 36,000 ING Financial Markets LLC 240,000 36,000 X.X. Xxxxxx Securities Inc. 240,000 36,000 KeyBanc Capital Markets, a division of McDonald Investments Inc. 240,000 36,000 Xxxxxx Brothers Inc. 240,000 36,000 NatCity Investments, Inc. 240,000 36,000 Popular Securities, Inc. 240,000 36,000 RBC Xxxx Xxxxxxxx Inc. 240,000 36,000 Xxxxx Fargo Securities, LLC 240,000 36,000 Bear, Xxxxxxx & Co. Inc. 160,000 24,000 BNP Paribas Securities Corp. 160,000 24,000 Xxxxxxx Xxxxxx 25,000,000 Lebenthal & Co., LLC 25,000,000 Xxxxxxxx Financial Group, Inc. 160,000 24,000 Credit Suisse Securities 25,000,000 Total $ 1,000,000,000 Issuer: SunTrust Banks, Inc. (USA“SunTrust”) LLC 160,000 24,000 Fidelity Capital Markets ServicesTitle of Securities: 2.90% Senior Notes due 2021 Issue Size: $1,000,000,000 Trade Date: February 29, a division 2016 Settlement Date: March 3, 2016 (T+3) Location of National Financial Services LLC 160,000 24,000 FTN Financial Securities Corp. 160,000 24,000 Closing: Xxxxxxxx & Xxxxxxxx LLP, 000 Xxxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000 Address for Notices: SunTrust Xxxxxxxx Xxxxxxxx, Inc., 0000 Xxxxxxxxx Xxxx, 00xx Xxxxx, Xxxxxxx, Sachs & Co. 160,000 24,000 H&R Block Financial AdvisorsXX 00000 Maturity Date: Xxxxx 0, Inc. 160,000 24,000 HSBC Securities (USA) Inc. 160,000 24,000 X.X. Xxxxxxx & Co. 160,000 24,000 Xxxxxx Xxxxxxxxxx Xxxxx LLC 160,000 24,000 Xxxxxxxxx & Company0000 Xxxxxxxx Xxxxxxxxx: 1.125% US Treasury due February 28, Inc. 160,000 24,000 Xxxxxx Xxxxxx & Company2021 Treasury Yield: 1.217% Spread to Treasury: +173 bps Re-offer Yield: 2.947% Coupon: 2.90% per annum Interest Payment Dates: Semiannually in arrears on March 3 and September 3 of each year beginning on September 3, Inc. 160,000 24,000 Xxxxxxxxxxx & Co. Inc. 160,000 24,000 Pershing LLC 160,000 24,000 Xxxxx Xxxxxxx & Co. 160,000 24,000 Xxxxxxx Xxxxx & Associates, Inc. 160,000 24,000 Xxxxxx X. Xxxxx & Co. Incorporated 160,000 24,000 Sandler, X’Xxxxx & Partners, L.P. 160,000 24,000 TD AMERITRADE, Inc. 160,000 24,000 X.X. Xxxxxxx and Company 80,000 12,000 Comerica Securities, Inc. 80,000 12,000 X.X. Xxxxxxxx & Co. 80,000 12,000 Xxxxxxxxx & Company LLC 80,000 12,000 Xxxx Xxxxxx Xxxxxx & Xxxxxx, Inc. 80,000 12,000 J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. 80,000 12,000 JVB Financial Group LLC 80,000 12,000 Xxxxx, Xxxxxxxx & Xxxxx, Inc. 80,000 12,000 Loop Capital Markets, LLC 80,000 12,000 Mesirow Financial, Inc. 80,000 12,000 Xxxxxx Xxxxxxx & Co., Inc. 80,000 12,000 Xxxx Xxxx & Co., Inc. 80,000 12,000 Xxxxxx X. Xxxxxxx & Company, Inc. 80,000 12,000 SunTrust Capital Markets, Inc. 80,000 12,000 The Xxxxxxxx Capital Group, L.P. 80,000 12,000 Xxxxxxxxx Capital Partners, LLC 80,000 12,000 Total 32,000,000 4,800,000 6.375% Trust Preferred Securities (liquidation amount $25 per security) of Wachovia Capital Trust IV, fully and unconditionally guaranteed by Wachovia Corporation 32,000,000 4,800,000 $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $0.7875 per Trust Preferred Security Immediately available funds by wire $10,000 Amended and Restated Trust Agreement, dated as of February 15, 2007, among Wachovia Corporation, as Depositor, U.S. Bank National Association, as Property Trustee, U.S. Bank Trust National Association, as Delaware Trustee, Xxxxx X. Xxxx and Xxxx X. Xxxxxxxx, Xx2016., Esq., as Administrative Trustees, and the registered holders from time to time of the Trust Preferred Securities and the Trust Common Securities
(i) $800,010,000 of Wachovia Corporation’s 6.375% Extendible Long Term Subordinated Notes, to be issued pursuant to the Indenture referred to in the Underwriting Agreement to this Schedule II is attached.
Appears in 1 contract
Action by Underwriters. Any action under this Agreement taken by the Underwriters jointly or by Wachovia Capital Markets, LLC the firm signing below on behalf of you as the Representatives will be binding upon all the Underwriters. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us four counterparts the enclosed duplicate hereof, whereupon this letter and your acceptance shall represent a binding agreement among the Trust, the Guarantor between Fifth Third and the several Underwriters. Very truly yours, WACHOVIA CAPITAL TRUST IV By: WACHOVIA CORPORATION, as Depositor By: FIFTH THIRD BANCORP /s/ Xxxxx Xxxx X. Xxxx Xxxxxx --------------------------------------- Name: Xxxxx Xxxx X. Xxxx Xxxxxx Title: Executive Vice President By: /s/ Xxxxx X. Xxxx Name: Xxxxx X. Xxxx Title: Executive Vice President Accepted and Chief Financial Officer The foregoing Agreement is hereby confirmed and accepted as of the date hereof: WACHOVIA CAPITAL MARKETSfirst above written. On behalf of the Underwriters set forth in Schedule II XXXXXXX, LLC By: WACHOVIA CAPITAL MARKETS, LLC SACHS & CO. By: /s/ Xxxxxxx Xxxxxx Name: Xxxxxxx Xxxxxx Title: Managing Director Wachovia Capital MarketsXxxxxxx, LLC 4,240,000 636,000 Banc of America Securities LLC 3,936,000 590,400 Citigroup Global Markets Inc. 3,936,000 590,400 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated 3,936,000 590,400 Xxxxxx Xxxxxxx & Co. Incorporated 3,936,000 590,400 UBS Securities LLC 3,936,000 590,400 ABN AMRO Incorporated 240,000 240,000 Barclays Capital Inc. 240,000 36,000 BB&T Capital Markets, a division of Xxxxx & Xxxxxxxxxxxx, Inc. 240,000 36,000 Countrywide Securities Corporation 240,000 36,000 Deutsche Bank Securities Inc. 240,000 36,000 Fifth Third Securities, Inc. 240,000 36,000 Greenwich Capital Markets, Inc. 240,000 36,000 ING Financial Markets LLC 240,000 36,000 X.X. Xxxxxx Securities Inc. 240,000 36,000 KeyBanc Capital Markets, a division of McDonald Investments Inc. 240,000 36,000 Xxxxxx Brothers Inc. 240,000 36,000 NatCity Investments, Inc. 240,000 36,000 Popular Securities, Inc. 240,000 36,000 RBC Xxxx Xxxxxxxx Inc. 240,000 36,000 Xxxxx Fargo Securities, LLC 240,000 36,000 Bear, Xxxxxxx & Co. Inc. 160,000 24,000 BNP Paribas Securities Corp. 160,000 24,000 Xxxxxxx Xxxxxx & Co., Inc. 160,000 24,000 Credit Suisse Securities ------------------------------ (USA) LLC 160,000 24,000 Fidelity Capital Markets Services, a division of National Financial Services LLC 160,000 24,000 FTN Financial Securities Corp. 160,000 24,000 Xxxxxxx, Sachs & Co. 160,000 24,000 H&R Block Financial AdvisorsCo.) XXXXXX BROTHERS INC. By: /s/ Xxxxxx Xxxxxxxx ------------------------------ Name: Xxxxxx Xxxxxxxx Title: Senior Vice President SCHEDULE I TITLE OF DESIGNATED SECURITIES: 4.50% Subordinated Notes Due June 1, Inc. 160,000 24,000 HSBC Securities (USA) Inc. 160,000 24,000 X.X. Xxxxxxx & Co. 160,000 24,000 Xxxxxx Xxxxxxxxxx Xxxxx LLC 160,000 24,000 Xxxxxxxxx & Company, Inc. 160,000 24,000 Xxxxxx Xxxxxx & Company, Inc. 160,000 24,000 Xxxxxxxxxxx & Co. Inc. 160,000 24,000 Pershing LLC 160,000 24,000 Xxxxx Xxxxxxx & Co. 160,000 24,000 Xxxxxxx Xxxxx & Associates, Inc. 160,000 24,000 Xxxxxx X. Xxxxx & Co. Incorporated 160,000 24,000 Sandler, X’Xxxxx & Partners, L.P. 160,000 24,000 TD AMERITRADE, Inc. 160,000 24,000 X.X. Xxxxxxx and Company 80,000 12,000 Comerica 2018 AGGREGATE PRINCIPAL AMOUNT: $500,000,000 PRICE TO PUBLIC: 99.653% of the principal amount of the Designated Securities, Inc. 80,000 12,000 X.X. Xxxxxxxx & Co. 80,000 12,000 Xxxxxxxxx & Company LLC 80,000 12,000 Xxxx Xxxxxx Xxxxxx & Xxxxxx, Inc. 80,000 12,000 J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. 80,000 12,000 JVB Financial Group LLC 80,000 12,000 Xxxxx, Xxxxxxxx & Xxxxx, Inc. 80,000 12,000 Loop Capital Markets, LLC 80,000 12,000 Mesirow Financial, Inc. 80,000 12,000 Xxxxxx Xxxxxxx & Co., Inc. 80,000 12,000 Xxxx Xxxx & Co., Inc. 80,000 12,000 Xxxxxx X. Xxxxxxx & Company, Inc. 80,000 12,000 SunTrust Capital Markets, Inc. 80,000 12,000 The Xxxxxxxx Capital Group, L.P. 80,000 12,000 Xxxxxxxxx Capital Partners, LLC 80,000 12,000 Total 32,000,000 4,800,000 6.375% Trust Preferred Securities (liquidation amount $25 per security) of Wachovia Capital Trust IV, fully and unconditionally guaranteed by Wachovia Corporation 32,000,000 4,800,000 $25 per Trust Preferred Security plus accumulated distributionsaccrued interest, if any, from the date of original issuance $25 per Trust Preferred Security plus accumulated distributionsMay 23, if any, from the date of original issuance $0.7875 per Trust Preferred Security Immediately available funds by wire $10,000 Amended and Restated Trust Agreement, dated as of February 15, 2007, among Wachovia Corporation, as Depositor, U.S. Bank National Association, as Property Trustee, U.S. Bank Trust National Association, as Delaware Trustee, Xxxxx X. Xxxx and Xxxx X. Xxxxxxxx, Xx., Esq., as Administrative Trustees, and the registered holders from time to time of the Trust Preferred Securities and the Trust Common Securities
(i) $800,010,000 of Wachovia Corporation’s 6.375% Extendible Long Term Subordinated Notes, to be issued pursuant to the Indenture referred to in the Underwriting Agreement to this Schedule II is attached.2003 PURCHASE PRICE BY UNDERWRITERS:
Appears in 1 contract
