Common use of Action by Underwriters Clause in Contracts

Action by Underwriters. Any action under this Agreement taken by the Underwriters jointly or by the firm signing below on behalf of you as the Representatives will be binding upon all the Underwriters. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the enclosed duplicate hereof, whereupon this letter and your acceptance shall represent a binding agreement between the Company and the Underwriters. Very truly yours, WACHOVIA CORPORATION /s/ Xxxxx X. Xxxx Name: Xxxxx X. Xxxx Title: Treasurer The foregoing Agreement is hereby confirmed and accepted as of the date first above written. By: WACHOVIA CAPITAL MARKETS, LLC By: /s/ Xxxxx Xxxxxx Name: Xxxxx Xxxxxx Title: Director By: XXXXXXX, XXXXX & CO. /s/ Xxxxxxx, Sachs & Co. On behalf of the Underwriters set forth in Schedule I SCHEDULE I Underwriters Number of Firm Shares to be Purchased Wachovia Capital Markets, LLC 1,750,000 Xxxxxxx, Xxxxx & Co. 1,330,000 Citigroup Global Markets Inc. 140,000 Credit Suisse Securities (USA) LLC 140,000 UBS Securities LLC 140,000 Total 3,500,000 SCHEDULE II Title of Securities: 7.50% Non-Cumulative Perpetual Convertible Class A Preferred Stock, Series L, no par value and with a liquidation preference of $1,000 per share Number of Firm Shares: 3,500,000 Number of Optional Shares: 525,000 Initial Public Offering Price: $1,000 per Security Purchase Price by Underwriters: $975 per Security Underwriters’ Compensation: $25 per Security Specified Funds for Payment of Purchase Price: Immediately available funds by wire First Time of Delivery: April 17, 2008; 10:30 a.m. (New York City time) Closing Location: Xxxxxxxx & Xxxxxxxx LLP 000 Xxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Address for Notices, etc.: Wachovia Capital Markets, LLC 000 Xxxxx Xxxxxxx Xxxxxx Xxxxxxxxx, Xxxxx Xxxxxxxx 00000-0000 Attn: Equity Capital Markets Xxxxxxx, Sachs & Co. 00 Xxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Attention: The Registration Department, 20th Floor Issuer Free Writing Prospectuses Not Included in the Pricing Disclosure Package: Press Release, as filed with the Commission pursuant to Rule 433 on April 14, 2008 Electronic “road show” on xxx.xxxxxxxxxxx.xxx SCHEDULE II(a) AND SCHEDULE II(b) (a) Issuer Free Writing Prospectuses not included in Pricing Disclosure Package: Press Release, as filed with the Commission pursuant to Rule 433 on April 14, 2008 Electronic “road show” on xxx.xxxxxxxxxxx.xxx

Appears in 1 contract

Samples: Underwriting Agreement (Wachovia Corp New)

