Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Fund recognizes that from time to time directors, officers and employees of ALPS may serve as directors, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution agreements or other agreements with such other corporations and businesses.
Appears in 134 contracts
Samples: Distribution Agreement (Alpha Alternative Assets Fund), Distribution Agreement (Accordant ODCE Index Fund), Distribution Agreement (FS MVP Private Markets Fund)
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Fund Trust recognizes that from time to time directors, officers and employees of ALPS may serve as directors, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution administrative, bookkeeping, pricing agreements or other agreements with such other corporations and businesses.
Appears in 108 contracts
Samples: Transfer Agency and Services Agreement (ALPS Series Trust), Alps Series Trust (ALPS Series Trust), Alps Series Trust (ALPS Series Trust)
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Fund Trust recognizes that from time to time directors, officers and employees of ALPS may serve as directors, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution agreements or other agreements with such other corporations and businesses.
Appears in 101 contracts
Samples: Distribution Agreement (Themes ETF Trust), Form of Distribution Agreement (Investment Managers Series Trust II), Distribution Agreement (X-Square Series Trust)
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Fund recognizes that from time to time directors, officers and employees of ALPS may serve as directors, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution administrative, bookkeeping, pricing agreements or other agreements with such other corporations and businesses.
Appears in 45 contracts
Samples: Pricing Services Agreement, Pricing Services Agreement, Transfer Agency and Services Agreement (X-Square Balanced Fund, LLC)
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Fund recognizes that from time to time directors, officers and employees of ALPS may serve as directors, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses funds may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution administrative, bookkeeping, pricing agreements or other agreements with such other corporations and businessesfunds.
Appears in 36 contracts
Samples: Pricing Services Agreement (Blackstone / GSO Long-Short Credit Income Fund), Bookkeeping And (Clough Global Opportunities Fund), Administration, Bookkeeping And (Clough Global Equity Fund)
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, exclusive and ALPS shall be free to render similar services to others. The Fund recognizes that that, from time to time time, directors, officers and employees of ALPS may serve as directors, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution administrative, bookkeeping, pricing agreements or other agreements with such other corporations and businesses.
Appears in 20 contracts
Samples: Administration, Bookkeeping And (Rivernorth Opportunities Fund, Inc.), Administration, Bookkeeping and Pricing Services Agreement (RiverNorth Specialty Finance Corp), Administration, Bookkeeping and Pricing Services Agreement (RiverNorth Managed Duration Municipal Income Fund II, Inc.)
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Fund Trust recognizes that from time to time directors, officers and employees of ALPS may serve as directors, trustees, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution agreements or other agreements with such other corporations and businesses.
Appears in 8 contracts
Samples: Distribution Agreement (Hartford Funds NextShares Trust), Distribution Agreement (Columbia ETF Trust I), Distribution Agreement (Hartford Funds Exchange-Traded Trust)
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, exclusive and ALPS shall be free to render similar services to others. The Fund Trust recognizes that that, from time to time time, directors, officers and employees of ALPS may serve as directors, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution administrative, bookkeeping, pricing agreements or other agreements with such other corporations and businesses.
Appears in 8 contracts
Samples: Bookkeeping And (Sprott ETF Trust), Pricing Services Agreement (ALPS Series Trust), Pricing Services Agreement (ALPS Series Trust)
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Fund Trust recognizes that from time to time directors, officers and employees of ALPS may serve as directors, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses funds may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution administrative, bookkeeping, pricing agreements or other agreements with such other corporations and businessesfunds.
Appears in 6 contracts
Samples: Accounting and Administration Agreement (Financial Investors Variable Insurance Trust), Fund Accounting and Administration Agreement (Financial Investors Trust), Fund Accounting and Administration Agreement (Financial Investors Variable Insurance Trust)
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Fund Trust recognizes that from time to time directors, officers and employees of ALPS may serve as directors, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution accounting and services agreements or other agreements with such other corporations and businesses.
Appears in 5 contracts
Samples: Alps Etf Trust Fund Accounting and Services Agreement (ALPS ETF Trust), Elevation Etf Trust Fund Accounting and Services Agreement (Elevation ETF Trust), Elevation Etf Trust Fund Accounting and Services Agreement (Elevation ETF Trust)
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Fund Trust recognizes that from time to time directors, officers and employees of ALPS Associates may serve as directors, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution agreements or other agreements with such other corporations and businesses.
Appears in 5 contracts
Samples: Distribution Agreement (MassMutual Advantage Funds), Distribution Agreement (Massmutual Premier Funds), Distribution Agreement (MassMutual Advantage Funds)
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Fund recognizes Funds recognize that from time to time directors, officers and employees of ALPS may serve as directors, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution administrative, bookkeeping, pricing agreements or other agreements with such other corporations and businesses.