Action by Underwriters. Any action under this Agreement taken by the Underwriters jointly or by Wachovia Capital Markets, LLC will be binding upon all the Underwriters. In all dealings under this Agreement, the Representatives shall act on behalf of each of the Underwriters and the parties hereto shall be entitled to act and rely upon any statement, request, notice or agreement on behalf of any Underwriter made or given by the Representatives. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us four counterparts hereof, whereupon this letter and your acceptance shall represent a binding agreement among the Trust, the Guarantor and the several Underwriters. Very truly yours, WACHOVIA FIFTH THIRD CAPITAL TRUST IV VI By: WACHOVIA CORPORATIONFIFTH THIRD BANCORP, as Depositor Sponsor By: /s/ Xxxxx X. Xxxx /S/ XXXXXX XXXXXXXX Name: Xxxxx X. Xxxx Xxxxxx Xxxxxxxx Title: Treasurer FIFTH THIRD BANCORP By: /S/ XXXXXXXXXXX X. XXXXXXXX Name: Xxxxxxxxxxx X. Xxxxxxxx Title: Chief Financial Officer and Executive Vice President By: /s/ Xxxxx X. Xxxx Name: Xxxxx X. Xxxx Title: Executive Vice President FITB CAPITAL TRUST VI – UNDERWRITING AGREEMENT Accepted as of the date hereof: WACHOVIA CAPITAL MARKETSUBS SECURITIES LLC By /S/ XXXXXX XXXX Name: Xxxxxx Xxxx Title: Executive Director Debt Capital Markets By /S/ XXXX XXXXXXX Name: Executive Director Title: UBS Investment Bank XXXXXXX LYNCH, LLC By: WACHOVIA CAPITAL MARKETSPIERCE, LLC By: /s/ Xxxxxxx Xxxxxx XXXXXX & XXXXX INCORPORATED By /S/ XXXXXXX X. XXXXXX Name: Xxxxxxx X. Xxxxxx Title: Director CITIGROUP GLOBAL MARKETS INC. By /S/ XXXX X. XXXXXXXXX, XX. Name: Xxxx X. XxXxxxxxx, Xx. Title: Managing Director Wachovia Capital Markets, LLC 4,240,000 636,000 Banc On behalf of America Securities LLC 3,936,000 590,400 each of the Underwriters FITB CAPITAL TRUST VI – UNDERWRITING AGREEMENT Citigroup Global Markets Inc. 3,936,000 590,400 5,025,000 753,750 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated 3,936,000 590,400 5,025,000 753,750 UBS Securities LLC 5,025,000 753,750 Fifth Third Securities, Inc. 1,500,000 225,000 Xxxxxx Xxxxxxx & Co. Incorporated 3,936,000 590,400 UBS Securities LLC 3,936,000 590,400 ABN AMRO Incorporated 240,000 240,000 Barclays Capital Inc. 240,000 36,000 BB&T 5,025,000 753,750 Wachovia Capital Markets, a division LLC 5,025,000 753,750 Banc of Xxxxx & Xxxxxxxxxxxx, Inc. 240,000 36,000 Countrywide America Securities Corporation 240,000 36,000 Deutsche Bank Securities Inc. 240,000 36,000 Fifth Third Securities, Inc. 240,000 36,000 Greenwich Capital Markets, Inc. 240,000 36,000 ING Financial Markets LLC 240,000 36,000 X.X. Xxxxxx Securities Inc. 240,000 36,000 KeyBanc Capital Markets, a division of McDonald Investments Inc. 240,000 36,000 Xxxxxx Brothers Inc. 240,000 36,000 NatCity Investments, Inc. 240,000 36,000 Popular Securities, Inc. 240,000 36,000 RBC Xxxx Xxxxxxxx Inc. 240,000 36,000 Xxxxx Fargo Securities, LLC 240,000 36,000 300,000 45,000 Bear, Xxxxxxx & Co. Inc. 160,000 24,000 BNP Paribas Securities Corp. 160,000 24,000 Xxxxxxx Xxxxxx & Co., Inc. 160,000 24,000 300,000 45,000 Credit Suisse Securities (USA) LLC 160,000 24,000 300,000 45,000 Xxxxxx X. Xxxxx & Co. Incorporated 125,000 18,750 H&R Block Financial Advisors, Inc. 125,000 18,750 Fidelity Capital Markets ServicesMarkets, a division of National Financial Services LLC 160,000 24,000 FTN Financial Securities Corp. 160,000 24,000 Xxxxxxx, Sachs & Co. 160,000 24,000 H&R Block Financial Advisors, Inc. 160,000 24,000 HSBC Securities (USA) Inc. 160,000 24,000 X.X. Xxxxxxx & Co. 160,000 24,000 Xxxxxx Xxxxxxxxxx Xxxxx LLC 160,000 24,000 Xxxxxxxxx & Company, Inc. 160,000 24,000 Xxxxxx Xxxxxx & Company, Inc. 160,000 24,000 Xxxxxxxxxxx & Co. Inc. 160,000 24,000 Pershing LLC 160,000 24,000 Xxxxx Xxxxxxx & Co. 160,000 24,000 Xxxxxxx Xxxxx & Associates, Inc. 160,000 24,000 Xxxxxx X. Xxxxx & Co. Incorporated 160,000 24,000 Sandler, X’Xxxxx & Partners, L.P. 160,000 24,000 TD AMERITRADE, Inc. 160,000 24,000 X.X. Xxxxxxx and Company 80,000 12,000 Comerica Securities, Inc. 80,000 12,000 X.X. Xxxxxxxx & Co. 80,000 12,000 Xxxxxxxxx & Company LLC 80,000 12,000 Xxxx Xxxxxx Xxxxxx & Xxxxxx, Inc. 80,000 12,000 125,000 18,750 J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. 80,000 12,000 JVB Financial Group 125,000 18,750 Xxxxxx Xxxxxxxxxx Xxxxx LLC 80,000 12,000 125,000 18,750 Xxxxx, Xxxxxxxx & Xxxxx, Inc. 80,000 12,000 Loop Capital Markets125,000 18,750 Xxxxxxxxxxx & Co. Inc. 125,000 18,750 RBC Xxxx Xxxxxxxx Inc. 125,000 18,750 Xxxxxxx Xxxxx & Associates, Inc. 125,000 18,750 Xxxxxxx Xxxxxx & Co., Inc. 125,000 18,750 Xxxxxx, Xxxxxxxx & Company, Incorporated 125,000 18,750 Xxxxx Fargo Securities, LLC 80,000 12,000 125,000 18,750 Xxxxxxx Xxxxx & Company, L.L.C. 37,500 5,625 City Securities Corporation 37,500 5,625 Xxxxxxx, Xxxxxx & Co. 37,500 5,625 X.X. Xxxxxxxx & Co. 37,500 5,625 Xxxxxxxxx & Company LLC 37,500 5,625 E*TRADE Securities LLC 37,500 5,625 Xxxxxx, Xxxxx Xxxxx, Incorporated 37,500 5,625 Fixed Income Securities, LP 37,500 5,625 HSBC Securities (USA) Inc. 37,500 5,625 X.X. Xxxxxxx & Co. 37,500 5,625 Xxxxxxxxx & Company, Inc. 37,500 5,625 KeyBanc Capital Markets Inc. 37,500 5,625 X. X. Xxxx & Associates, Inc. 37,500 5,625 Maxim Group LLC 37,500 5,625 Mesirow Financial, Inc. 80,000 12,000 37,500 5,625 Xxxxxx Xxxxxx & Company, Inc. 37,500 5,625 Pershing LLC 37,500 5,625 SBK-Xxxxxx Investments Corp 37,500 5,625 Xxxxxx X. Xxxxxxx & Co., Inc. 80,000 12,000 Xxxx Xxxx 37,500 5,625 Sterne, Agee & Co.Xxxxx, Inc. 80,000 12,000 Xxxxxx X. Xxxxxxx 37,500 5,625 Stone & CompanyXxxxxxxxx LLC 37,500 5,625 Synovus Securities, Inc. 80,000 12,000 SunTrust Capital Markets37,500 5,625 TD Ameritrade, Inc. 80,000 12,000 The Xxxxxxxx Capital Group37,500 5,625 Xxxxxx-Xxxxxx IBG, L.P. 80,000 12,000 Xxxxxxxxx Capital Partners, LLC 80,000 12,000 Limited Partnership 37,500 5,625 Wedbush Xxxxxx Securities Inc. 37,500 5,625 X.X. Xxxxxxx and Company 37,500 5,625 Total 32,000,000 4,800,000 6.375% Trust Preferred Securities (liquidation amount $25 per security) of Wachovia Capital Trust IV, fully and unconditionally guaranteed by Wachovia Corporation 32,000,000 4,800,000 $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $0.7875 per Trust Preferred Security Immediately available funds by wire $10,000 Amended and Restated Trust Agreement, dated as of February 15, 2007, among Wachovia Corporation, as Depositor, U.S. Bank National Association, as Property Trustee, U.S. Bank Trust National Association, as Delaware Trustee, Xxxxx X. Xxxx and Xxxx X. Xxxxxxxx, Xx., Esq., as Administrative Trustees, and the registered holders from time to time of the Trust Preferred Securities and the Trust Common Securities
(i) $800,010,000 of Wachovia Corporation’s 6.375% Extendible Long Term Subordinated Notes, to be issued pursuant to the Indenture referred to in the Underwriting Agreement to this Schedule II is attached.30,000,000 4,500,000
Appears in 1 contract
Action by Underwriters. Any action under this Agreement taken by the Underwriters jointly or by Wachovia Capital Markets, LLC the firm signing below on behalf of you as the Representative will be binding upon all the Underwriters. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us four counterparts the enclosed duplicate hereof, whereupon this letter and your acceptance shall represent a binding agreement among between the Trust, the Guarantor Company and the several Underwriters. Very truly yours, WACHOVIA CAPITAL TRUST IV By: WACHOVIA CORPORATION, as Depositor By: CORPORATION /s/ Xxxxx X. Xxxx XXX XXXXXX Name: Xxxxx X. Xxxx Xxx Xxxxxx Title: Executive Senior Vice President By: /s/ Xxxxx X. Xxxx Name: Xxxxx X. Xxxx Title: Executive Vice President Accepted The foregoing Agreement is hereby confirmed and accepted as of the date hereof: WACHOVIA CAPITAL MARKETS, LLC first above written. By: WACHOVIA CAPITAL MARKETS, LLC On behalf of the Underwriters set forth in Schedule I By: /s/ Xxxxxxx Xxxxxx XXXXXX XXX Name: Xxxxxxx Xxxxxx Xxx Title: Managing Director Wachovia Capital Markets, LLC 4,240,000 636,000 Banc of America Securities LLC 3,936,000 590,400 Citigroup Global Markets Inc. 3,936,000 590,400 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated 3,936,000 590,400 Xxxxxx Xxxxxxx & Co. Incorporated 3,936,000 590,400 UBS Securities LLC 3,936,000 590,400 ABN AMRO Incorporated 240,000 240,000 3,223,500 Barclays Capital Inc. 240,000 36,000 BB&T 52,500 Xxxxxxx Capital Markets, a division of Xxxxx & Xxxxxxxxxxxx, Inc. 240,000 36,000 Countrywide Securities Corporation 240,000 36,000 LLC 52,500 Deutsche Bank Securities Inc. 240,000 36,000 Fifth Third Securities, Inc. 240,000 36,000 Greenwich Capital Markets, Inc. 240,000 36,000 ING Financial Markets LLC 240,000 36,000 X.X. Xxxxxx Securities Inc. 240,000 36,000 KeyBanc Capital Markets, a division of McDonald Investments Inc. 240,000 36,000 Xxxxxx Brothers Inc. 240,000 36,000 NatCity Investments, Inc. 240,000 36,000 Popular Securities, Inc. 240,000 36,000 RBC Xxxx Xxxxxxxx Inc. 240,000 36,000 Xxxxx Fargo Securities, LLC 240,000 36,000 Bear, Xxxxxxx & Co. Inc. 160,000 24,000 BNP Paribas Securities Corp. 160,000 24,000 Xxxxxxx Xxxxxx & Co., Inc. 160,000 24,000 Credit Suisse Securities (USA) LLC 160,000 24,000 Fidelity Capital Markets Services, a division of National Financial Services LLC 160,000 24,000 FTN Financial Securities Corp. 160,000 24,000 Xxxxxxx, Sachs & Co. 160,000 24,000 H&R Block Financial Advisors, Inc. 160,000 24,000 HSBC Securities (USA) Inc. 160,000 24,000 X.X. Xxxxxxx & Co. 160,000 24,000 Xxxxxx Xxxxxxxxxx Xxxxx LLC 160,000 24,000 Xxxxxxxxx & Company, Inc. 160,000 24,000 Xxxxxx Xxxxxx & Company, Inc. 160,000 24,000 Xxxxxxxxxxx & Co. Inc. 160,000 24,000 Pershing LLC 160,000 24,000 Xxxxx Xxxxxxx & Co. 160,000 24,000 Xxxxxxx Xxxxx & Associates, Inc. 160,000 24,000 Xxxxxx X. Xxxxx & Co. Incorporated 160,000 24,000 Sandler, 52,500 Sandler X’Xxxxx & Partners, L.P. 160,000 24,000 TD AMERITRADE, Inc. 160,000 24,000 X.X. Xxxxxxx and Company 80,000 12,000 Comerica Securities, Inc. 80,000 12,000 X.X. 52,500 UBS Securities LLC 52,500 Xxxxxxxx & Co. 80,000 12,000 Xxxxxxxxx & Company LLC 80,000 12,000 Xxxx Xxxxxx Xxxxxx & Xxxxxx, Inc. 80,000 12,000 J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. 80,000 12,000 JVB Financial Group LLC 80,000 12,000 Xxxxx, Xxxxxxxx & Xxxxx, Inc. 80,000 12,000 Loop Capital Markets, LLC 80,000 12,000 Mesirow Financial, Inc. 80,000 12,000 Xxxxxx Xxxxxxx & Co., Inc. 80,000 12,000 Xxxx Xxxx & Co., Inc. 80,000 12,000 Xxxxxx X. Xxxxxxx & Company, Inc. 80,000 12,000 SunTrust Capital Markets, Inc. 80,000 12,000 The Xxxxxxxx Capital Group, L.P. 80,000 12,000 Xxxxxxxxx Capital Partners, LLC 80,000 12,000 L.P. 14,000 Total 32,000,000 4,800,000 6.375% Trust 3,500,000 Fixed-to-Floating Non-Cumulative Perpetual Class A Preferred Securities (liquidation amount $25 per security) Stock of Wachovia Capital Trust IVCorporation, fully and unconditionally guaranteed by Wachovia Corporation 32,000,000 4,800,000 Series K, no-par value 3,500,000 $25 1,000 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $25 990 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $0.7875 10 per Trust Preferred Security Immediately available funds by wire $10,000 Amended and Restated Trust AgreementFebruary 8, dated as of February 152008; 10:30 a.m. (New York City time) Xxxxxxxx & Xxxxxxxx LLP 000 Xxxxx Xxxxxx Xxx Xxxx, 2007Xxx Xxxx 00000 Wachovia Capital Markets, among Wachovia CorporationLLC 000 Xxxxx Xxxxxxx Xxxxxx Xxxxxxxxx, Xxxxx Xxxxxxxx 00000-0000 Attn: Debt Capital Markets None.
