Common use of Actively Traded Security Clause in Contracts

Actively Traded Security. The Common Stock is an “actively traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 222 contracts

Sources: Equity Distribution Agreement (Terreno Realty Corp), Equity Distribution Agreement (Regency Centers Lp), Equity Distribution Agreement (Wolfspeed, Inc.)

Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange 1934 Act by subsection (c)(1) of such rule.

Appears in 106 contracts

Sources: Equity Distribution Agreement (Highwoods Realty LTD Partnership), Equity Distribution Agreement (Highwoods Realty LTD Partnership), Underwriting Agreement (American Healthcare REIT, Inc.)

Actively Traded Security. The Common Stock is an Shares are “actively traded securitysecurities” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 46 contracts

Sources: Equity Distribution Agreement (Federal Realty OP LP), Equity Distribution Agreement (Federal Realty OP LP), Equity Distribution Agreement (Urban Edge Properties LP)

Actively Traded Security. The shares of Common Stock is an are “actively traded securitysecurities” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 37 contracts

Sources: Equity Distribution Agreement (Agree Realty Corp), Equity Distribution Agreement (Agree Realty Corp), Underwriting Agreement (STAG Industrial, Inc.)

Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 33 contracts

Sources: At the Market Sales Agreement (Oncology Institute, Inc.), Sales Agreement (AGNC Investment Corp.), At the Market Offering Agreement (MARA Holdings, Inc.)

Actively Traded Security. The Common Stock is shall be an “actively actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 22 contracts

Sources: Equity Distribution Agreement (Sabra Health Care REIT, Inc.), Equity Distribution Agreement (Applied Optoelectronics, Inc.), Equity Distribution Agreement (Applied Optoelectronics, Inc.)

Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 18 contracts

Sources: Equity Distribution Agreement (Angel Studios, Inc.), Equity Distribution Agreement (Atomera Inc), At the Market Issuance Sales Agreement (Microvision, Inc.)

Actively Traded Security. The Common Stock is an “actively traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange 1934 Act by subsection (c)(1) of such rule.

Appears in 14 contracts

Sources: Equity Distribution Agreement (Affiliated Managers Group, Inc.), Equity Distribution Agreement (Affiliated Managers Group, Inc.), Underwriting Agreement (Equity One, Inc.)

Actively Traded Security. The Common Stock is qualifies as an “actively traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 12 contracts

Sources: Equity Distribution Agreement (Extra Space Storage LP), Equity Distribution Agreement (Extra Space Storage Inc.), Equity Distribution Agreement (Extra Space Storage Inc.)

Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 11 contracts

Sources: Equity Distribution Agreement (CMS Energy Corp), Equity Distribution Agreement (Northwest Natural Holding Co), Equity Distribution Agreement (CMS Energy Corp)

Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection Rule 101 (c)(1) of such rulethereunder.

Appears in 7 contracts

Sources: Sales Agreement (Chiron Real Estate Inc.), Sales Agreement (Global Medical REIT Inc.), Sales Agreement (Global Medical REIT Inc.)

Actively Traded Security. The Common Stock is shall be an “actively actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 6 contracts

Sources: Underwriting Agreement (Ventas, Inc.), Underwriting Agreement (Tellurian Inc. /De/), Distribution Agreement (Invesco Mortgage Capital Inc.)

Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted security exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 4 contracts

Sources: Sales Agreement (Voyager Therapeutics, Inc.), Sales Agreement (Surrozen, Inc./De), Sales Agreement (Vera Therapeutics, Inc.)

Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1101(c)(1) of such rule.

Appears in 4 contracts

Sources: Underwriting Agreement (Firstmerit Corp /Oh/), Distribution Agency Agreement (Firstmerit Corp /Oh/), Distribution Agency Agreement (Firstmerit Corp /Oh/)

Actively Traded Security. The Common Stock is an are “actively traded securitysecurities” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 4 contracts

Sources: Equity Distribution Agreement (National Health Investors Inc), Equity Distribution Agreement (National Health Investors Inc), Equity Distribution Agreement (National Health Investors Inc)

Actively Traded Security. The Except as contemplated in Section 2(g), the Common Stock is an “actively actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange 1934 Act by subsection (c)(1) of such rule.

Appears in 4 contracts

Sources: Atm Equity Offering Sales Agreement (American Healthcare REIT, Inc.), Atm Equity Offering Sales Agreement (American Healthcare REIT, Inc.), Atm Equity Offering Sales Agreement (American Healthcare REIT, Inc.)

Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted from the requirements of as defined in Rule 101 101(c)(1) of Regulation M under the Exchange Act by subsection (c)(1) of such ruleAct.

Appears in 3 contracts

Sources: Sales Agency Financing Agreement (Host Hotels & Resorts, Inc.), Sales Agency Financing Agreement (Host Hotels & Resorts, Inc.), Sales Agency Financing Agreement (Host Hotels & Resorts, Inc.)

Actively Traded Security. The Common Stock is an “actively traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 3 contracts

Sources: Sales Agreement (Geron Corp), Equity Distribution Agreement (Equity One, Inc.), Equity Distribution Agreement (Equity One, Inc.)

Actively Traded Security. The As of the date of this Agreement, the Common Stock is an “actively traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 2 contracts

Sources: Equity Distribution Agreement (Park Ohio Holdings Corp), Equity Distribution Agreement (Olympic Steel Inc)

Actively Traded Security. The Common Stock is shall be an “actively traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 2 contracts

Sources: At the Market Issuance Sales Agreement (CPS Technologies Corp/De/), At the Market Issuance Sales Agreement (CPS Technologies Corp/De/)

Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rulerule (subject to Section 3(g) hereof).

Appears in 2 contracts

Sources: Atm Equity Offering Sales Agreement (Starwood Property Trust, Inc.), Atm Equity Offering Sales Agreement (Starwood Property Trust, Inc.)

Actively Traded Security. The Common Stock is shall be an “actively actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such ruleRule 101.

Appears in 2 contracts

Sources: Sales Agreement (Phillips Edison & Company, Inc.), Sales Agreement (Phillips Edison & Company, Inc.)

Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1Rule 101(c)(1) of such rulethereunder.

Appears in 2 contracts

Sources: Equity Distribution Agreement (Chesapeake Utilities Corp), Equity Distribution Agreement (Chesapeake Utilities Corp)

Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 1 contract

Sources: Atm Equity Offering Sales Agreement (Mineralys Therapeutics, Inc.)

Actively Traded Security. The As of the date hereof, the Common Stock is an “actively actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 1 contract

Sources: At the Market Sales Agreement (Funko, Inc.)

Actively Traded Security. The Common Stock is an “actively "actively-traded security” excepted " exempted from the requirements of Rule 101 of Regulation M under the Exchange 1934 Act by subsection (c)(1) of such rule.

Appears in 1 contract

Sources: Underwriting Agreement (American Capital Agency Corp)

Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange 1934 Act by subsection (c)(1c) (1) of such rule.

Appears in 1 contract

Sources: Underwriting Agreement (American Capital Agency Corp)

Actively Traded Security. The As of the date of this Agreement, the Common Stock is an “actively actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange 1934 Act by subsection (c)(1) of such rule.

Appears in 1 contract

Sources: Atm Equity Offering Sales Agreement (Wheels Up Experience Inc.)

Actively Traded Security. The Common Stock is an “actively traded security” excepted security exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 1 contract

Sources: Sales Agreement (KalVista Pharmaceuticals, Inc.)

Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection virtue of paragraph (c)(1) of such rulethereof.

Appears in 1 contract

Sources: Equity Distribution Agreement (Spire Inc)

Actively Traded Security. The Common Stock is an “actively traded security” "actively-traded" security excepted from the requirements of Rule 101 101(c)(1) of Regulation M under the Exchange Act by subsection (c)(1) of such ruleAct.

Appears in 1 contract

Sources: At the Market Issuance Sales Agreement (Independence Realty Trust, Inc.)

Actively Traded Security. The Common Stock is an “actively traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange 1934 Act by subsection (c)(1) of such rule.

Appears in 1 contract

Sources: Equity Distribution Agreement (KKR Real Estate Finance Trust Inc.)

Actively Traded Security. The Common Stock is an “actively traded securityactively-tradedexcepted security exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 1 contract

Sources: Sales Agreement (Sable Offshore Corp.)

Actively Traded Security. The Common Stock is an “actively "actively-traded security" excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 1 contract

Sources: At the Market Issuance Sales Agreement (Microvision, Inc.)

Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1Rule 101(c)(1) of such ruleRegulation M under the Exchange Act.

Appears in 1 contract

Sources: Equity Distribution Agreement (Mdu Resources Group Inc)

Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange 1934 Act by subsection (c)(1Rule 101(c)(1) of such rulethereunder.

Appears in 1 contract

Sources: At the Market Offering Agreement (Comstock Inc.)