Appears in 4 contracts
Samples: Pricing Services Agreement (CC Real Estate Income Fund-T2), Pricing Services Agreement (NorthStar Real Estate Capital Income Fund-T), Pricing Services Agreement (NorthStar Real Estate Capital Income Master Fund)
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Each Fund recognizes that from time to time directors, officers and employees of ALPS may serve as directors, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution agreements or other agreements with such other corporations and businesses.
Appears in 4 contracts
Samples: Distribution Agreement (North American Government Bond Fund Inc), Distribution Agreement (North American Government Bond Fund Inc), Distribution Agreement (Managed Municipal Fund Inc)
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Fund Cortina recognizes that from time to time directors, officers and employees of ALPS may serve as directors, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution agreements or other agreements with such other corporations and businesses.
Appears in 4 contracts
Samples: Distribution Agreement (Cortina Funds, Inc.), Distribution Agreement (Cortina Funds, Inc.), Distribution Agreement (Cortina Funds, Inc.)
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. ALPS agrees to use its best efforts in connection with the distribution of Shares of the Fund on a continuous basis. The Fund recognizes that from time to time directors, officers and employees of ALPS may serve as directors, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution agreements or other agreements with such other corporations and businesses.
Appears in 3 contracts
Samples: Distribution Agreement (Janus Detroit Street Trust), Distribution Agreement (Janus Detroit Street Trust), Form of Distribution Agreement (Janus Detroit Street Trust)
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Fund Administrator recognizes that from time to time directors, officers and employees of ALPS may serve as directors, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution administrative, bookkeeping, pricing agreements or other agreements with such other corporations and businesses.
Appears in 3 contracts
Samples: Sub Administration Agreement (Sierra Total Return Fund), Sub Administration Agreement (North American Government Bond Fund Inc), Sub Administration Agreement (Isi Strategy Fund Inc)
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Fund recognizes that from time to time directors, officers and employees of ALPS may serve as directors/trustees, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution agreements or other agreements with such other corporations and businesses.
Appears in 3 contracts
Samples: Distribution Agreement (Arbitrage Funds), Distribution Agreement (Arbitrage Funds), Distribution Agreement (Arbitrage Funds)
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Fund recognizes that from time to time directors, officers and employees of ALPS may serve as directors, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution marketing, administrative, bookkeeping, pricing agreements or other agreements with such other corporations and businesses.
Appears in 2 contracts
Samples: Pricing Services Agreement (Stone Harbor Emerging Markets Total Income Fund), Pricing Services Agreement (Stone Harbor Emerging Markets Income Fund)
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Fund recognizes that from time to time directors, officers and employees of ALPS may serve as directors, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses funds may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution marketing, administrative, bookkeeping, pricing agreements or other agreements with such other corporations and businessesfunds.
Appears in 2 contracts
Samples: Administration, Bookkeeping And (Rivernorth Opportunities Fund, Inc.), Pricing Services Agreement (Principal Real Estate Income Fund)
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Fund Trust recognizes that from time to time directors, officers and employees of ALPS may serve as directors, Trustees, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution agreements or other agreements with such other corporations and businesses.
Appears in 2 contracts
Samples: Distribution Agreement (IndexIQ Active ETF Trust), Distribution Agreement (IndexIQ Active ETF Trust)
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Fund Cortina recognizes that from time to time directors, officers and employees of ALPS may serve as directors, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution administrative, bookkeeping, pricing agreements or other agreements with such other corporations and businesses.
Appears in 2 contracts
Samples: Transfer Agency and Services Agreement (Cortina Funds, Inc.), Pricing Services Agreement (Cortina Funds, Inc.)
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Fund recognizes Trusts recognize that from time to time directors, officers and employees of ALPS may serve as directors, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution administrative, bookkeeping, pricing agreements or other agreements with such other corporations and businesses.
Appears in 2 contracts
Samples: Transfer Agency and Services Agreement (Forward Funds), Transfer Agency and Services Agreement (Salient MF Trust)
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Fund recognizes that from time to time directors, officers and employees of ALPS may serve as directors/trustees, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution administrative, bookkeeping, pricing agreements or other agreements with such other corporations and businesses.
Appears in 2 contracts
Samples: Administration, Bookkeeping And (Arbitrage Funds), Pricing Services Agreement (Arbitrage Funds)
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, exclusive and ALPS shall be free to render similar services to others. The Fund recognizes that that, from time to time time, directors, officers and employees of ALPS may serve as trustees/directors, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution administrative, bookkeeping, pricing agreements or other agreements with such other corporations and businesses.
Appears in 2 contracts
Samples: Administration, Bookkeeping And (Broadstone Real Estate Access Fund), Pricing Services Agreement (Broadstone Real Estate Access Fund)
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Fund recognizes Funds recognize that from time to time directors, officers and employees of ALPS may serve as directors, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution agreements or other agreements with such other corporations and businesses.