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Action by Underwriters. Any action under this Agreement taken by the Underwriters jointly or by the firm signing below on behalf of you as the Representatives Wachovia Capital Markets, LLC will be binding upon all the Underwriters. [THE NEXT PAGE IS THE SIGNATURE PAGE] If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the enclosed duplicate four counterparts hereof, whereupon this letter and your acceptance shall represent a binding agreement between among the Company Trust, the Guarantor and the several Underwriters. Very truly yours, WACHOVIA CORPORATION CAPITAL TRUST X By: WACHOVIA CORPORATION, as Depositor By: /s/ Xxxxx X. Xxxx Xxx Xxxxxx Name: Xxxxx X. Xxxx Xxx Xxxxxx Title: Treasurer The foregoing Agreement is hereby confirmed and accepted Senior Vice President WACHOVIA CORPORATION By: /s/ Xxx Xxxxxx Name: Xxx Xxxxxx Title: Senior Vice President Accepted as of the date first above written. hereof: WACHOVIA CAPITAL MARKETS, LLC By: WACHOVIA CAPITAL MARKETS, LLC By: /s/ Xxxxx Xxxxxx Xxx Xxxxxxxxxx Name: Xxxxx Xxxxxx Xxx Xxxxxxxxxx Title: Managing Director By: XXXXXXX, XXXXX & CO. /s/ Xxxxxxx, Sachs & Co. On behalf of the Underwriters set forth in Schedule I SCHEDULE I Underwriters Number of Firm Shares Securities to be Purchased Maximum Number of Optional Securities to be Purchased Wachovia Capital Markets, LLC 1,750,000 Xxxxxxx, Xxxxx & Co. 1,330,000 4,350,000 652,500 Citigroup Global Markets Inc. 140,000 4,350,000 652,500 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated 4,350,000 652,500 Xxxxxx Xxxxxxx & Co. Incorporated 4,350,000 652,500 UBS Securities LLC 4,350,000 652,500 Banc of America Securities LLC 225,000 33,750 Barclays Capital Inc. 225,000 33,750 Deutsche Bank Securities Inc. 225,000 33,750 Fifth Third Securities, Inc. 225,000 33,750 Greenwich Capital Markets, Inc. 225,000 33,750 ING Financial Markets LLC 225,000 33,750 KeyBanc Capital Markets, a division of McDonald Investments Inc. 225,000 33,750 Xxxxxx Brothers Inc. 225,000 33,750 NatCity Investments, Inc. 225,000 33,750 Popular Securities, Inc. 225,000 33,750 RBC Xxxx Xxxxxxxx Inc. 225,000 33,750 Xxxxx Fargo Securities, LLC 225,000 33,750 BB&T Capital Markets, a division of Xxxxx & Xxxxxxxxxxxx, Inc. 150,000 22,500 BNP Paribas Securities Corp. 150,000 22,500 Bear, Xxxxxxx & Co. Inc. 150,000 22,500 Xxxxxxx Xxxxxx & Co., Inc. 150,000 22,500 Countrywide Securities Corporation 150,000 22,500 Credit Suisse Securities (USA) LLC 140,000 UBS 150,000 22,500 Xxxxxx, Xxxxx Xxxxx, Incorporated 150,000 22,500 Fidelity Capital Markets Services, a division of National Financial Services LLC 150,000 22,500 Xxxxxxx, Sachs & Co. 150,000 22,500 H&R Block Financial Advisors, Inc. 150,000 22,500 HSBC Securities (USA) Inc. 150,000 22,500 X.X. Xxxxxxx & Co. 150,000 22,500 J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. 150,000 22,500 X.X. Xxxxxx Securities Inc. 150,000 22,500 Xxxxxx Xxxxxxxxxx Xxxxx LLC 150,000 22,500 Xxxxxxxxx & Company, Inc. 150,000 22,500 Xxxxxx Xxxxxx & Company, Inc. 150,000 22,500 Xxxxxxxxxxx & Co. Inc. 150,000 22,500 Pershing LLC 150,000 22,500 Xxxxx Xxxxxxx & Co. 150,000 22,500 Xxxxxxx Xxxxx & Associates, Inc. 150,000 22,500 Xxxxxx X. Xxxxx & Co. Incorporated 150,000 22,500 Sandler, X’Xxxxx & Partners, L.P. 150,000 22,500 Xxxxxx, Xxxxxxxx & Company, Incorporated 150,000 22,500 TD AMERITRADE, Inc. 150,000 22,500 Xxxxxxx Xxxxx & Company, L.L.C. 150,000 22,500 X.X. Xxxxxxx and Company 75,000 11,250 X.X. Xxxx & Associates, Inc. 75,000 11,250 Xxxxxxx Capital Markets, LLC 75,000 11,250 Comerica Securities, Inc. 75,000 11,250 X.X. Xxxxxxxx & Co. 75,000 11,250 Xxxxxxxxx & Company LLC 75,000 11,250 E*TRADE Securities LLC 140,000 75,000 11,250 FTN Financial Securities Corp. 75,000 11,250 Fixed Income Securities, L.P. 75,000 11,250 Xxxx Xxxxxx Xxxxxx & Xxxxxx, Inc. 75,000 11,250 JVB Financial Group LLC 75,000 11,250 Xxxxx, Xxxxxxxx & Xxxxx, Inc. 75,000 11,250 X.X. Xxxx & Company 75,000 11,250 Mesirow Financial, Inc. 75,000 11,250 Xxxxxx Xxxxxxx & Co., Inc. 75,000 11,250 Xxxx, Xxxxxxxx & Associates, LLC 75,000 11,250 Xxxxxx X. Xxxxxxx & Company, Inc. 75,000 11,250 Sterne, Agee & Xxxxx, Inc. 75,000 11,250 SunTrust Capital Markets, Inc. 75,000 11,250 The Xxxxxxxx Capital Group, L.P. 75,000 11,250 Xxxxxxxxx Capital Partners, LLC 75,000 11,250 Wedbush Xxxxxx Securities Inc. 75,000 11,250 Total 3,500,000 30,000,000 4,500,000 SCHEDULE II Title of Securities: 7.50% Non-Cumulative Perpetual Convertible Class A Preferred Stock, Series L, no par value and with a liquidation preference of $1,000 per share Number of Firm Shares: 3,500,000 Number of Optional Shares: 525,000 Initial Public Offering Price: $1,000 per Security Purchase Price by Underwriters: $975 per Security Underwriters’ Compensation: $25 per Security Specified Funds for Payment of Purchase Price: Immediately available funds by wire First Time of Delivery: April 17, 2008; 10:30 a.m. (New York City time) Closing Location: Xxxxxxxx & Xxxxxxxx LLP 000 Xxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Address for Notices, etc.: Wachovia Capital Markets, LLC 000 Xxxxx Xxxxxxx Xxxxxx Xxxxxxxxx, Xxxxx Xxxxxxxx 00000-0000 Attn: Equity Capital Markets Xxxxxxx, Sachs & Co. 00 Xxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Attention: The Registration Department, 20th Floor Issuer Free Writing Prospectuses Not Included in the Pricing Disclosure Package: Press Release, as filed with the Commission pursuant to Rule 433 on April 14, 2008 Electronic “road show” on xxx.xxxxxxxxxxx.xxx SCHEDULE II(a) AND SCHEDULE II(b) (a) Issuer Free Writing Prospectuses not included in Pricing Disclosure Package: Press Release, as filed with the Commission pursuant to Rule 433 on April 14, 2008 Electronic “road show” on xxx.xxxxxxxxxxx.xxx:

Appears in 1 contract

Samples: Trust Agreement (Wachovia Corp New)

Action by Underwriters. Any action under this Agreement taken by the Underwriters jointly or by the firm signing below on behalf of you as the Representatives will be binding upon all the Underwriters. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the enclosed duplicate hereof, whereupon this letter and your acceptance shall represent a binding agreement between the Company and the Underwriters. Very truly yours, WACHOVIA CORPORATION /s/ Xxxxx X. Xxxx Name: Xxxxx X. Xxxx Title: Treasurer The foregoing Agreement is hereby confirmed and accepted as of the date first above written. By: WACHOVIA CAPITAL MARKETS, LLC By: /s/ Xxxxx Xxxxxx Name: Xxxxx Xxxxxx Title: Director By: XXXXXXX, XXXXX & CO. /s/ Xxxxxxx, Sachs & Co. On behalf of the Underwriters set forth in Schedule I SCHEDULE I Underwriters Number of Firm Shares to be Purchased Wachovia Capital Markets, LLC 1,750,000 65,625,000 Xxxxxxx, Xxxxx & Co. 1,330,000 55,416,667 Citigroup Global Markets Inc. 140,000 7,291,667 Credit Suisse Securities (USA) LLC 140,000 7,291,667 UBS Securities LLC 140,000 7,291,667 Xxxxxx X. Xxxxxxx & Company, Inc. 1,458,333 Xxxxxxxx Capital Group, LLC 1,458,333 Total 3,500,000 145,833,334 SCHEDULE II Title of Securities: 7.50% Non-Cumulative Perpetual Convertible Class A Preferred Common Stock, Series L, no par value and with a liquidation preference of $1,000 3.33 1/3 per share Number of Firm Shares: 3,500,000 145,833,334 Number of Optional Shares: 525,000 21,875,000 Initial Public Offering Price: $1,000 24.00 per Security Purchase Price by Underwriters: $975 23.40 per Security Underwriters’ Compensation: $25 0.60 per Security Specified Funds for Payment of Purchase Price: Immediately available funds by wire First Time of Delivery: April 17, 2008; 10:30 a.m. (New York City time) Closing Location: Xxxxxxxx & Xxxxxxxx LLP 000 Xxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Address for Notices, etc.: Wachovia Capital Markets, LLC 000 Xxxxx Xxxxxxx Xxxxxx Xxxxxxxxx, Xxxxx Xxxxxxxx 00000-0000 Attn: Equity Capital Markets Xxxxxxx, Sachs & Co. 00 Xxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Attention: The Registration Department, 20th Floor Issuer Free Writing Prospectuses Not Included in the Pricing Disclosure Package: Press Release, as filed with the Commission pursuant to Rule 433 on April 14, 2008 Electronic “road show” on xxx.xxxxxxxxxxx.xxx SCHEDULE II(a) AND SCHEDULE II(b) (a) Issuer Free Writing Prospectuses not included in Pricing Disclosure Package: Press Release, as filed with the Commission pursuant to Rule 433 on April 14, 2008 Electronic “road show” on xxx.xxxxxxxxxxx.xxx)