(a) Issuer Free Writing Prospectuses: Final Term Sheet, as Depositorfiled with the Commission pursuant to Rule 433 on February 5, U.S. Bank National Association, as Property Trustee, U.S. Bank Trust National Association, as Delaware Trustee, Xxxxx X. Xxxx and Xxxx X. Xxxxxxxx, Xx2008., Esq., as Administrative Trustees, and the registered holders from time to time of the Trust Preferred Securities and the Trust Common Securities
(ib) $800,010,000 of Wachovia Corporation’s 6.375% Extendible Long Term Subordinated Notes, to be issued pursuant to the Indenture referred to in the Underwriting Agreement to this Schedule II is attached.Additional Documents Incorporated by Reference:
Appears in 1 contract
Action by Underwriters. Any action under this Agreement taken by the Underwriters jointly or by Wachovia Capital Markets, LLC will be binding upon all the Underwriters. In all dealings under this Agreement, the Representatives shall act on behalf of each of the Underwriters and the parties hereto shall be entitled to act and rely upon any statement, request, notice or agreement on behalf of any Underwriter made or given by the Representatives jointly or by Xxxxxxx Sachs & Co. on behalf of the Representatives. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us four counterparts hereof, whereupon this letter and your acceptance shall represent a binding agreement among the Trust, the Guarantor and the several Underwriters. Very truly yours, WACHOVIA SUNTRUST PREFERRED CAPITAL TRUST IV I By: WACHOVIA CORPORATIONSUNTRUST BANKS, INC., as Depositor Sponsor By: /s/ Xxxxx Xxxxxx X. Xxxx Xxxxxxxx XX Name: Xxxxx Xxxxxx X. Xxxx Xxxxxxxx XX Title: Executive Senior Vice President and Treasurer SUNTRUST BANKS, INC. By: /s/ Xxxxx Xxxxxx X. Xxxx Xxxxxxxx XX Name: Xxxxx Xxxxxx X. Xxxx Xxxxxxxx XX Title: Executive Senior Vice President and Treasurer Accepted as of the date hereof: WACHOVIA /s/ Xxxxxxx, Xxxxx & Co. SUNTRUST CAPITAL MARKETS, LLC By: WACHOVIA CAPITAL MARKETS, LLC INC. By: /s/ Xxxxxxx Xxxxxx Xxxx Xxxxx Name: Xxxxxxx Xxxxxx Xxxx Xxxxx Title: Managing Director Wachovia XXXXXX BROTHERS INC. By: /s/ Xxxxxx Xxxxxxxx Name: Xxxxxx Xxxxxxxx Title: Senior Vice President On behalf of each of the Underwriters Xxxxxxx, Sachs & Co. 200,000 SunTrust Capital Markets, LLC 4,240,000 636,000 Inc. 150,000 Xxxxxx Brothers Inc. 125,000 Banc of America Securities LLC 3,936,000 590,400 5,000 Citigroup Global Markets Inc. 3,936,000 590,400 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated 3,936,000 590,400 Xxxxxx Xxxxxxx & Co. Incorporated 3,936,000 590,400 UBS Securities LLC 3,936,000 590,400 ABN AMRO Incorporated 240,000 240,000 Barclays Capital Inc. 240,000 36,000 BB&T Capital Markets, a division of Xxxxx & Xxxxxxxxxxxx, Inc. 240,000 36,000 Countrywide Securities Corporation 240,000 36,000 Deutsche Bank Securities Inc. 240,000 36,000 Fifth Third Securities, Inc. 240,000 36,000 Greenwich Capital Markets, Inc. 240,000 36,000 ING Financial Markets LLC 240,000 36,000 X.X. Xxxxxx Securities Inc. 240,000 36,000 KeyBanc Capital Markets, a division of McDonald Investments Inc. 240,000 36,000 Xxxxxx Brothers Inc. 240,000 36,000 NatCity Investments, Inc. 240,000 36,000 Popular Securities, Inc. 240,000 36,000 RBC Xxxx Xxxxxxxx Inc. 240,000 36,000 Xxxxx Fargo Securities, LLC 240,000 36,000 Bear, Xxxxxxx & Co. Inc. 160,000 24,000 BNP Paribas Securities Corp. 160,000 24,000 Xxxxxxx Xxxxxx & Co., Inc. 160,000 24,000 5,000 Credit Suisse Securities (USA) LLC 160,000 24,000 Fidelity Capital Markets Services, a division of National Financial Services LLC 160,000 24,000 FTN Financial 5,000 X.X. Xxxxxx Securities Corp. 160,000 24,000 Xxxxxxx, Sachs & Co. 160,000 24,000 H&R Block Financial Advisors, Inc. 160,000 24,000 HSBC Securities (USA) Inc. 160,000 24,000 X.X. 5,000 Xxxxxx Xxxxxxx & Co. 160,000 24,000 Xxxxxx Xxxxxxxxxx Xxxxx LLC 160,000 24,000 Xxxxxxxxx & CompanyIncorporated 5,000 Total: 500,000 5.853% Fixed-to-Floating Rate Normal PPS of SunTrust Preferred Capital I, guaranteed on a subordinated basis by SunTrust Banks, Inc. 160,000 24,000 Xxxxxx Xxxxxx & Company, Inc. 160,000 24,000 Xxxxxxxxxxx & Co. Inc. 160,000 24,000 Pershing LLC 160,000 24,000 Xxxxx Xxxxxxx & Co. 160,000 24,000 Xxxxxxx Xxxxx & Associates, Inc. 160,000 24,000 Xxxxxx X. Xxxxx & Co. Incorporated 160,000 24,000 Sandler, X’Xxxxx & Partners, L.P. 160,000 24,000 TD AMERITRADE, Inc. 160,000 24,000 X.X. Xxxxxxx and Company 80,000 12,000 Comerica Securities, Inc. 80,000 12,000 X.X. Xxxxxxxx & Co. 80,000 12,000 Xxxxxxxxx & Company LLC 80,000 12,000 Xxxx Xxxxxx Xxxxxx & Xxxxxx, Inc. 80,000 12,000 J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. 80,000 12,000 JVB Financial Group LLC 80,000 12,000 Xxxxx, Xxxxxxxx & Xxxxx, Inc. 80,000 12,000 Loop Capital Markets, LLC 80,000 12,000 Mesirow Financial, Inc. 80,000 12,000 Xxxxxx Xxxxxxx & Co., Inc. 80,000 12,000 Xxxx Xxxx & Co., Inc. 80,000 12,000 Xxxxxx X. Xxxxxxx & Company, Inc. 80,000 12,000 SunTrust Capital Markets, Inc. 80,000 12,000 The Xxxxxxxx Capital Group, L.P. 80,000 12,000 Xxxxxxxxx Capital Partners, LLC 80,000 12,000 Total 32,000,000 4,800,000 6.375% Trust Preferred Securities (liquidation amount Liquidation Amount $25 1,000 per security) of Wachovia Capital Trust IV, fully and unconditionally guaranteed by Wachovia Corporation 32,000,000 4,800,000 500,000 $25 1,000 per Trust Preferred Security Normal PPS plus accumulated distributions, if any, from the date of original issuance $25 1,000 per Trust Preferred Security Normal PPS plus accumulated distributions, if any, from the date of original issuance $0.7875 15 per Trust Preferred Security Normal PPS Immediately available funds by wire $10,000 1,000,000 Amended and Restated Trust AgreementDeclaration of Trust, dated as of February 15, 2007to be entered into on or before the Closing Date, among Wachovia CorporationSunTrust Banks, Inc., as DepositorSponsor, U.S. Bank National Association, as Property Trustee, U.S. Bank Trust National Association, as Delaware Trustee, Xxxxx Xxxxxxx X. Xxxx and Xxxx Xxxxxx, Xxxxxx X. Xxxxxxxx, Xx., Esq.XX and Xxxxxxx X. Xxxxxxxx, as Administrative Trustees, and the registered holders from time to time of the Trust Preferred Securities PPS and the Trust Common Securities
(i) $800,010,000 501,000,000 of Wachovia CorporationSunTrust Banks, Inc.’s 6.375% Extendible Long Term Remarketable Junior Subordinated NotesNotes due 2042, to be issued pursuant to the Indenture referred to in the Underwriting Agreement to which this Schedule II is attached.; and (ii) 5,010 Stock Purchase Contracts pursuant to the Stock Purchase Contract Agreement between the Trust and SunTrust Banks, Inc., referred to in the Underwriting Agreement to which this Schedule II is attached, pursuant to which the Trust is obligated to purchase and SunTrust Banks, Inc. is obligated to sell 5,010 shares of SunTrust Banks, Inc.’s Perpetual Preferred Stock, Series B, $100,000 liquidation preference per share. October 25, 2006; 10 A.M. (New York City time) Xxxxxxxx & Xxxxxxxx LLP 000 Xxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Xxxxxxx, Sachs & Co. 00 Xxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Attn: Registration Department
(a) Free Writing Prospectuses listed pursuant to Section 5(B)(a)(iii):
Appears in 1 contract
Action by Underwriters. Any action under this Agreement taken by the Underwriters Representatives jointly or by Wachovia Capital Markets, LLC will be binding upon all the Underwriters. In all dealings under this Agreement, the Representatives shall act on behalf of each of the Underwriters and the parties hereto shall be entitled to act and rely upon any statement, request, notice or agreement on behalf of any Underwriter made or given by the Representatives jointly. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us four counterparts hereof, whereupon this letter and your acceptance shall represent a binding agreement among the Trust, the Guarantor Company and the several Underwriters. Very truly yours, WACHOVIA CAPITAL TRUST IV By: WACHOVIA CORPORATIONSUNTRUST BANKS, as Depositor INC. By: /s/ Xxxxx X. Xxxx Xxxxxxx Name: Xxxxx X. Xxxx Xxxxxxx Title: Executive Senior Vice President By: /s/ Xxxxx X. Xxxx Name: Xxxxx X. Xxxx Title: Executive Vice President & Treasurer Accepted as of the date hereof: WACHOVIA CAPITAL MARKETSXXXXXXX, LLC SACHS & CO. By: WACHOVIA CAPITAL MARKETS, /s/ Xxxxxx Xxxxx Name: Xxxxxx Xxxxx Title: Managing Director XXXXXX XXXXXXX & CO. LLC By: /s/ Xxxxxxx Xxxxxx Yurij Slyz Name: Xxxxxxx Xxxxxx Yurij Slyz Title: Managing Director Wachovia Capital MarketsSUNTRUST XXXXXXXX XXXXXXXX, LLC 4,240,000 636,000 Banc INC. By: /s/ J. Xxxxx Xxxxxxxxxx Name: J. Xxxxx Xxxxxxxxxx Title: Director as Representatives of America Securities LLC 3,936,000 590,400 Citigroup Global Markets Inc. 3,936,000 590,400 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated 3,936,000 590,400 Xxxxxx Xxxxxxx & Co. Incorporated 3,936,000 590,400 UBS Securities LLC 3,936,000 590,400 ABN AMRO Incorporated 240,000 240,000 Barclays Capital Inc. 240,000 36,000 BB&T Capital Markets, a division of Xxxxx & Xxxxxxxxxxxx, Inc. 240,000 36,000 Countrywide Securities Corporation 240,000 36,000 Deutsche Bank Securities Inc. 240,000 36,000 Fifth Third Securities, Inc. 240,000 36,000 Greenwich Capital Markets, Inc. 240,000 36,000 ING Financial Markets LLC 240,000 36,000 X.X. Xxxxxx Securities Inc. 240,000 36,000 KeyBanc Capital Markets, a division of McDonald Investments Inc. 240,000 36,000 Xxxxxx Brothers Inc. 240,000 36,000 NatCity Investments, Inc. 240,000 36,000 Popular Securities, Inc. 240,000 36,000 RBC Xxxx Xxxxxxxx Inc. 240,000 36,000 Xxxxx Fargo Securities, LLC 240,000 36,000 Bear, Xxxxxxx & Co. Inc. 160,000 24,000 BNP Paribas Securities Corp. 160,000 24,000 Xxxxxxx Xxxxxx & Co., Inc. 160,000 24,000 Credit Suisse Securities (USA) LLC 160,000 24,000 Fidelity Capital Markets Services, a division of National Financial Services LLC 160,000 24,000 FTN Financial Securities Corp. 160,000 24,000 the Underwriters Xxxxxxx, Sachs & Co. 160,000 24,000 H&R Block Financial Advisors, Inc. 160,000 24,000 HSBC Securities (USA) Inc. 160,000 24,000 X.X. 141,664 Xxxxxx Xxxxxxx & Co. 160,000 24,000 Xxxxxx Xxxxxxxxxx Xxxxx LLC 160,000 24,000 Xxxxxxxxx & Company141,664 SunTrust Xxxxxxxx Xxxxxxxx, Inc. 160,000 24,000 141,664 Citigroup Global Markets Inc. 18,752 X.X. Xxxxxx Xxxxxx & Company, Inc. 160,000 24,000 Xxxxxxxxxxx & Co. Inc. 160,000 24,000 Pershing Securities LLC 160,000 24,000 Xxxxx Xxxxxxx & Co. 160,000 24,000 Xxxxxxx Xxxxx & Associates, Inc. 160,000 24,000 Xxxxxx X. Xxxxx & Co. Incorporated 160,000 24,000 Sandler, X’Xxxxx & Partners, L.P. 160,000 24,000 TD AMERITRADE, Inc. 160,000 24,000 X.X. Xxxxxxx and Company 80,000 12,000 Comerica Securities, Inc. 80,000 12,000 X.X. Xxxxxxxx & Co. 80,000 12,000 Xxxxxxxxx & Company LLC 80,000 12,000 Xxxx Xxxxxx Xxxxxx & Xxxxxx, Inc. 80,000 12,000 J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. 