Appears in 2 contracts
Samples: Distribution Agreement (LifeX Income Trust 1948F), Distribution Agreement (LifeX Inflation-Protected Income Trust 1948F)
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Fund recognizes that from time to time directors, officers and employees of ALPS may serve as directors, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution agreements or other agreements with such other corporations and businesses.
Appears in 2 contracts
Samples: Distribution Agreement (Ook Inc), Distribution Agreement (Ook Inc)
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Fund recognizes that from time to time directors, officers and employees of ALPS may serve as directors, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution accounting and services agreements or other agreements with such other corporations and businesses.
Appears in 1 contract
Samples: Fund Accounting and Services Agreement (Guinness Atkinson Funds)
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Fund recognizes that from time to time directors, officers and employees of ALPS may serve as directors, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution agreements or other agreements with such other corporations and businesses.
Appears in 1 contract
Samples: Distribution Agreement (Ook Inc)
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Fund Trust recognizes that from time to time directors, officers and employees of ALPS may serve as directors, Trustees, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations corporations, trusts and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution administrative, bookkeeping, pricing agreements or other agreements with such other corporations corporations, Trusts and businesses.
Appears in 1 contract
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Fund recognizes that from time to time directors, officers and employees of ALPS may serve as directors, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution agreements or other agreements with such other corporations and businessesbusinesses upon written consent of the Fund; such approval not to be unreasonably withheld.
Appears in 1 contract
Samples: Distribution Agreement (Principal Exchange-Traded Funds)
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Fund recognizes and DIVIDEND CAPITAL recognize that from time to time directors, officers and employees of ALPS may serve as directors, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses funds may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution administrative, bookkeeping, pricing agreements or other agreements with such other corporations and businessesfunds.
Appears in 1 contract
Samples: Pricing Services Agreement (Dividend Capital Strategic Global Realty Fund)
Activities of ALPS. The services Services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Fund recognizes that from time to time directors, officers and employees of ALPS may serve as directors, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution agreements or other agreements with such other corporations and businesses.
Appears in 1 contract
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, exclusive and ALPS shall be free to render similar services to others. The Each Fund recognizes that that, from time to time time, directors, officers and employees of ALPS may serve as directors, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution administrative, bookkeeping, pricing agreements or other agreements with such other corporations and businesses.
Appears in 1 contract
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Fund recognizes Trust and ICON recognize that from time to time directors, officers and employees of ALPS may serve as directors, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution administrative, bookkeeping, pricing agreements or other agreements with such other corporations and businesses.
Appears in 1 contract
Samples: Sub (Icon Funds)
Activities of ALPS. The services Services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Fund recognizes that from time to time directors, officers and employees of ALPS may serve as directors, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution administrative, bookkeeping, pricing agreements or other agreements with such other corporations and businesses.
Appears in 1 contract
Samples: Transfer Agency (AQR Funds)
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Fund recognizes that from time to time directorstrustees, officers and employees of ALPS may serve as directorstrustees, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution administrative, bookkeeping, pricing agreements or other agreements with such other corporations and businesses.
Appears in 1 contract
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Fund recognizes that from time to time directors, officers and employees of ALPS may serve as directors, trustees, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution accounting and services agreements or other agreements with such other corporations and businesses.
Appears in 1 contract
Samples: Fund Accounting and Services Agreement (Northeast Investors Growth Fund Inc)
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Fund recognizes that from time to time directors, officers and employees of ALPS may serve as directors, trustees, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution administrative, bookkeeping, pricing agreements or other agreements with such other corporations and businesses.
Appears in 1 contract
Samples: Transfer Agency and Services Agreement (Northeast Investors Growth Fund Inc)
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Fund Company recognizes that from time to time directors, officers and employees of ALPS may serve as directors, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution agreements or other agreements with such other corporations and businesses.
Appears in 1 contract
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Fund recognizes that from time to time directors, officers and employees of ALPS may serve as directors, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution administrative agreements or other agreements with such other corporations and businesses.
Appears in 1 contract
Samples: Fund Administration Agreement (Northeast Investors Growth Fund Inc)
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, exclusive and ALPS shall be free to render similar services to others. The Fund recognizes that that, from time to time time, directors, officers and employees of ALPS may serve as directors/trustees, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or its affiliates may enter into distribution administrative, bookkeeping, pricing agreements or other agreements with such other corporations and businesses.
Appears in 1 contract
Samples: Pricing Services Agreement (Axonic Alternative Income Fund)
Activities of ALPS. The services of ALPS under this Agreement are not to be deemed exclusive, and ALPS shall be free to render similar services to others. The Fund recognizes that from time to time directors, officers and employees of ALPS may serve as directors, officers and employees of other corporations or businesses (including other investment companies) and that such other corporations and businesses may include ALPS as part of their name and that ALPS or and its affiliates may enter into distribution agreements or other agreements with such other corporations and businesses.
Appears in 1 contract