Appears in 1 contract

Samples: Underwriting Agreement (Wachovia Corp New)

Action by Underwriters. Any action under this Agreement taken by the Underwriters jointly or by the firm signing below on behalf of you as the Representatives Wachovia Capital Markets, LLC will be binding upon all the Underwriters. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the enclosed duplicate four counterparts hereof, whereupon this letter and your acceptance shall represent a binding agreement between among the Company Trust, the Guarantor and the several Underwriters. Very truly yours, WACHOVIA CORPORATION CAPITAL TRUST IX By: WACHOVIA CORPORATION, as Depositor By: /s/ Xxxxx X. Xxxx Xxx Xxxxxx Name: Xxxxx X. Xxxx Xxx Xxxxxx Title: Treasurer The foregoing Agreement is hereby confirmed and accepted Senior Vice President WACHOVIA CORPORATION By: /s/ Xxx Xxxxxx Name: Xxx Xxxxxx Title: Senior Vice President Accepted as of the date first above written. hereof: WACHOVIA CAPITAL MARKETS, LLC By: WACHOVIA CAPITAL MARKETS, LLC By: /s/ Xxxxx Xxxxxx Xxx Name: Xxxxx Xxxxxx Xxx Title: Managing Director By: XXXXXXX, XXXXX & CO. /s/ Xxxxxxx, Sachs & Co. On behalf of the Underwriters set forth in Schedule I SCHEDULE I Underwriters Number of Firm Shares Securities to be Purchased Maximum Number of Optional Securities to be Purchased Wachovia Capital Markets, LLC 1,750,000 Xxxxxxx, Xxxxx & Co. 1,330,000 4,440,000 666,000 Citigroup Global Markets Inc. 140,000 4,440,000 666,000 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated 4,440,000 666,000 Xxxxxx Xxxxxxx & Co. Incorporated 4,440,000 666,000 UBS Securities LLC 4,440,000 666,000 ABN AMRO Incorporated 225,000 33,750 Banc of America Securities LLC 225,000 33,750 Barclays Capital Inc. 225,000 33,750 BB&T Capital Markets, a division of Xxxxx & Xxxxxxxxxxxx, Inc. 225,000 33,750 Countrywide Securities Corporation 225,000 33,750 Deutsche Bank Securities Inc. 225,000 33,750 Fifth Third Securities, Inc. 225,000 33,750 Greenwich Capital Markets, Inc. 225,000 33,750 ING Financial Markets LLC 225,000 33,750 X.X. Xxxxxx Securities Inc. 225,000 33,750 KeyBanc Capital Markets, a division of McDonald Investments Inc. 225,000 33,750 Xxxxxx Brothers Inc. 225,000 33,750 NatCity Investments, Inc. 225,000 33,750 Popular Securities, Inc. 225,000 33,750 RBC Xxxx Xxxxxxxx Inc. 225,000 33,750 Xxxxx Fargo Securities, LLC 225,000 33,750 Bear, Xxxxxxx & Co. Inc. 150,000 22,500 BNP Paribas Securities Corp. 150,000 22,500 Xxxxxxx Xxxxxx & Co., Inc. 150,000 22,500 Credit Suisse Securities (USA) LLC 140,000 UBS 150,000 22,500 Fidelity Capital Markets Services, a division of National Financial Services LLC 150,000 22,500 FTN Financial Securities Corp. 150,000 22,500 Xxxxxxx, Sachs & Co. 150,000 22,500 H&R Block Financial Advisors, Inc. 150,000 22,500 HSBC Securities (USA) Inc. 150,000 22,500 X.X. Xxxxxxx & Co. 150,000 22,500 Xxxxxx Xxxxxxxxxx Xxxxx LLC 140,000 150,000 22,500 Xxxxxxxxx & Company, Inc. 150,000 22,500 Xxxxxx Xxxxxx & Company, Inc. 150,000 22,500 Xxxxxxxxxxx & Co. Inc. 150,000 22,500 Pershing LLC 