80,000 12,000 JVB Financial Group LLC 80,000 12,000 Xxxxx, Xxxxxxxx & Xxxxx, Inc. 80,000 12,000 Loop 18,752 RBC Capital Markets, LLC 80,000 12,000 Mesirow Financial18,752 UBS Securities LLC 18,752 Total 500,000 Issuer: SunTrust Banks, Inc. 80,000 12,000 Xxxxxx Xxxxxxx & Co.(“SunTrust”) Title of Security: Depositary Shares, Inc. 80,000 12,000 Xxxx Xxxx & Co.each representing a 1/100th interest in a share of Perpetual Preferred Stock, Inc. 80,000 12,000 Xxxxxx X. Xxxxxxx & CompanySeries F Number of Depositary Shares: 500,000 Depositary Shares (representing an aggregate of 5,000 shares of Perpetual Preferred Stock, Inc. 80,000 12,000 SunTrust Capital MarketsSeries F) Aggregate Liquidation Preference: $100,000 per share of Perpetual Preferred Stock, Inc. 80,000 12,000 The Xxxxxxxx Capital GroupSeries F, L.P. 80,000 12,000 Xxxxxxxxx Capital Partnersequivalent to $1,000 per Depositary Share Dividend Rate: From November 7, LLC 80,000 12,000 Total 32,000,000 4,800,000 6.3752014 to, but excluding, December 15, 2019, at a rate of 5.625% Trust Preferred Securities per annum, and from and including December 15, 2019 until the redemption date (liquidation amount $25 per security) of Wachovia Capital Trust IV, fully and unconditionally guaranteed by Wachovia Corporation 32,000,000 4,800,000 $25 per Trust Preferred Security plus accumulated distributions, if any) at a floating rate equal to three-month LIBOR plus a spread of 3.86% per annum. Dividend Payment Dates: The 15th day of June and December each year, commencing June 15, 2015 and ending December 15, 2019 and, from the date of original issuance $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $0.7875 per Trust Preferred Security Immediately available funds by wire $10,000 Amended and Restated Trust Agreement, dated as of February including December 15, 20072019, among Wachovia Corporationthe 15th day of March, as DepositorJune, U.S. Bank National AssociationSeptember and December each year, as Property Trusteebeginning March 15, U.S. Bank Trust National Association, as Delaware Trustee, Xxxxx X. Xxxx 2020. Non-Cumulative Dividends: Dividends will not be cumulative and Xxxx X. Xxxxxxxx, XxSunTrust will have no obligation to pay any undeclared and unpaid dividends., Esq., as Administrative Trustees, and the registered holders from time to time of the Trust Preferred Securities and the Trust Common Securities
(i) On any Dividend Payment Date occurring on or after December 15, 2019, in whole or in part, at $800,010,000 1,000 per depositary share, plus any declared and unpaid dividends, and (ii) in whole but not in part at any time within 90 days following a Regulatory Capital Event (as defined in the prospectus supplement), at a redemption price of Wachovia Corporation’s 6.375% Extendible Long Term Subordinated Notes$1,000 per depositary share, plus any declared and unpaid dividends. Voting Rights: None, except with respect to certain material and adverse changes in the terms of the Perpetual Preferred Stock, Series F, the creation of shares ranking senior to the Perpetual Preferred Stock, Series F, in the case of certain dividend non-payments, and as may otherwise be issued required by law. Trade Date: November 4, 2014 First Time of Delivery: November 7, 2014, 10:00 a.m. Location of Closing: Xxxxxxxx & Xxxxxxxx LLP, 000 Xxxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000 Address for Notices: Xxxxxxx, Sachs & Co. 000 Xxxx Xxxxxx Xxx Xxxx, XX 00000 Attention: Prospectus Department Phone: (000) 000-0000 Facsimile: (000) 000-0000 Email: xxxxxxxxxx-xx@xx.xxxxx.xx.xxx Initial Offering Price to the Public: $1,000 per Depositary Share Purchase Price by Underwriters: $990 per Depositary Share Net Proceeds (before expenses) to the Issuer: $495,000,000 CUSIP/ISIN: 867914 BJ1 / US867914BJ13 Joint Book-Runners: Xxxxxxx, Xxxxx & Co. Xxxxxx Xxxxxxx & Co. LLC SunTrust Xxxxxxxx Xxxxxxxx, Inc. Co-Managers: Citigroup Global Markets Inc. X.X. Xxxxxx Securities LLC RBC Capital Markets, LLC UBS Securities LLC
(a) Free Writing Prospectuses listed pursuant to the Indenture referred Section 6(a)(iii)
(i) Final Term Sheet, dated November 4, 2014, prepared and filed pursuant to in the Underwriting Agreement to this Schedule II is attached.Section 5(a)
(b) Additional Documents Incorporated by Reference: None Issuer: SunTrust Banks, Inc. (“SunTrust”)
Appears in 1 contract
Action by Underwriters. Any action under this Agreement taken by the Underwriters Representatives jointly or by Wachovia Capital Markets, LLC will be binding upon all the Underwriters. In all dealings under this Agreement, the Representatives shall act on behalf of each of the Underwriters and the parties hereto shall be entitled to act and rely upon any statement, request, notice or agreement on behalf of any Underwriter made or given by the Representatives jointly. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us four counterparts hereof, whereupon this letter and your acceptance shall represent a binding agreement among the Trust, the Guarantor Company and the several Underwriters. Very truly yours, WACHOVIA CAPITAL TRUST IV By: WACHOVIA CORPORATIONSUNTRUST BANKS, as Depositor INC. By: /s/ Xxxxx X. Xxxx Xxxxxx Xxxxxxx Name: Xxxxx X. Xxxx Xxxxxx Xxxxxxx Title: Executive Vice President By: /s/ Xxxxx X. Xxxx Name: Xxxxx X. Xxxx Title: Executive Vice President Corporate Treasurer Accepted as of the date hereof: WACHOVIA SUNTRUST XXXXXXXX XXXXXXXX, INC. By: /s/ Xxxxxx Xxxxxxxxxx Name: Xxxxxx Xxxxxxxxxx Title: Director BARCLAYS CAPITAL MARKETS, INC. By: /s/ Xxxxxx Xxxxxx Name: Xxxxxx Xxxxxx Title: Managing Director XXXXXX XXXXXXX & CO. LLC By: WACHOVIA /s/ Yurij Slyz Name: Yurij Slyz Title: Executive Director RBC CAPITAL MARKETS, LLC By: /s/ Xxxxxxx Xxxxxx Xxxxx Xxxxxxxxxx Name: Xxxxxxx Xxxxxx Xxxxx Xxxxxxxxxx Title: Managing Director Wachovia as Representatives of the Underwriters Underwriters Principal Amount of Notes to be Purchased SunTrust Xxxxxxxx Xxxxxxxx, Inc. $ 180,625,000 Barclays Capital Inc. 180,625,000 Xxxxxx Xxxxxxx & Co. LLC 180,625,000 RBC Capital Markets, LLC 4,240,000 636,000 Banc of America Securities LLC 3,936,000 590,400 180,625,000 Citigroup Global Markets Inc. 3,936,000 590,400 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated 3,936,000 590,400 Xxxxxx Xxxxxxx & Co. Incorporated 3,936,000 590,400 UBS Securities LLC 3,936,000 590,400 ABN AMRO Incorporated 240,000 240,000 Barclays Capital Inc. 240,000 36,000 BB&T Capital Markets, a division of Xxxxx & Xxxxxxxxxxxx, Inc. 240,000 36,000 Countrywide Securities Corporation 240,000 36,000 Deutsche Bank Securities Inc. 240,000 36,000 Fifth Third Securities, Inc. 240,000 36,000 Greenwich Capital Markets, Inc. 240,000 36,000 ING Financial Markets LLC 240,000 36,000 X.X. Xxxxxx Securities Inc. 240,000 36,000 KeyBanc Capital Markets, a division of McDonald Investments Inc. 240,000 36,000 Xxxxxx Brothers Inc. 240,000 36,000 NatCity Investments, Inc. 240,000 36,000 Popular Securities, Inc. 240,000 36,000 RBC Xxxx Xxxxxxxx Inc. 240,000 36,000 Xxxxx Fargo Securities, LLC 240,000 36,000 Bear, Xxxxxxx & Co. Inc. 160,000 24,000 BNP Paribas Securities Corp. 160,000 24,000 Xxxxxxx Xxxxxx & Co., Inc. 160,000 24,000 Credit Suisse Securities (USA) LLC 160,000 24,000 Fidelity Capital Markets Services, a division of National Financial Services LLC 160,000 24,000 FTN Financial Securities Corp. 160,000 24,000 Xxxxxxx, Sachs & Co. 160,000 24,000 H&R Block Financial Advisors, Inc. 160,000 24,000 HSBC Securities (USA) Inc. 160,000 24,000 X.X. Xxxxxxx & Co. 160,000 24,000 Xxxxxx Xxxxxxxxxx Xxxxx LLC 160,000 24,000 Xxxxxxxxx & Company, Inc. 160,000 24,000 Xxxxxx Xxxxxx & Company, Inc. 160,000 24,000 Xxxxxxxxxxx & Co. Inc. 160,000 24,000 Pershing LLC 160,000 24,000 Xxxxx Xxxxxxx & Co. 160,000 24,000 Xxxxxxx Xxxxx & Associates, Inc. 160,000 24,000 Xxxxxx 51,000,000 X. Xxxxx & Co. Incorporated 160,000 24,000 Sandler, X’Xxxxx & Partners, L.P. 160,000 24,000 TD AMERITRADE, Inc. 160,000 24,000 X.X. Xxxxxxx and Company 80,000 12,000 Comerica Securities, Inc. 80,000 12,000 X.X. Xxxxxxxx & Co. 80,000 12,000 Xxxxxxxxx & Company LLC 80,000 12,000 Xxxx Xxxxxx Xxxxxx & Xxxxxx, Inc. 80,000 12,000 J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. 80,000 12,000 JVB Financial Group LLC 80,000 12,000 Xxxxx, Xxxxxxxx & Xxxxx, Inc. 80,000 12,000 Loop Capital Markets, LLC 80,000 12,000 Mesirow Financial, Inc. 80,000 12,000 Xxxxxx Xxxxxxx & Co., Inc. 80,000 12,000 Xxxx Xxxx & Co., Inc. 80,000 12,000 25,500,000 Xxxxxx X. Xxxxxxx & Company, Inc. 80,000 12,000 SunTrust Capital Markets, Inc. 80,000 12,000 25,500,000 The Xxxxxxxx Capital Group, L.P. 80,000 12,000 Xxxxxxxxx Capital Partners25,500,000 Total $ 850,000,000 Issuer: SunTrust Banks, LLC 80,000 12,000 Total 32,000,000 4,800,000 6.375Inc. (“SunTrust”) Title of Securities: 4.00% Trust Preferred Securities Senior Notes due 2025 Issue Size: $850,000,000 Trade Date: April 24, 2018 Settlement Date: April 26, 2018 (liquidation amount $25 per securityT+2) Location of Wachovia Capital Trust IVClosing: Xxxxxxxx & Xxxxxxxx LLP, fully and unconditionally guaranteed by Wachovia Corporation 32,000,000 4,800,000 $25 per Trust Preferred Security plus accumulated distributions000 Xxxxx Xxxxxx, if anyXxx Xxxx, from the date of original issuance $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $0.7875 per Trust Preferred Security Immediately available funds by wire $10,000 Amended and Restated Trust Agreement, dated as of February 15, 2007, among Wachovia Corporation, as Depositor, U.S. Bank National Association, as Property Trustee, U.S. Bank Trust National Association, as Delaware Trustee, Xxxxx X. Xxx Xxxx and Xxxx X. 00000 Address for Notices: SunTrust Xxxxxxxx Xxxxxxxx, XxInc., 0000 Xxxxxxxxx Xxxx, 00xx Xxxxx, Xxxxxxx, XX 00000 Maturity Date: May 1, 2025 Benchmark Treasury: 2.625% US Treasury due March 31, 2025 Benchmark Treasury Yield: 2.941% Spread to Benchmark Treasury: +108 bps Re-offer Yield: 4.021% Coupon: 4.00% per annum Interest Payment Dates: Semiannually in arrears on May 1 and November 1 of each year beginning on November 1, 2018 (long first coupon)., Esq., as Administrative Trustees, and the registered holders from time to time of the Trust Preferred Securities and the Trust Common Securities
(i) $800,010,000 of Wachovia Corporation’s 6.375% Extendible Long Term Subordinated Notes, to be issued pursuant to the Indenture referred to in the Underwriting Agreement to this Schedule II is attached.
