Actively Traded Security. The Common Stock is an “actively traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 213 contracts
Samples: Equity Distribution Agreement (Wolfspeed, Inc.), Equity Distribution Agreement (Terreno Realty Corp), Distribution Agreement (DiamondRock Hospitality Co)
Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange 1934 Act by subsection (c)(1) of such rule.
Appears in 93 contracts
Samples: Underwriting Agreement (Inovio Pharmaceuticals, Inc.), Underwriting Agreement (Cousins Properties Inc), Atm Equity Offering Sales Agreement (Essential Properties Realty Trust, Inc.)
Actively Traded Security. The Common Stock is an Shares are “actively traded securitysecurities” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 44 contracts
Samples: Equity Distribution Agreement (Federal Realty OP LP), Equity Distribution Agreement (RLJ Lodging Trust), Equity Distribution Agreement (Federal Realty OP LP)
Actively Traded Security. The shares of Common Stock is an are “actively traded securitysecurities” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 37 contracts
Samples: Equity Distribution Agreement (Agree Realty Corp), Equity Distribution Agreement (Agree Realty Corp), Underwriting Agreement (STAG Industrial, Inc.)
Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 22 contracts
Samples: At the Market Sales Agreement (Barnes & Noble Education, Inc.), Open Market Sale Agreement (Virgin Galactic Holdings, Inc), At the Market Sales Agreement (Barnes & Noble Education, Inc.)
Actively Traded Security. The Common Stock is shall be an “actively actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 16 contracts
Samples: Equity Distribution Agreement (Applied Optoelectronics, Inc.), Equity Distribution Agreement (Applied Optoelectronics, Inc.), Equity Distribution Agreement (Applied Optoelectronics, Inc.)
Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 15 contracts
Samples: At the Market Issuance Sales Agreement (Microvision, Inc.), Equity Distribution Agreement (Atomera Inc), At the Market Issuance Sales Agreement (Microvision, Inc.)
Actively Traded Security. The Common Stock is an “actively traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange 1934 Act by subsection (c)(1) of such rule.
Appears in 13 contracts
Samples: Equity Distribution Agreement (Affiliated Managers Group, Inc.), Underwriting Agreement (Equity One, Inc.), Atm Sales Agreement (UDR, Inc.)
Actively Traded Security. The Common Stock is qualifies as an “actively traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 12 contracts
Samples: Equity Distribution Agreement (Extra Space Storage LP), Equity Distribution Agreement (Extra Space Storage Inc.), Equity Distribution Agreement (Extra Space Storage Inc.)
Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 11 contracts
Samples: Equity Distribution Agreement (CMS Energy Corp), Equity Distribution Agreement (Northwest Natural Holding Co), Equity Distribution Agreement (CMS Energy Corp)
Actively Traded Security. The Common Stock is shall be an “actively actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 6 contracts
Samples: Underwriting Agreement (Ventas, Inc.), Underwriting Agreement (Tellurian Inc. /De/), Distribution Agreement (Invesco Mortgage Capital Inc.)
Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection Rule 101 (c)(1) of such rulethereunder.
Appears in 6 contracts
Samples: Sales Agreement (Global Medical REIT Inc.), Sales Agreement (Global Medical REIT Inc.), Sales Agreement (Global Medical REIT Inc.)
Actively Traded Security. The Common Stock is an are “actively traded securitysecurities” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 4 contracts
Samples: Equity Distribution Agreement (National Health Investors Inc), Equity Distribution Agreement (National Health Investors Inc), Equity Distribution Agreement (National Health Investors Inc)
Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1101(c)(1) of such rule.
Appears in 4 contracts
Samples: Underwriting Agreement (Firstmerit Corp /Oh/), Distribution Agency Agreement (Firstmerit Corp /Oh/), Distribution Agency Agreement (Firstmerit Corp /Oh/)
Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted from the requirements of as defined in Rule 101 101(c)(1) of Regulation M under the Exchange Act by subsection (c)(1) of such ruleAct.
Appears in 3 contracts
Samples: Sales Agency Financing Agreement (Host Hotels & Resorts, Inc.), Sales Agency Financing Agreement (Host Hotels & Resorts, Inc.), Sales Agency Financing Agreement (Host Hotels & Resorts, Inc.)
Actively Traded Security. The Common Stock is shall be an “actively traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 2 contracts
Samples: At the Market Issuance Sales Agreement (CPS Technologies Corp/De/), At the Market Issuance Sales Agreement (CPS Technologies Corp/De/)
Actively Traded Security. The Common Stock is shall be an “actively actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such ruleRule 101.
Appears in 2 contracts
Samples: Sales Agreement (Phillips Edison & Company, Inc.), Sales Agreement (Phillips Edison & Company, Inc.)
Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rulerule (subject to Section 3(g) hereof).
Appears in 2 contracts
Samples: Atm Equity Offering Sales Agreement (Starwood Property Trust, Inc.), Atm Equity Offering Sales Agreement (Starwood Property Trust, Inc.)
Actively Traded Security. The Common Stock is an “actively traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 2 contracts
Samples: Equity Distribution Agreement (Equity One, Inc.), Equity Distribution Agreement (Equity One, Inc.)
Actively Traded Security. The As of the date of this Agreement, the Common Stock is an “actively traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 2 contracts
Samples: Equity Distribution Agreement (Park Ohio Holdings Corp), Equity Distribution Agreement (Olympic Steel Inc)
Actively Traded Security. The Common Stock is an “actively "actively-traded security” " excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 1 contract
Samples: At the Market Issuance Sales Agreement (Microvision, Inc.)
Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection virtue of paragraph (c)(1) of such rulethereof.
Appears in 1 contract
Actively Traded Security. The Common Stock is an “actively traded security” "actively-traded" security excepted from the requirements of Rule 101 101(c)(1) of Regulation M under the Exchange Act by subsection (c)(1) of such ruleAct.
Appears in 1 contract
Samples: At the Market Issuance Sales Agreement (Independence Realty Trust, Inc.)
Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1Rule 101(c)(1) of such rulethereunder.
Appears in 1 contract
Samples: Equity Distribution Agreement (Chesapeake Utilities Corp)
Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1Rule 101(c)(1) of such ruleRegulation M under the Exchange Act.
Appears in 1 contract
Samples: Equity Distribution Agreement (Mdu Resources Group Inc)
Actively Traded Security. The Common Stock is an “actively traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange 1934 Act by subsection (c)(1) of such rule.
Appears in 1 contract
Samples: Equity Distribution Agreement (KKR Real Estate Finance Trust Inc.)
Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange 1934 Act by subsection (c)(1c) (1) of such rule.
Appears in 1 contract
Samples: Underwriting Agreement (American Capital Agency Corp)
Actively Traded Security. The Common Stock is an “actively "actively-traded security” excepted " exempted from the requirements of Rule 101 of Regulation M under the Exchange 1934 Act by subsection (c)(1) of such rule.
Appears in 1 contract
Samples: Underwriting Agreement (American Capital Agency Corp)
Actively Traded Security. The Except as contemplated in Section 2(g), the Common Stock is an “actively actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange 1934 Act by subsection (c)(1) of such rule.
Appears in 1 contract
Samples: Atm Equity Offering Sales Agreement (American Healthcare REIT, Inc.)