150,000 22,500 Xxxxx Xxxxxxx & Co. 150,000 22,500 Xxxxxxx Xxxxx & Associates, Inc. 150,000 22,500 Xxxxxx X. Xxxxx & Co. Incorporated 150,000 22,500 Sandler, X’Xxxxx & Partners, L.P. 150,000 22,500 TD AMERITRADE, Inc. 150,000 22,500 X.X. Xxxxxxx and Company 75,000 11,250 Comerica Securities, Inc. 75,000 11,250 X.X. Xxxxxxxx & Co. 75,000 11,250 Xxxxxxxxx & Company LLC 75,000 11,250 Xxxx Xxxxxx Xxxxxx & Xxxxxx, Inc. 75,000 11,250 J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. 75,000 11,250 JVB Financial Group LLC 75,000 11,250 Xxxxx, Xxxxxxxx & Xxxxx, Inc. 75,000 11,250 Loop Capital Markets, LLC 75,000 11,250 Mesirow Financial, Inc. 75,000 11,250 Xxxxxx Xxxxxxx & Co., Inc. 75,000 11,250 Xxxx Xxxx & Co., Inc. 75,000 11,250 Xxxxxx X. Xxxxxxx & Company, Inc. 75,000 11,250 SunTrust Capital Markets, Inc. 75,000 11,250 The Xxxxxxxx Capital Group, L.P. 75,000 11,250 Xxxxxxxxx Capital Partners, LLC 75,000 11,250 Total 3,500,000 30,000,000 4,500,000 SCHEDULE II Title of Securities: 7.506.375% Non-Cumulative Perpetual Convertible Class A Trust Preferred StockSecurities (liquidation amount $25 per security) of Wachovia Capital Trust IX, Series L, no par value fully and with a liquidation preference of $1,000 per share unconditionally guaranteed by Wachovia Corporation Number of Firm SharesSecurities: 3,500,000 30,000,000 Number of Optional SharesSecurities: 525,000 4,500,000 Initial Public Offering Price: $1,000 25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance Purchase Price by Underwriters: $975 25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance Underwriters’ Compensation: $25 0.7875 per Trust Preferred Security Specified Funds for Payment of Purchase Price: Immediately available funds by wire First Time Stated Amount of DeliveryTrust Common Securities: April 17$10,000 Trust Agreement: Amended and Restated Trust Agreement, 2008; 10:30 a.m. (New York City time) Closing Location: Xxxxxxxx & Xxxxxxxx LLP 000 Xxxxx Xxxxxx Xxx Xxxxdated as of May 8, Xxx Xxxx 00000 Address for Notices2007, etc.: among Wachovia Capital MarketsCorporation, LLC 000 Xxxxx Xxxxxxx Xxxxxx Xxxxxxxxxas Depositor, U.S. Bank National Association, as Property Trustee, U.S. Bank Trust National Association, as Delaware Trustee, Xxxxx Xxxxxxxx 00000-0000 Attn: Equity Capital Markets XxxxxxxX. Xxxx and Xxxx X. Xxxxxxxx, Sachs & Co. 00 Xxxxx Xxxxxx Xxx XxxxXx., Xxx Xxxx 00000 Attention: The Registration Department, 20th Floor Issuer Free Writing Prospectuses Not Included in the Pricing Disclosure Package: Press ReleaseEsq., as filed with Administrative Trustees, and the Commission pursuant registered holders from time to Rule 433 on April 14, 2008 Electronic “road show” on xxx.xxxxxxxxxxx.xxx SCHEDULE II(a) AND SCHEDULE II(b) (a) Issuer Free Writing Prospectuses not included in Pricing Disclosure Package: Press Release, as filed with time of the Commission pursuant to Rule 433 on April 14, 2008 Electronic “road show” on xxx.xxxxxxxxxxx.xxxTrust Preferred Securities and the Trust Common Securities Initial Assets of the Trust:

Appears in 1 contract

Samples: Trust Agreement (Wachovia Corp New)

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Action by Underwriters. Any action under this Agreement taken by the Underwriters jointly or by the firm signing below on behalf of you as the Representatives Representative will be binding upon all the Underwriters. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the enclosed duplicate hereof, whereupon this letter and your acceptance shall represent a binding agreement between the Company and the Underwriters. Very truly yours, WACHOVIA CORPORATION /s/ Xxxxx X. Xxxx XXX XXXXXX Name: Xxxxx X. Xxxx Xxx Xxxxxx Title: Treasurer Senior Vice President The foregoing Agreement is hereby confirmed and accepted as of the date first above written. By: WACHOVIA CAPITAL MARKETS, LLC By: /s/ Xxxxx Xxxxxx Name: Xxxxx Xxxxxx Title: Director By: XXXXXXX, XXXXX & CO. /s/ Xxxxxxx, Sachs & Co. On behalf of the Underwriters set forth in Schedule I By: /s/ XXXXXX XXX Name: Xxxxxx Xxx Title: Managing Director SCHEDULE I Underwriters Number of Firm Shares Securities to be Purchased Wachovia Capital Markets, LLC 1,750,000 Xxxxxxx3,223,500 Barclays Capital Inc. 52,500 Xxxxxxx Capital Markets, Xxxxx LLC 52,500 Deutsche Bank Securities Inc. 52,500 Sandler X’Xxxxx & Co. 1,330,000 Citigroup Global Markets Inc. 140,000 Credit Suisse Securities (USA) LLC 140,000 Partners, L.P. 52,500 UBS Securities LLC 140,000 52,500 Xxxxxxxx Capital Partners, L.P. 14,000 Total 3,500,000 SCHEDULE II Title of Securities: 7.50% Fixed-to-Floating Non-Cumulative Perpetual Convertible Class A Preferred StockStock of Wachovia Corporation, Series LK, no no-par value and with a liquidation preference of $1,000 per share Number of Firm SharesSecurities: 3,500,000 Number of Optional Shares: 525,000 Initial Public Offering Price: $1,000 per Security Purchase Price by Underwriters: $975 990 per Security Underwriters’ Compensation: $25 10 per Security Specified Funds for Payment of Purchase Price: Immediately available funds by wire First Time of DeliveryClosing Date: April 17February 8, 2008; 10:30 a.m. (New York City time) Closing Location: Xxxxxxxx & Xxxxxxxx LLP 000 Xxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Address for Notices, etc.: Wachovia Capital Markets, LLC 000 Xxxxx Xxxxxxx Xxxxxx Xxxxxxxxx, Xxxxx Xxxxxxxx 00000-0000 Attn: Equity Debt Capital Markets Xxxxxxx, Sachs & Co. 00 Xxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Attention: The Registration Department, 20th Floor Issuer Free Writing Prospectuses Not Included in the Pricing Disclosure Package: Press Release, as filed with the Commission pursuant to Rule 433 on April 14, 2008 Electronic “road show” on xxx.xxxxxxxxxxx.xxx None. SCHEDULE II(a) AND SCHEDULE II(b) (a) Issuer Free Writing Prospectuses not included in Pricing Disclosure Package: Press Release, as filed with the Commission pursuant to Rule 433 on April 14, 2008 Electronic “road show” on xxx.xxxxxxxxxxx.xxx)