Appears in 1 contract
Action by Underwriters. Any action under this Agreement taken by the Underwriters Representatives jointly or by Wachovia Capital Markets, LLC will be binding upon all the Underwriters. In all dealings under this Agreement, the Representatives shall act on behalf of each of the Underwriters and the parties hereto shall be entitled to act and rely upon any statement, request, notice or agreement on behalf of any Underwriter made or given by the Representatives jointly. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us four counterparts hereof, whereupon this letter and your acceptance shall represent a binding agreement among the Trust, the Guarantor Company and the several Underwriters. Very truly yours, WACHOVIA CAPITAL TRUST IV By: WACHOVIA CORPORATIONSUNTRUST BANKS, as Depositor INC. By: /s/ Xxxxx X. Xxxx Xxxxxxx Name: Xxxxx X. Xxxx Xxxxxxx Title: Executive Senior Vice President By: /s/ Xxxxx X. Xxxx Name: Xxxxx X. Xxxx Title: Executive Vice President and Treasurer [Signature Page to Underwriting Agreement] Accepted as of the date hereof: WACHOVIA CAPITAL MARKETSSUNTRUST XXXXXXXX XXXXXXXX, LLC By: WACHOVIA CAPITAL MARKETS, LLC INC. By: /s/ Xxxxxxx Xxxxx Xxxxxxxx Name: Xxxxx Xxxxxxxx Title: Managing Director BARCLAYS CAPITAL INC. By: /s/ Xxxxxx X. Xxxxxx Name: Xxxxxxx Xxxxxx X. Xxxxxx Title: Managing Director Wachovia Capital MarketsCREDIT SUISSE SECURITIES (USA) LLC By: /s/ Xxxxxx Xxxxxxxx Name: Xxxxxx Xxxxxxxx Title: Director as Representatives of the Underwriters Underwriters Principal Amount of Notes to be Purchased SunTrust Xxxxxxxx Xxxxxxxx, LLC 4,240,000 636,000 Banc of America Securities LLC 3,936,000 590,400 Citigroup Global Markets Inc. 3,936,000 590,400 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated 3,936,000 590,400 Xxxxxx Xxxxxxx & Co. Incorporated 3,936,000 590,400 UBS Securities LLC 3,936,000 590,400 ABN AMRO Incorporated 240,000 240,000 $ 184,168,000 Barclays Capital Inc. 240,000 36,000 BB&T Capital Markets, a division of Xxxxx & Xxxxxxxxxxxx, Inc. 240,000 36,000 Countrywide Securities Corporation 240,000 36,000 Deutsche Bank Securities Inc. 240,000 36,000 Fifth Third Securities, Inc. 240,000 36,000 Greenwich Capital Markets, Inc. 240,000 36,000 ING Financial Markets LLC 240,000 36,000 X.X. Xxxxxx Securities Inc. 240,000 36,000 KeyBanc Capital Markets, a division of McDonald Investments Inc. 240,000 36,000 Xxxxxx Brothers Inc. 240,000 36,000 NatCity Investments, Inc. 240,000 36,000 Popular Securities, Inc. 240,000 36,000 RBC Xxxx Xxxxxxxx Inc. 240,000 36,000 Xxxxx Fargo Securities, LLC 240,000 36,000 Bear, Xxxxxxx & Co. Inc. 160,000 24,000 BNP Paribas Securities Corp. 160,000 24,000 Xxxxxxx Xxxxxx & Co., Inc. 160,000 24,000 184,166,000 Credit Suisse Securities (USA) LLC 160,000 24,000 Fidelity 184,166,000 Loop Capital Markets Services, a division of National Financial Services LLC 160,000 24,000 FTN Financial Securities Corp. 160,000 24,000 Xxxxxxx, Sachs & Co. 160,000 24,000 H&R Block Financial Advisors, Inc. 160,000 24,000 HSBC Securities (USA) Inc. 160,000 24,000 X.X. Xxxxxxx & Co. 160,000 24,000 Xxxxxx Xxxxxxxxxx Xxxxx LLC 160,000 24,000 Xxxxxxxxx & Company, Inc. 160,000 24,000 Xxxxxx Xxxxxx & Company, Inc. 160,000 24,000 Xxxxxxxxxxx & Co. Inc. 160,000 24,000 Pershing LLC 160,000 24,000 Xxxxx Xxxxxxx & Co. 160,000 24,000 Xxxxxxx Xxxxx & Associates, Inc. 160,000 24,000 Xxxxxx X. Xxxxx & Co. Incorporated 160,000 24,000 Sandler, X’Xxxxx & 24,375,000 Apto Partners, L.P. 160,000 24,000 TD AMERITRADE, Inc. 160,000 24,000 X.X. Xxxxxxx and Company 80,000 12,000 Comerica Securities, Inc. 80,000 12,000 X.X. Xxxxxxxx & Co. 80,000 12,000 Xxxxxxxxx & Company LLC 80,000 12,000 Xxxx Xxxxxx Xxxxxx & Xxxxxx, Inc. 80,000 12,000 J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. 80,000 12,000 JVB Financial Group LLC 80,000 12,000 Xxxxx, Xxxxxxxx & Xxxxx, Inc. 80,000 12,000 Loop 24,375,000 RBC Capital Markets, LLC 80,000 12,000 Mesirow Financial24,375,000 Deutsche Bank Securities Inc. 24,375,000 Total $ 650,000,000 Issuer: SunTrust Banks, Inc. 80,000 12,000 Xxxxxx Xxxxxxx (“SunTrust”) Title of Securities: 2.50% Senior Notes due 2019 Issue Size: $650,000,000 Trade Date: April 24, 2014 Time of Delivery: May 1, 2014, 10:00 a.m. Location of Closing: Xxxxxxxx & Co.Xxxxxxxx LLP, Inc. 80,000 12,000 000 Xxxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx Xxxx & Co., Inc. 80,000 12,000 Xxxxxx X. Xxxxxxx & Company, Inc. 80,000 12,000 00000 Address for Notices: SunTrust Capital Markets, Inc. 80,000 12,000 The Xxxxxxxx Capital Group, L.P. 80,000 12,000 Xxxxxxxxx Capital Partners, LLC 80,000 12,000 Total 32,000,000 4,800,000 6.375% Trust Preferred Securities (liquidation amount $25 per security) of Wachovia Capital Trust IV, fully and unconditionally guaranteed by Wachovia Corporation 32,000,000 4,800,000 $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $0.7875 per Trust Preferred Security Immediately available funds by wire $10,000 Amended and Restated Trust Agreement, dated as of February 15, 2007, among Wachovia Corporation, as Depositor, U.S. Bank National Association, as Property Trustee, U.S. Bank Trust National Association, as Delaware Trustee, Xxxxx X. Xxxx and Xxxx X. Xxxxxxxx, Xx.Inc., Esq.0000 Xxxxxxxxx Xxxx, as Administrative Trustees00xx Xxxxx, and the registered holders from time Xxxxxxx, XX 00000 Maturity Date: May 1, 2019 Treasury Benchmark: 1.625% due March 31, 2019 Treasury Yield: 1.719% Spread to time of the Trust Preferred Securities and the Trust Common Securities
(i) $800,010,000 of Wachovia Corporation’s 6.375Treasury: + 80 bps Re-offer Yield: 2.519% Extendible Long Term Subordinated Notes, to be issued pursuant to the Indenture referred to in the Underwriting Agreement to this Schedule II is attached.Coupon: 2.50%
Appears in 1 contract
Action by Underwriters. Any action under this Agreement taken by the Underwriters Representatives jointly or by Wachovia Capital Markets, LLC will be binding upon all the Underwriters. In all dealings under this Agreement, the Representatives shall act on behalf of each of the Underwriters and the parties hereto shall be entitled to act and rely upon any statement, request, notice or agreement on behalf of any Underwriter made or given by the Representatives jointly. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us four counterparts hereof, whereupon this letter and your acceptance shall represent a binding agreement among the Trust, the Guarantor Company and the several Underwriters. Very truly yours, WACHOVIA CAPITAL TRUST IV By: WACHOVIA CORPORATIONSUNTRUST BANKS, as Depositor INC. By: /s/ Xxxxx X. Xxxx Xxxxxxx Name: Xxxxx X. Xxxx Xxxxxxx Title: Executive Senior Vice President By: /s/ Xxxxx X. Xxxx Name: Xxxxx X. Xxxx Title: Executive Vice President and Treasurer Accepted as of the date hereof: WACHOVIA CAPITAL MARKETS, XXXXXX XXXXXXX & CO. LLC By: WACHOVIA CAPITAL MARKETS/s/ Yurij Slyz Name: Yurij Slyz Title: Executive Director CITIGROUP GLOBAL MARKETS INC. By: /s/ Xxxx XxXxxxxxx, LLC Xx. Name: Xxxx XxXxxxxxx, Xx. Title: Managing Director XXXXXXX, XXXXX & CO. By: /s/ Xxxxxxx Xxxxxx Name: Xxxxxxx Xxxxxx Title: Vice President [Signature Page to Underwriting Agreement] XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: /s/ Xxx Xxxxxxx Name: Xxx Xxxxxxx Title: Head of Americas IG Capital Markets SUNTRUST XXXXXXXX XXXXXXXX, INC. By: /s/ Xxxxx Grumbowski Name: Xxxxx Grumbowski Title: Director UBS SECURITIES LLC By: /s/ Xxxxxx Xxxxxx Name: Xxxxxx Xxxxxx Title: Managing Director Wachovia Capital Markets, By: /s/ Xxxx Xxxx Name: Xxxx Xxxx Title: Director as Representatives of the Underwriters [Signature Page to Underwriting Agreement (cont.)] Xxxxxx Xxxxxxx & Co. LLC 4,240,000 636,000 Banc of America Securities LLC 3,936,000 590,400 2,880,000 320,000 Citigroup Global Markets Inc. 3,936,000 590,400 2,880,000 320,000 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated 3,936,000 590,400 Xxxxxx Xxxxxxx & Co. Incorporated 3,936,000 590,400 2,880,000 320,000 UBS Securities LLC 3,936,000 590,400 ABN AMRO Incorporated 240,000 240,000 2,880,000 320,000 Xxxxxxx, Sachs & Co. 1,530,000 170,000 SunTrust Xxxxxxxx Xxxxxxxx, Inc. 1,530,000 170,000 Sandler X’Xxxxx & Partners, L.P. 810,000 90,000 Barclays Capital Inc. 240,000 36,000 BB&T Capital Markets, a division of Xxxxx & Xxxxxxxxxxxx, Inc. 240,000 36,000 Countrywide Securities Corporation 240,000 36,000 Deutsche Bank Securities Inc. 240,000 36,000 Fifth Third Securities, Inc. 240,000 36,000 Greenwich Capital Markets, Inc. 240,000 36,000 ING Financial Markets LLC 240,000 36,000 X.X. Xxxxxx Securities Inc. 240,000 36,000 KeyBanc Capital Markets, a division of McDonald Investments Inc. 240,000 36,000 Xxxxxx Brothers Inc. 240,000 36,000 NatCity Investments, Inc. 240,000 36,000 Popular Securities, Inc. 240,000 36,000 RBC Xxxx Xxxxxxxx Inc. 240,000 36,000 Xxxxx Fargo Securities, LLC 240,000 36,000 Bear, Xxxxxxx & Co. Inc. 160,000 24,000 BNP Paribas Securities Corp. 160,000 24,000 Xxxxxxx Xxxxxx & Co., Inc. 160,000 24,000 270,000 30,000 Credit Suisse Securities (USA) LLC 160,000 24,000 Fidelity 270,000 30,000 Deutsche Bank Securities Inc. 270,000 30,000 BNY Mellon Capital Markets Markets, LLC 135,000 15,000 HRC Investment Services, a division of National Financial Services LLC 160,000 24,000 FTN Financial Securities Corp. 160,000 24,000 Xxxxxxx, Sachs & Co. 160,000 24,000 H&R Block Financial Advisors, Inc. 160,000 24,000 HSBC Securities (USA) Inc. 160,000 24,000 X.X. Xxxxxxx & Co. 160,000 24,000 135,000 15,000 Xxxxxx Xxxxxxxxxx Xxxxx LLC 160,000 24,000 Xxxxxxxxx & Company, Inc. 160,000 24,000 Xxxxxx Xxxxxx & Company, Inc. 160,000 24,000 135,000 15,000 Xxxxxxxxxxx & Co. Inc. 160,000 24,000 Pershing 135,000 15,000 RBC Capital Markets, LLC 160,000 24,000 Xxxxx Xxxxxxx & Co. 160,000 24,000 Xxxxxxx Xxxxx & Associates, Inc. 160,000 24,000 135,000 15,000 Xxxxxx X. Xxxxx & Co. Incorporated 160,000 24,000 Sandler135,000 15,000 Xxxxxx, X’Xxxxx Xxxxxxxx & PartnersCompany, L.P. 160,000 24,000 TD AMERITRADEIncorporated 135,000 15,000 Advisors Asset Management Inc. 45,000 5,000 BB&T Capital Markets 45,000 5,000 X. X. Xxxx & Associates, Inc. 160,000 24,000 X.X. Xxxxxxx and Company 80,000 12,000 45,000 5,000 City Securities Corporation 45,000 5,000 Comerica Securities, Inc. 80,000 12,000 45,000 5,000 X.X. Xxxxxxxx & Co. 80,000 12,000 45,000 5,000 Xxxxxxxxx & Company LLC 80,000 12,000 Xxxx Xxxxxx Xxxxxx & Xxxxxx, Inc. 80,000 12,000 45,000 5,000 J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. 80,000 12,000 JVB Financial Group LLC 80,000 12,000 45,000 5,000 Xxxxx, Xxxxxxxx & Xxxxx, Inc. 80,000 12,000 Loop Capital Markets, 45,000 5,000 Maxim Groum LLC 80,000 12,000 45,000 5,000 Mesirow Financial, Inc. 80,000 12,000 Xxxxxx Xxxxxxx 45,000 5,000 Xxxx, Xxxxxxxxx & Co.Associates Inc. 45,000 5,000 Southwest Securities Inc. 45,000 5,000 Sterne, Agee & Xxxxx, Inc. 80,000 12,000 Xxxx Xxxx & Co.45,000 5,000 Stockcross Financial Services, Inc. 80,000 12,000 45,000 5,000 Synovus Securities, Inc. 45,000 5,000 Wedbush Xxxxxx X. Securities Inc. 45,000 5,000 Xxxxxxx Xxxxx & Company, Inc. 80,000 12,000 L.L.C. 45,000 5,000 Xxxxxxx Capital Markets Group 45,000 5,000 Total 18,000,000 2,000,000 Issuer: SunTrust Capital MarketsBanks, Inc. 80,000 12,000 The Xxxxxxxx Capital Group, L.P. 80,000 12,000 Xxxxxxxxx Capital Partners, LLC 80,000 12,000 Total 32,000,000 4,800,000 6.375% Trust Preferred Securities (liquidation amount $25 per security) of Wachovia Capital Trust IV, fully and unconditionally guaranteed by Wachovia Corporation 32,000,000 4,800,000 $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $0.7875 per Trust Preferred Security Immediately available funds by wire $10,000 Amended and Restated Trust Agreement, dated as of February 15, 2007, among Wachovia Corporation, as Depositor, U.S. Bank National Association, as Property Trustee, U.S. Bank Trust National Association, as Delaware Trustee, Xxxxx X. Xxxx and Xxxx X. Xxxxxxxx, Xx., Esq., as Administrative Trustees, and the registered holders from time to time of the Trust Preferred Securities and the Trust Common Securities
(i) $800,010,000 of Wachovia Corporation’s 6.375% Extendible Long Term Subordinated Notes, to be issued pursuant to the Indenture referred to in the Underwriting Agreement to this Schedule II is attached.“SunTrust”)
Appears in 1 contract
Action by Underwriters. Any action under this Agreement taken by the Underwriters jointly or by Wachovia Capital Markets, LLC will be binding upon all the Underwriters. In all dealings under this Agreement, the Representatives shall act on behalf of each of the Underwriters and the parties hereto shall be entitled to act and rely upon any statement, request, notice or agreement on behalf of any Underwriter made or given by the Representatives. FTB SENIOR DEBT 2008 – UNDERWRITING AGREEMENT If the foregoing is in accordance with your understanding of our agreement, please sign and return to us four five counterparts hereof, whereupon this letter and your acceptance shall represent a binding agreement among the Trust, the Guarantor Company and the several Underwriters. Very truly yours, WACHOVIA CAPITAL TRUST IV By: WACHOVIA CORPORATION, as Depositor FIFTH THIRD BANCORP By: /s/ Xxxxx XXXXXXXXXXX X. Xxxx XXXXXXXX Name: Xxxxx XXXXXXXXXXX X. Xxxx XXXXXXXX Title: Executive Vice President By: /s/ Xxxxx X. Xxxx Name: Xxxxx X. Xxxx Title: Executive Vice President and Chief Financial Officer FTB SENIOR DEBT 2008 – UNDERWRITING AGREEMENT Accepted as of the date hereof: WACHOVIA CAPITAL MARKETS, CREDIT SUISSE SECURITIES (USA) LLC By: WACHOVIA CAPITAL MARKETS, LLC By: By /s/ Xxxxxxx Xxxxxx XXXXXX XXXXXXXX Name: Xxxxxxx Xxxxxx Xxxxxxxx Title: Managing Director Wachovia Capital MarketsXXXXXXX, SACHS & CO. By /s/ XXXXXXX XXXXX (Xxxxxxx, Xxxxx & Co.) XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By /s/ XXXXX XXXXXXXXXX Name: Xxxxx Xxxxxxxxxx Title: Director XXXXXX XXXXXXX & CO. INCORPORATED By /s/ YURIJ SLYZ Name: Yurij Slyz Title: V.P. On behalf of each of the Underwriters FTB SENIOR DEBT 2008 – UNDERWRITING AGREEMENT Credit Suisse Securities (USA) LLC 4,240,000 636,000 Banc of America Securities LLC 3,936,000 590,400 Citigroup Global Markets Inc. 3,936,000 590,400 $ 176,250,000 Xxxxxxx, Xxxxx & Co. $ 176,250,000 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated 3,936,000 590,400 $ 176,250,000 Xxxxxx Xxxxxxx & Co. Incorporated 3,936,000 590,400 UBS Securities LLC 3,936,000 590,400 ABN AMRO Incorporated 240,000 240,000 Barclays Capital Inc. 240,000 36,000 BB&T Capital Markets, a division of Xxxxx & Xxxxxxxxxxxx, Inc. 240,000 36,000 Countrywide Securities Corporation 240,000 36,000 Deutsche Bank Securities Inc. 240,000 36,000 $ 176,250,000 Fifth Third Securities, Inc. 240,000 36,000 Greenwich Capital Markets, Inc. 240,000 36,000 ING Financial Markets LLC 240,000 36,000 X.X. Xxxxxx Securities Inc. 240,000 36,000 KeyBanc Capital Markets, a division of McDonald Investments Inc. 240,000 36,000 Xxxxxx Brothers Inc. 240,000 36,000 NatCity Investments, Inc. 240,000 36,000 Popular Securities, Inc. 240,000 36,000 RBC Xxxx Xxxxxxxx Inc. 240,000 36,000 Xxxxx Fargo Securities, LLC 240,000 36,000 Bear, Xxxxxxx & Co. Inc. 160,000 24,000 BNP Paribas Securities Corp. 160,000 24,000 Xxxxxxx Xxxxxx & Co., Inc. 160,000 24,000 Credit Suisse Securities (USA) LLC 160,000 24,000 Fidelity Capital Markets Services, a division of National Financial Services LLC 160,000 24,000 FTN Financial Securities Corp. 160,000 24,000 Xxxxxxx, Sachs & Co. 160,000 24,000 H&R Block Financial Advisors, Inc. 160,000 24,000 HSBC Securities (USA) Inc. 160,000 24,000 X.X. Xxxxxxx & Co. 160,000 24,000 Xxxxxx Xxxxxxxxxx Xxxxx LLC 160,000 24,000 Xxxxxxxxx & Company, Inc. 160,000 24,000 Xxxxxx Xxxxxx & Company, Inc. 160,000 24,000 Xxxxxxxxxxx & Co. Inc. 160,000 24,000 Pershing LLC 160,000 24,000 Xxxxx Xxxxxxx & Co. 160,000 24,000 Xxxxxxx Xxxxx & Associates, Inc. 160,000 24,000 Xxxxxx X. Xxxxx & Co. Incorporated 160,000 24,000 Sandler, X’Xxxxx & Partners, L.P. 160,000 24,000 TD AMERITRADE, Inc. 160,000 24,000 X.X. Xxxxxxx and Company 80,000 12,000 Comerica Securities, Inc. 80,000 12,000 X.X. Xxxxxxxx & Co. 80,000 12,000 Xxxxxxxxx & Company LLC 80,000 12,000 Xxxx Xxxxxx Xxxxxx & Xxxxxx, Inc. 80,000 12,000 J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. 80,000 12,000 JVB Financial Group LLC 80,000 12,000 Xxxxx, Xxxxxxxx & Xxxxx, Inc. 80,000 12,000 Loop Capital Markets, LLC 80,000 12,000 Mesirow Financial, Inc. 80,000 12,000 Xxxxxx Xxxxxxx & Co., Inc. 80,000 12,000 Xxxx Xxxx & Co., Inc. 80,000 12,000 Xxxxxx X. Xxxxxxx & Company, Inc. 80,000 12,000 SunTrust Capital Markets, Inc. 80,000 12,000 The Xxxxxxxx Capital Group, L.P. 80,000 12,000 Xxxxxxxxx Capital Partners, LLC 80,000 12,000 Inc $ 45,000,000 Total 32,000,000 4,800,000 6.375% Trust Preferred Securities (liquidation amount $25 per security) of Wachovia Capital Trust IV, fully and unconditionally guaranteed by Wachovia Corporation 32,000,000 4,800,000 $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $0.7875 per Trust Preferred Security Immediately available funds by wire $10,000 Amended and Restated Trust Agreement, dated as of February 15, 2007, among Wachovia Corporation, as Depositor, U.S. Bank National Association, as Property Trustee, U.S. Bank Trust National Association, as Delaware Trustee, Xxxxx X. Xxxx and Xxxx X. Xxxxxxxx, Xx., Esq., as Administrative Trustees, and the registered holders from time to time of the Trust Preferred Securities and the Trust Common Securities
(i) $800,010,000 of Wachovia Corporation’s 6.375% Extendible Long Term Subordinated Notes, to be issued pursuant to the Indenture referred to in the Underwriting Agreement to this Schedule II is attached.$ 750,000,000
Appears in 1 contract
Action by Underwriters. Any action under this Agreement taken by the Underwriters jointly or by Wachovia Capital Markets, LLC will be binding upon all the Underwriters. In all dealings under this Agreement, the Representative shall act on behalf of each of the Underwriters and the parties hereto shall be entitled to act and rely upon any statement, request, notice or agreement on behalf of any Underwriter made or given by the Representatives jointly or on behalf of the Representatives by SunTrust Xxxxxxxx Xxxxxxxx, Inc. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us four counterparts hereof, whereupon this letter and your acceptance shall represent a binding agreement among the Trust, the Guarantor Company and the several Underwriters. Very truly yours, WACHOVIA CAPITAL TRUST IV By: WACHOVIA CORPORATIONSUNTRUST BANKS, as Depositor INC. By: /s/ Xxxxx Xxxxxxx X. Xxxx Xxxxxxxx Name: Xxxxx Xxxxxxx X. Xxxx Xxxxxxxx Title: Executive Vice President By: /s/ Xxxxx X. Xxxx Name: Xxxxx X. Xxxx Title: Executive Senior Vice President Accepted as of the date hereof: WACHOVIA CAPITAL MARKETSSUNTRUST XXXXXXXX XXXXXXXX, LLC By: WACHOVIA CAPITAL MARKETS, LLC INC. By: /s/ Xxxxxxx Xxxxxx Xxxxxxxxxxx X. Xxxxxxxxx Name: Xxxxxxx Xxxxxx Xxxxxxxxxxx X. Xxxxxxxxx Title: Managing Director Wachovia Capital MarketsXXXXXXX LYNCH, LLC 4,240,000 636,000 Banc PIERCE, XXXXXX & XXXXX INCORPORATED By: /s/ Xxxxx Xxxxxxxxxx Name: Xxxxx Xxxxxxxxxx Title: Director as Representatives of America Securities LLC 3,936,000 590,400 Citigroup Global Markets the Underwriters SunTrust Xxxxxxxx Xxxxxxxx, Inc. 3,936,000 590,400 $ 212,500,000 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated 3,936,000 590,400 212,500,000 Banc of America Securities LLC 12,500,000 Xxxxxxx, Sachs & Co. 12,500,000 Xxxxxx Brothers Inc. 12,500,000 Xxxxxx Xxxxxxx & Co. Incorporated 3,936,000 590,400 UBS Securities LLC 3,936,000 590,400 ABN AMRO Incorporated 240,000 240,000 Barclays Capital Inc. 240,000 36,000 BB&T Capital Markets, a division of Xxxxx & Xxxxxxxxxxxx, Inc. 240,000 36,000 Countrywide Securities Corporation 240,000 36,000 Deutsche Bank Securities Inc. 240,000 36,000 Fifth Third Securities, Inc. 240,000 36,000 Greenwich Capital Markets, Inc. 240,000 36,000 ING Financial Markets LLC 240,000 36,000 X.X. Xxxxxx Securities Inc. 240,000 36,000 KeyBanc Capital Markets, a division of McDonald Investments