Appears in 1 contract

Samples: Wachovia Corp New

Action by Underwriters. Any action under this Agreement taken by the Underwriters jointly or by the firm signing below on behalf of you as the Representatives Wachovia Capital Markets, LLC will be binding upon all the Underwriters. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the enclosed duplicate four counterparts hereof, whereupon this letter and your acceptance shall represent a binding agreement between among the Company Trust, the Guarantor and the several Underwriters. Very truly yours, WACHOVIA CORPORATION CAPITAL TRUST IV By: WACHOVIA CORPORATION, as Depositor By: /s/ Xxxxx X. Xxxx Name: Xxxxx X. Xxxx Title: Treasurer The foregoing Agreement is hereby confirmed and accepted Executive Vice President By: /s/ Xxxxx X. Xxxx Name: Xxxxx X. Xxxx Title: Executive Vice President Accepted as of the date first above written. hereof: WACHOVIA CAPITAL MARKETS, LLC By: WACHOVIA CAPITAL MARKETS, LLC By: /s/ Xxxxx Xxxxxxx Xxxxxx Name: Xxxxx Xxxxxxx Xxxxxx Title: Managing Director By: XXXXXXX, XXXXX & CO. /s/ Xxxxxxx, Sachs & Co. On behalf of the Underwriters set forth in Schedule I SCHEDULE I Underwriters Number of Firm Shares Securities to be Purchased Maximum Number of Optional Securities to be Purchased Wachovia Capital Markets, LLC 1,750,000 Xxxxxxx, Xxxxx & Co. 1,330,000 4,240,000 636,000 Banc of America Securities LLC 3,936,000 590,400 Citigroup Global Markets Inc. 140,000 3,936,000 590,400 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated 3,936,000 590,400 Xxxxxx Xxxxxxx & Co. Incorporated 3,936,000 590,400 UBS Securities LLC 3,936,000 590,400 ABN AMRO Incorporated 240,000 240,000 Barclays Capital Inc. 240,000 36,000 BB&T Capital Markets, a division of Xxxxx & Xxxxxxxxxxxx, Inc. 240,000 36,000 Countrywide Securities Corporation 240,000 36,000 Deutsche Bank Securities Inc. 240,000 36,000 Fifth Third Securities, Inc. 240,000 36,000 Greenwich Capital Markets, Inc. 240,000 36,000 ING Financial Markets LLC 240,000 36,000 X.X. Xxxxxx Securities Inc. 240,000 36,000 KeyBanc Capital Markets, a division of McDonald Investments Inc. 240,000 36,000 Xxxxxx Brothers Inc. 240,000 36,000 NatCity Investments, Inc. 240,000 36,000 Popular Securities, Inc. 240,000 36,000 RBC Xxxx Xxxxxxxx Inc. 240,000 36,000 Xxxxx Fargo Securities, LLC 240,000 36,000 Bear, Xxxxxxx & Co. Inc. 160,000 24,000 BNP Paribas Securities Corp. 160,000 24,000 Xxxxxxx Xxxxxx & Co., Inc. 160,000 24,000 Credit Suisse Securities (USA) LLC 140,000 UBS 160,000 24,000 Fidelity Capital Markets Services, a division of National Financial Services LLC 160,000 24,000 FTN Financial Securities Corp. 160,000 24,000 Xxxxxxx, Sachs & Co. 160,000 24,000 H&R Block Financial Advisors, Inc. 160,000 24,000 HSBC Securities (USA) Inc. 160,000 24,000 X.X. Xxxxxxx & Co. 160,000 24,000 Xxxxxx Xxxxxxxxxx Xxxxx LLC 140,000 160,000 24,000 Xxxxxxxxx & Company, Inc. 160,000 24,000 Xxxxxx Xxxxxx & Company, Inc. 160,000 24,000 Xxxxxxxxxxx & Co. Inc. 160,000 24,000 Pershing LLC 160,000 24,000 Xxxxx Xxxxxxx & Co. 160,000 24,000 Xxxxxxx Xxxxx & Associates, Inc. 160,000 24,000 Xxxxxx X. Xxxxx & Co. Incorporated 160,000 24,000 Sandler, X’Xxxxx & Partners, L.P. 160,000 24,000 TD AMERITRADE, Inc. 160,000 24,000 X.X. Xxxxxxx and Company 80,000 12,000 Comerica Securities, Inc. 80,000 12,000 X.X. Xxxxxxxx & Co. 80,000 12,000 Xxxxxxxxx & Company LLC 80,000 12,000 Xxxx Xxxxxx Xxxxxx & Xxxxxx, Inc. 80,000 12,000 J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. 