Inc. 240,000 36,000 Xxxxxx Brothers Inc. 240,000 36,000 NatCity Investments, Inc. 240,000 36,000 Popular Securities, Inc. 240,000 36,000 RBC Xxxx Xxxxxxxx Inc. 240,000 36,000 Xxxxx Fargo Securities, LLC 240,000 36,000 Bear, Xxxxxxx & Co. Inc. 160,000 24,000 BNP Paribas Securities Corp. 160,000 24,000 Xxxxxxx Xxxxxx & Co., Inc. 160,000 24,000 Credit Suisse Securities (USA) LLC 160,000 24,000 Fidelity Capital Markets Services, a division of National Financial Services LLC 160,000 24,000 FTN Financial Securities Corp. 160,000 24,000 Xxxxxxx, Sachs & Co. 160,000 24,000 H&R Block Financial Advisors, Inc. 160,000 24,000 HSBC Securities (USA) Inc. 160,000 24,000 X.X. Xxxxxxx & Co. 160,000 24,000 Xxxxxx Xxxxxxxxxx Xxxxx LLC 160,000 24,000 Xxxxxxxxx & Company, Inc. 160,000 24,000 Xxxxxx Xxxxxx & Company, Inc. 160,000 24,000 Xxxxxxxxxxx & Co. Inc. 160,000 24,000 Pershing LLC 160,000 24,000 Xxxxx Xxxxxxx & Co. 160,000 24,000 Xxxxxxx Xxxxx & Associates, Inc. 160,000 24,000 Xxxxxx X. Xxxxx & Co. Incorporated 160,000 24,000 Sandler, 12,500,000 Sandler X’Xxxxx & Partners, L.P. 160,000 24,000 TD AMERITRADE12,500,000 UBS Securities LLC 12,500,000 Total $ 500,000,000 Issuer: SunTrust Banks, Inc. 160,000 24,000 X.X. Xxxxxxx and Company 80,000 12,000 Comerica (“SunTrust”). Title of Securities: SunTrust Banks, Inc. 80,000 12,000 X.X. 6.000% Fixed Rate Senior Notes Ratings: Aa3 / A+ / A+ (Xxxxx’x / S&P / Fitch) Issue Size: $500,000,000 Trade Date: September 5, 2007 Time of Delivery: September 10, 2007: 10:00 a.m. Location of Closing: Xxxxxxxx & Co. 80,000 12,000 Xxxxxxxxx & Company LLC 80,000 12,000 Xxxx Xxxxxx Xxxxxx & Xxxxxxxx LLP, 000 Xxxxx Xxxxxx, Inc. 80,000 12,000 J.J.B. Xxx Xxxx, Xxx Xxxx 00000 Address for Notices: SunTrust Xxxxxxxx Xxxxxxxx, X.X. Inc., 0000 Xxxxxxxxx Xx, 00xx Xxxxx, Inc. 80,000 12,000 JVB Financial Group LLC 80,000 12,000 XxxxxXxxxxxx, Xxxxxxxx & XxxxxXX 00000 Maturity Date: September 11, Inc. 80,000 12,000 Loop Capital Markets, LLC 80,000 12,000 Mesirow Financial, Inc. 80,000 12,000 Xxxxxx Xxxxxxx & Co., Inc. 80,000 12,000 Xxxx Xxxx & Co., Inc. 80,000 12,000 Xxxxxx X. Xxxxxxx & Company, Inc. 80,000 12,000 SunTrust Capital Markets, Inc. 80,000 12,000 The Xxxxxxxx Capital Group, L.P. 80,000 12,000 Xxxxxxxxx Capital Partners, LLC 80,000 12,000 Total 32,000,000 4,800,000 6.3752017 Treasury Benchmark: 4.750% Trust Preferred Securities (liquidation amount $25 per security) of Wachovia Capital Trust IV, fully and unconditionally guaranteed by Wachovia Corporation 32,000,000 4,800,000 $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $0.7875 per Trust Preferred Security Immediately available funds by wire $10,000 Amended and Restated Trust Agreement, dated as of February due August 15, 20072017 Treasury Yield: 4.471 % Spread to Treasury: + 153 bps Re-offer Yield: 6.001% Coupon: 6.000% Interest Payment Dates: September 11 and March 11 of each year, among Wachovia Corporationcommencing March 11, as Depositor, U.S. Bank National Association, as Property Trustee, U.S. Bank Trust National Association, as Delaware Trustee, Xxxxx X. Xxxx 2008 Business Day: New York and Xxxx X. Xxxxxxxx, Xx., Esq., as Administrative Trustees, and Atlanta Day Count: 30 / 360 Redemption: The notes will not be subject to redemption at SunTrust’s option or repayment at the registered holders from time to time option of the Trust Preferred Securities and the Trust Common Securities
(i) $800,010,000 of Wachovia Corporation’s 6.375% Extendible Long Term Subordinated Notes, holder at any time prior to be issued pursuant to the Indenture referred to in the Underwriting Agreement to this Schedule II is attachedmaturity.
Appears in 1 contract
Action by Underwriters. Any action under this Agreement taken by the Underwriters jointly or by Wachovia Capital Markets, LLC will be binding upon all the Underwriters. In all dealings under this Agreement, the Representatives shall act on behalf of each of the Underwriters and the parties hereto shall be entitled to act and rely upon any statement, request, notice or agreement on behalf of any Underwriter made or given by the Representatives jointly or by SunTrust Xxxxxxxx Xxxxxxxx, Inc. on behalf of the Representatives. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us four counterparts hereof, whereupon this letter and your acceptance shall represent a binding agreement among the Trust, the Guarantor Company and the several Underwriters. Very truly yours, WACHOVIA CAPITAL TRUST IV By: WACHOVIA CORPORATIONSUNTRUST BANKS, as Depositor INC. By: /s/ Xxxxx X. Xxxx Xxxxxxx Name: Xxxxx X. Xxxx Xxxxxxx Title: Executive Senior Vice President By: /s/ Xxxxx X. Xxxx Name: Xxxxx X. Xxxx Title: Executive Vice President and Treasurer [Signature Page to Senior Debt Underwriting Agreement] Accepted as of the date hereof: WACHOVIA CAPITAL MARKETSSUNTRUST XXXXXXXX XXXXXXXX, LLC INC. By: WACHOVIA CAPITAL MARKETS, /s/ Xxxxxxxxxxx X. Grumbowski Name: Xxxxxxxxxxx X. Grumbowski Title: Director CREDIT SUISSE SECURITIES (USA) LLC By: /s/ Xxxxxxx Xxxxxx Xxxxxxxx Name: Xxxxxxx Xxxxxx Xxxxxxxx Title: Managing Director Wachovia Capital Markets, LLC 4,240,000 636,000 Banc as Representatives of America Securities LLC 3,936,000 590,400 Citigroup Global Markets Inc. 3,936,000 590,400 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated 3,936,000 590,400 Xxxxxx Xxxxxxx & Co. Incorporated 3,936,000 590,400 UBS Securities LLC 3,936,000 590,400 ABN AMRO Incorporated 240,000 240,000 Barclays Capital Inc. 240,000 36,000 BB&T Capital Markets, a division the Underwriters [Signature Page to Senior Debt Underwriting Agreement] Underwriters Principal Amount of Xxxxx & XxxxxxxxxxxxNotes to be Purchased SunTrust Xxxxxxxx Xxxxxxxx, Inc. 240,000 36,000 Countrywide Securities Corporation 240,000 36,000 Deutsche Bank Securities Inc. 240,000 36,000 Fifth Third Securities, Inc. 240,000 36,000 Greenwich Capital Markets, Inc. 240,000 36,000 ING Financial Markets LLC 240,000 36,000 X.X. Xxxxxx Securities Inc. 240,000 36,000 KeyBanc Capital Markets, a division of McDonald Investments Inc. 240,000 36,000 Xxxxxx Brothers Inc. 240,000 36,000 NatCity Investments, Inc. 240,000 36,000 Popular Securities, Inc. 240,000 36,000 RBC Xxxx Xxxxxxxx Inc. 240,000 36,000 Xxxxx Fargo Securities, LLC 240,000 36,000 Bear, Xxxxxxx & Co. Inc. 160,000 24,000 BNP Paribas Securities Corp. 160,000 24,000 Xxxxxxx Xxxxxx & Co., Inc. 160,000 24,000 $ 300,000,000 Credit Suisse Securities (USA) LLC 160,000 24,000 Fidelity Capital Markets Services, a division of National Financial Services LLC 160,000 24,000 FTN Financial Securities Corp. 160,000 24,000 Xxxxxxx, Sachs & Co. 160,000 24,000 H&R Block Financial Advisors, Inc. 160,000 24,000 HSBC Securities (USA) Inc. 160,000 24,000 X.X. Xxxxxxx & Co. 160,000 24,000 Xxxxxx Xxxxxxxxxx Xxxxx LLC 160,000 24,000 $ 300,000,000 Xxxxxxxxx & Company, Inc. 160,000 24,000 Xxxxxx Xxxxxx & Company, Inc. 160,000 24,000 Xxxxxxxxxxx & Co. Inc. 160,000 24,000 Pershing LLC 160,000 24,000 Xxxxx Xxxxxxx & Co. 160,000 24,000 Xxxxxxx Xxxxx & Associates, Inc. 160,000 24,000 Xxxxxx X. Xxxxx & Co. Incorporated 160,000 24,000 Sandler, X’Xxxxx & Partners, L.P. 160,000 24,000 TD AMERITRADE, Inc. 160,000 24,000 X.X. Xxxxxxx and Company 80,000 12,000 Comerica Securities, Inc. 80,000 12,000 X.X. Xxxxxxxx & Co. 80,000 12,000 Xxxxxxxxx & Company LLC 80,000 12,000 Xxxx Xxxxxx Xxxxxx & Xxxxxx, Inc. 80,000 12,000 J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. 80,000 12,000 JVB Financial Group LLC 80,000 12,000 $ 45,000,000 Xxxxx, Xxxxxxxx & Xxxxx, Inc. 80,000 12,000 $ 45,000,000 Loop Capital Markets, Markets LLC 80,000 12,000 Mesirow Financial, $ 20,000,000 RBS Securities Inc. 80,000 12,000 Xxxxxx Xxxxxxx & Co., Inc. 80,000 12,000 Xxxx Xxxx & Co., Inc. 80,000 12,000 $ 20,000,000 Xxxxxx X. Xxxxxxx & Company, Inc. 80,000 12,000 $ 20,000,000 Total $ 750,000,000 Issuer: SunTrust Capital MarketsBanks, Inc. 80,000 12,000 The Xxxxxxxx Capital Group, L.P. 80,000 12,000 Xxxxxxxxx Capital Partners, LLC 80,000 12,000 Total 32,000,000 4,800,000 6.375% Trust Preferred Securities (liquidation amount $25 per security) of Wachovia Capital Trust IV, fully and unconditionally guaranteed by Wachovia Corporation 32,000,000 4,800,000 $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $0.7875 per Trust Preferred Security Immediately available funds by wire $10,000 Amended and Restated Trust Agreement, dated as of February 15, 2007, among Wachovia Corporation, as Depositor, U.S. Bank National Association, as Property Trustee, U.S. Bank Trust National Association, as Delaware Trustee, Xxxxx X. Xxxx and Xxxx X. Xxxxxxxx, Xx., Esq., as Administrative Trustees, and the registered holders from time to time of the Trust Preferred Securities and the Trust Common Securities
(i) $800,010,000 of Wachovia Corporation’s 6.375% Extendible Long Term Subordinated Notes, to be issued pursuant to the Indenture referred to in the Underwriting Agreement to this Schedule II is attached.“SunTrust”)
Appears in 1 contract
Action by Underwriters. Any action under this Agreement taken by the Underwriters jointly or by Wachovia Capital Markets, LLC will be binding upon all the Underwriters. In all dealings under this Agreement, the Representatives shall act on behalf of each of the Underwriters and the parties hereto shall be entitled to act and rely upon any statement, request, notice or agreement on behalf of any Underwriter made or given by the Representatives jointly or on behalf of the Representatives by SunTrust Xxxxxxxx Xxxxxxxx, Inc. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us four counterparts hereof, whereupon this letter and your acceptance shall represent a binding agreement among the Trust, the Guarantor Company and the several Underwriters. Very truly yours, WACHOVIA CAPITAL TRUST IV By: WACHOVIA CORPORATIONSUNTRUST BANKS, as Depositor INC. By: /s/ Xxxxx Xxxxxx X. Xxxx Xxxxxxxx, XX Name: Xxxxx Xxxxxx X. Xxxx Xxxxxxxx, XX Title: Executive Senior Vice President By: /s/ Xxxxx X. Xxxx Name: Xxxxx X. Xxxx Title: Executive Vice President and Treasurer Accepted as of the date hereof: WACHOVIA CAPITAL MARKETSSUNTRUST XXXXXXXX XXXXXXXX, LLC By: WACHOVIA CAPITAL MARKETS, LLC INC. By: /s/ Xxxxxxx Xxxxxx C. Victor Manny Name: Xxxxxxx Xxxxxx C. Victor Manny Title: Managing Director Wachovia Capital MarketsXXXXXX XXXXXXX & CO. INCORPORATED By: /s/ Yurij Zlyz Name: Yurij Zlyz Title: Vice President as Representatives of the Underwriters SunTrust Xxxxxxxx Xxxxxxxx, LLC 4,240,000 636,000 Inc. $ 212,500,000 Xxxxxx Xxxxxxx & Co. Incorporated 212,500,000 Banc of America Securities LLC 3,936,000 590,400 12,500,000 BNP Paribas Securities Corp. 12,500,000 Citigroup Global Markets Inc. 3,936,000 590,400 12,500,000 Credit Suisse Securities (USA) LLC 12,500,000 Xxxxxxx, Sachs & Co. 12,500,000 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated 3,936,000 590,400 Xxxxxx Xxxxxxx & Co. Incorporated 3,936,000 590,400 UBS Securities LLC 3,936,000 590,400 ABN AMRO Incorporated 240,000 240,000 Barclays Capital Inc. 240,000 36,000 BB&T Capital Markets, a division of Xxxxx & Xxxxxxxxxxxx12,500,000 Total $ 500,000,000 Issuer: SunTrust Banks, Inc. 240,000 36,000 Countrywide Securities Corporation 240,000 36,000 Deutsche Bank Securities Inc. 240,000 36,000 Fifth Third Securities, Inc. 240,000 36,000 Greenwich Capital Markets, Inc. 240,000 36,000 ING Financial Markets LLC 240,000 36,000 X.X. Xxxxxx Securities Inc. 240,000 36,000 KeyBanc Capital Markets, a division of McDonald Investments Inc. 240,000 36,000 Xxxxxx Brothers Inc. 240,000 36,000 NatCity Investments, Inc. 240,000 36,000 Popular Securities, Inc. 240,000 36,000 RBC Xxxx Xxxxxxxx Inc. 240,000 36,000 Xxxxx Fargo Securities, LLC 240,000 36,000 Bear, Xxxxxxx & Co. Inc. 160,000 24,000 BNP Paribas Securities Corp. 160,000 24,000 Xxxxxxx Xxxxxx & Co., Inc. 160,000 24,000 Credit Suisse Securities (USA) LLC 160,000 24,000 Fidelity Capital Markets Services, a division of National Financial Services LLC 160,000 24,000 FTN Financial Securities Corp. 160,000 24,000 Xxxxxxx, Sachs & Co. 160,000 24,000 H&R Block Financial Advisors, Inc. 160,000 24,000 HSBC Securities (USA) Inc. 160,000 24,000 X.X. Xxxxxxx & Co. 160,000 24,000 Xxxxxx Xxxxxxxxxx Xxxxx LLC 160,000 24,000 Xxxxxxxxx & Company, Inc. 160,000 24,000 Xxxxxx Xxxxxx & Company, Inc. 160,000 24,000 Xxxxxxxxxxx & Co. Inc. 160,000 24,000 Pershing LLC 160,000 24,000 Xxxxx Xxxxxxx & Co. 160,000 24,000 Xxxxxxx Xxxxx & Associates, Inc. 160,000 24,000 Xxxxxx X. Xxxxx & Co. Incorporated 160,000 24,000 Sandler, X’Xxxxx & Partners, L.P. 160,000 24,000 TD AMERITRADE, Inc. 160,000 24,000 X.X. Xxxxxxx and Company 80,000 12,000 Comerica Securities, Inc. 80,000 12,000 X.X. Xxxxxxxx & Co. 80,000 12,000 Xxxxxxxxx & Company LLC 80,000 12,000 Xxxx Xxxxxx Xxxxxx & Xxxxxx, Inc. 80,000 12,000 J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. 80,000 12,000 JVB Financial Group LLC 80,000 12,000 Xxxxx, Xxxxxxxx & Xxxxx, Inc. 80,000 12,000 Loop Capital Markets, LLC 80,000 12,000 Mesirow Financial, Inc. 80,000 12,000 Xxxxxx Xxxxxxx & Co., Inc. 80,000 12,000 Xxxx Xxxx & Co., Inc. 80,000 12,000 Xxxxxx X. Xxxxxxx & Company, Inc. 80,000 12,000 SunTrust Capital Markets, Inc. 80,000 12,000 The Xxxxxxxx Capital Group, L.P. 80,000 12,000 Xxxxxxxxx Capital Partners, LLC 80,000 12,000 Total 32,000,000 4,800,000 6.375% Trust Preferred Securities (liquidation amount $25 per security) of Wachovia Capital Trust IV, fully and unconditionally guaranteed by Wachovia Corporation 32,000,000 4,800,000 $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $0.7875 per Trust Preferred Security Immediately available funds by wire $10,000 Amended and Restated Trust Agreement, dated as of February 15, 2007, among Wachovia Corporation, as Depositor, U.S. Bank National Association, as Property Trustee, U.S. Bank Trust National Association, as Delaware Trustee, Xxxxx X. Xxxx and Xxxx X. Xxxxxxxx, Xx., Esq., as Administrative Trustees, and the registered holders from time to time of the Trust Preferred Securities and the Trust Common Securities
(i) $800,010,000 of Wachovia Corporation’s 6.375% Extendible Long Term Subordinated Notes, to be issued pursuant to the Indenture referred to in the Underwriting Agreement to this Schedule II is attached.“SunTrust”)
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Action by Underwriters. Any action under this Agreement taken by the Underwriters Representatives jointly or by Wachovia Capital Markets, LLC will be binding upon all the Underwriters. In all dealings under this Agreement, the Representatives shall act on behalf of each of the Underwriters and the parties hereto shall be entitled to act and rely upon any statement, request, notice or agreement on behalf of any Underwriter made or given by the Representatives jointly. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us four counterparts hereof, whereupon this letter and your acceptance shall represent a binding agreement among the Trust, the Guarantor Company and the several Underwriters. Very truly yours, WACHOVIA CAPITAL TRUST IV By: WACHOVIA CORPORATIONSUNTRUST BANKS, as Depositor INC. By: /s/ Xxxxx X. Xxxx Xxxxxxx Name: Xxxxx X. Xxxx Xxxxxxx Title: Executive Senior Vice President By: /s/ Xxxxx X. Xxxx Name: Xxxxx X. Xxxx Title: Executive Vice President and Treasurer [Signature Page to Underwriting Agreement] Accepted as of the date hereof: WACHOVIA CAPITAL MARKETSSUNTRUST XXXXXXXX XXXXXXXX, LLC By: WACHOVIA CAPITAL MARKETS, LLC INC. By: /s/ Xxxxxx X. Xxxxxxx Xxxxxx Name: Xxxxxx X. Xxxxxxx Xxxxxx Title: Director BARCLAYS CAPITAL INC. By: /s/ Xxxxx Xxxxx Name: Xxxxx Xxxxx Title: Managing Director Wachovia XXXXXXX, XXXXX & CO. By: /s/ Xxxx Xxxxxx Name: Xxxx Xxxxxx Title: Vice President as Representatives of the Underwriters [Signature Page to Underwriting Agreement] Underwriters Principal Amount of Notes to be Purchased SunTrust Xxxxxxxx Xxxxxxxx, Inc. $ 212,480,000 Barclays Capital MarketsInc. 212,480,000 Xxxxxxx, LLC 4,240,000 636,000 Banc of America Securities LLC 3,936,000 590,400 Xxxxx & Co. 212,480,000 Citigroup Global Markets Inc. 3,936,000 590,400 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated 3,936,000 590,400 28,140,000 Xxxxxx Xxxxxxx & Co. Incorporated 3,936,000 590,400 UBS Securities LLC 3,936,000 590,400 ABN AMRO Incorporated 240,000 240,000 Barclays Capital Inc. 240,000 36,000 BB&T Capital Markets, a division of Xxxxx & Xxxxxxxxxxxx28,140,000 Xxxxxxxx Financial Group, Inc. 240,000 36,000 Countrywide Securities Corporation 240,000 36,000 Deutsche Bank Securities Inc. 240,000 36,000 Fifth Third Securities, Inc. 240,000 36,000 Greenwich Capital Markets, Inc. 240,000 36,000 ING Financial Markets LLC 240,000 36,000 X.X. Xxxxxx Securities Inc. 240,000 36,000 KeyBanc Capital Markets, a division of McDonald Investments Inc. 240,000 36,000 Xxxxxx Brothers Inc. 240,000 36,000 NatCity Investments, Inc. 240,000 36,000 Popular Securities, Inc. 240,000 36,000 RBC Xxxx Xxxxxxxx Inc. 240,000 36,000 Xxxxx Fargo Securities, LLC 240,000 36,000 Bear, Xxxxxxx & Co. Inc. 160,000 24,000 BNP Paribas Securities Corp. 160,000 24,000 Xxxxxxx Xxxxxx & Co., Inc. 160,000 24,000 Credit Suisse Securities (USA) LLC 160,000 24,000 Fidelity Capital Markets Services, a division of National Financial Services LLC 160,000 24,000 FTN Financial Securities Corp. 160,000 24,000 Xxxxxxx, Sachs & Co. 160,000 24,000 H&R Block Financial Advisors, Inc. 160,000 24,000 HSBC Securities (USA) Inc. 160,000 24,000 X.X. Xxxxxxx & Co. 160,000 24,000 Xxxxxx Xxxxxxxxxx Xxxxx LLC 160,000 24,000 Xxxxxxxxx & Company, Inc. 160,000 24,000 Xxxxxx Xxxxxx & Company, Inc. 160,000 24,000 Xxxxxxxxxxx & Co. Inc. 160,000 24,000 Pershing LLC 160,000 24,000 Xxxxx Xxxxxxx & Co. 160,000 24,000 Xxxxxxx Xxxxx & Associates, Inc. 160,000 24,000 Xxxxxx X. Xxxxx & Co. Incorporated 160,000 24,000 Sandler, X’Xxxxx & Partners, L.P. 160,000 24,000 TD AMERITRADE, Inc. 160,000 24,000 X.X. Xxxxxxx and Company 80,000 12,000 Comerica Securities, Inc. 80,000 12,000 X.X. Xxxxxxxx & Co. 80,000 12,000 Xxxxxxxxx & Company LLC 80,000 12,000 Xxxx Xxxxxx Xxxxxx & Xxxxxx, Inc. 80,000 12,000 J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. 80,000 12,000 JVB Financial Group LLC 80,000 12,000 Xxxxx, Xxxxxxxx & Xxxxx, Inc. 80,000 12,000 Loop Capital Markets, LLC 80,000 12,000 Mesirow Financial, Inc. 80,000 12,000 Xxxxxx Xxxxxxx & Co., Inc. 80,000 12,000 Xxxx Xxxx & Co., Inc. 80,000 12,000 28,140,000 Xxxxxx X. Xxxxxxx & Company, Inc. 80,000 12,000 28,140,000 Total $ 750,000,000 Issuer: SunTrust Capital MarketsBanks, Inc. 80,000 12,000 The (“SunTrust”) Title of Securities: 2.35% Senior Notes due 2018 Issue Size: $750,000,000 Trade Date: October 22, 2013 Time of Delivery: October 25, 2013, 10:00 a.m. Location of Closing: Xxxxxxxx Capital Group& Xxxxxxxx LLP, L.P. 80,000 12,000 Xxxxxxxxx Capital Partners000 Xxxxx Xxxxxx, LLC 80,000 12,000 Total 32,000,000 4,800,000 6.375% Trust Preferred Securities (liquidation amount $25 per security) of Wachovia Capital Trust IVXxx Xxxx, fully and unconditionally guaranteed by Wachovia Corporation 32,000,000 4,800,000 $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance $0.7875 per Trust Preferred Security Immediately available funds by wire $10,000 Amended and Restated Trust Agreement, dated as of February 15, 2007, among Wachovia Corporation, as Depositor, U.S. Bank National Association, as Property Trustee, U.S. Bank Trust National Association, as Delaware Trustee, Xxxxx X. Xxx Xxxx and Xxxx X. 00000 Address for Notices: SunTrust Xxxxxxxx Xxxxxxxx, Xx.Inc., Esq.0000 Xxxxxxxxx Xxxx, as Administrative Trustees00xx Xxxxx, and the registered holders from time Xxxxxxx, XX 00000 Maturity Date: November 1, 2018 Treasury Benchmark: 1.375% due September 30, 2018 Treasury Yield: 1.288% Spread to time of the Trust Preferred Securities and the Trust Common Securities
(i) $800,010,000 of Wachovia Corporation’s 6.375Treasury: + 108 bps Re-offer Yield: 2.368% Extendible Long Term Subordinated Notes, to be issued pursuant to the Indenture referred to in the Underwriting Agreement to this Schedule II is attached.Coupon: 2.35%
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