80,000 12,000 JVB Financial Group LLC 80,000 12,000 Xxxxx, Xxxxxxxx & Xxxxx, Inc. 80,000 12,000 Loop Capital Markets, LLC 80,000 12,000 Mesirow Financial, Inc. 80,000 12,000 Xxxxxx Xxxxxxx & Co., Inc. 80,000 12,000 Xxxx Xxxx & Co., Inc. 80,000 12,000 Xxxxxx X. Xxxxxxx & Company, Inc. 80,000 12,000 SunTrust Capital Markets, Inc. 80,000 12,000 The Xxxxxxxx Capital Group, L.P. 80,000 12,000 Xxxxxxxxx Capital Partners, LLC 80,000 12,000 Total 3,500,000 32,000,000 4,800,000 SCHEDULE II Title of Securities: 7.506.375% Non-Cumulative Perpetual Convertible Class A Trust Preferred StockSecurities (liquidation amount $25 per security) of Wachovia Capital Trust IV, Series L, no par value fully and with a liquidation preference of $1,000 per share unconditionally guaranteed by Wachovia Corporation Number of Firm SharesSecurities: 3,500,000 32,000,000 Number of Optional SharesSecurities: 525,000 4,800,000 Initial Public Offering Price: $1,000 25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance Purchase Price by Underwriters: $975 25 per Trust Preferred Security plus accumulated distributions, if any, from the date of original issuance Underwriters’ Compensation: $25 0.7875 per Trust Preferred Security Specified Funds for Payment of Purchase Price: Immediately available funds by wire First Time Stated Amount of DeliveryTrust Common Securities: April 17$10,000 Trust Agreement: Amended and Restated Trust Agreement, 2008; 10:30 a.m. (New York City time) Closing Location: Xxxxxxxx & Xxxxxxxx LLP 000 Xxxxx Xxxxxx Xxx Xxxxdated as of February 15, Xxx Xxxx 00000 Address for Notices2007, etc.: among Wachovia Capital MarketsCorporation, LLC 000 Xxxxx Xxxxxxx Xxxxxx Xxxxxxxxxas Depositor, U.S. Bank National Association, as Property Trustee, U.S. Bank Trust National Association, as Delaware Trustee, Xxxxx Xxxxxxxx 00000-0000 Attn: Equity Capital Markets XxxxxxxX. Xxxx and Xxxx X. Xxxxxxxx, Sachs & Co. 00 Xxxxx Xxxxxx Xxx XxxxXx., Xxx Xxxx 00000 Attention: The Registration Department, 20th Floor Issuer Free Writing Prospectuses Not Included in the Pricing Disclosure Package: Press ReleaseEsq., as filed with Administrative Trustees, and the Commission pursuant registered holders from time to Rule 433 on April 14, 2008 Electronic “road show” on xxx.xxxxxxxxxxx.xxx SCHEDULE II(a) AND SCHEDULE II(b) (a) Issuer Free Writing Prospectuses not included in Pricing Disclosure Package: Press Release, as filed with time of the Commission pursuant to Rule 433 on April 14, 2008 Electronic “road show” on xxx.xxxxxxxxxxx.xxxTrust Preferred Securities and the Trust Common Securities Initial Assets of the Trust:

Appears in 1 contract

Samples: Trust Agreement (Wachovia Corp New)

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