Additional Acknowledgments. The Holder and the Company confirm that the Company has not received any consideration for the transactions contemplated by this Agreement. Pursuant to Rule 144 promulgated by the Commission pursuant to the Securities Act and the rules and regulations promulgated thereunder as such Rule 144 may be amended from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same effect as such Rule 144, the holding period of the Securities tacks back to April 19, 2016, the issue date of the Exchange Securities. The Company agrees not to take a position contrary to this paragraph.
Appears in 3 contracts
Samples: Exchange Agreement (Protea Biosciences Group, Inc.), Exchange Agreement (Protea Biosciences Group, Inc.), Exchange Agreement (Polarityte, Inc.)
Additional Acknowledgments. The Holder and the Company confirm that the Company has not received any consideration for the transactions contemplated by this Agreement. Pursuant to Rule 144 promulgated by the Commission pursuant to the Securities Act and the rules and regulations promulgated thereunder as such Rule 144 may be amended from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same effect as such Rule 144, the holding period of the Securities Preferred Shares (including the Conversion Shares upon conversion of the Preferred Shares) tacks back to April 19May 11, 2016, the issue date of the Exchange Securities2015. The Company agrees not to take a position contrary to this paragraph.
Appears in 3 contracts
Samples: Settlement Agreement (NewLead Holdings Ltd.), Settlement Agreement (NewLead Holdings Ltd.), Settlement Agreement (NewLead Holdings Ltd.)
Additional Acknowledgments. The Holder and the Company confirm that the Company has not received any consideration for the transactions contemplated by this Agreement. Pursuant to Rule 144 promulgated by the Commission pursuant to the Securities Act and the rules and regulations promulgated thereunder as such Rule 144 may be amended from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same effect as such Rule 144, the holding period of the Securities Preferred Shares (including the Conversion Shares upon conversion of the Preferred Shares) tacks back to April 19January 31, 2016, the issue date of the Exchange Securities2014. The Company agrees not to take a position contrary to this paragraph.
Appears in 2 contracts
Samples: Exchange Agreement (NewLead Holdings Ltd.), Exchange Agreement (NewLead Holdings Ltd.)
Additional Acknowledgments. The Each Holder and the Company confirm that the Company has not received any consideration for the transactions contemplated by this Agreement. Pursuant to Rule 144 promulgated by the Commission pursuant to the Securities Act and the rules and regulations promulgated thereunder as such Rule 144 may be amended from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same effect as such Rule 144, the holding period of the Securities Series E Preferred Stock tacks back to April 19, 2016, the issue date of the Exchange Securities. The Company agrees not to take a position contrary to this paragraph.
Appears in 2 contracts
Samples: Exchange Agreement (Kiromic Biopharma, Inc.), Exchange Agreement (Kiromic Biopharma, Inc.)
Additional Acknowledgments. The Holder and the Company confirm that the Company has not received any consideration for the transactions contemplated by this Agreement. Pursuant to Rule 144 promulgated by the Commission pursuant to the Securities Act and the rules and regulations promulgated thereunder as such Rule 144 may be amended from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same effect as such Rule 144, the holding period of the Securities New Shares tacks back to April 19May 7, 20162010, the original issue date of the Exchange SecuritiesOriginal Note. The Company agrees not to take a position contrary to this paragraph.
Appears in 1 contract
Additional Acknowledgments. The Holder and the Company confirm that the Company has not received any consideration for the transactions contemplated by this Agreement. Pursuant to Rule 144 promulgated by the Commission pursuant to the Securities Act and the rules and regulations promulgated thereunder as such Rule 144 may be amended from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same effect as such Rule 144, the holding period of the Securities Preferred Shares (including the Conversion Shares upon conversion of the Preferred Shares) tacks back to April 19May 12, 2016, the issue date of the Exchange Securities2014. The Company agrees not to take a position contrary to this paragraph.
Appears in 1 contract
Additional Acknowledgments. The Holder and the Company confirm that the Company has not received any consideration for the transactions contemplated by this Agreement. Pursuant to Rule 144 promulgated by the Commission pursuant to the Securities Act and the rules and regulations promulgated thereunder as such Rule 144 may be amended from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same effect as such Rule 144, the holding period of the Securities Preferred Shares (including the Conversion Shares upon conversion of the Preferred Shares) tacks back to April 19December 12, 2016, the issue date of the Exchange Securities2013. The Company agrees not to take a position contrary to this paragraph.,
Appears in 1 contract
Additional Acknowledgments. The Holder and the Company confirm that the Company has not received any consideration for the transactions contemplated by this Agreement. Pursuant to Rule 144 promulgated by the Commission pursuant to the Securities Act and the rules and regulations promulgated thereunder as such Rule 144 may be amended from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same effect as such Rule 144, the holding period of the Securities Preferred Shares (including the Conversion Shares upon conversion of the Preferred Shares) tacks back to April 19, 2016____________, the issue date of the Exchange SecuritiesNote. The Company agrees not to take a position contrary to this paragraph.
Appears in 1 contract
Samples: Exchange Agreement (Macrosolve Inc)
Additional Acknowledgments. The Each Holder and the Company confirm that the Company has not received any consideration for the transactions contemplated by this Agreement. Pursuant to Rule 144 promulgated by the Commission pursuant to the Securities Act and the rules and regulations promulgated thereunder as such Rule 144 may be amended from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same effect as such Rule 144, the holding period of the Securities Preferred Common Stock tacks back to April 19, 2016, the issue date of the Exchange Securities. The Company agrees not to take a position contrary to this paragraph.
Appears in 1 contract
Additional Acknowledgments. The Holder and the Company confirm that the Company has not received any consideration for the transactions contemplated by this Agreement. Pursuant to Rule 144 promulgated by the Commission pursuant to the Securities Act and the rules and regulations promulgated thereunder as such Rule 144 may be amended from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same effect as such Rule 144, the holding period of the Securities Preferred Shares (including the Conversion Shares upon conversion of the Preferred Shares) tacks back to April 1930, 2016, the issue date of the Exchange Securities2015. The Company agrees not to take a position contrary to this paragraph.
Appears in 1 contract
Additional Acknowledgments. The Each Holder and the Company confirm that the Company has not received any consideration for the transactions contemplated by this Agreement. Pursuant to Rule 144 promulgated by the Commission pursuant to the Securities Act and the rules and regulations promulgated thereunder as such Rule 144 may be amended from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same effect as such Rule 144, the holding period of the Securities Series D Preferred Stock tacks back to April 19, 2016, the issue date of the Exchange Securities. The Company agrees not to take a position contrary to this paragraph..
Appears in 1 contract
Additional Acknowledgments. The Each Holder and the Company confirm that the Company has not received any consideration for the transactions contemplated by this Agreement. Pursuant to Rule 144 promulgated by the Commission pursuant to the Securities Act and the rules and regulations promulgated thereunder as such Rule 144 may be amended from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same effect as such Rule 144, the holding period of the Securities Series D Preferred Stock tacks back to April 19, 2016, the issue date of the Exchange Securities. The Company agrees not to take a position contrary to this paragraph.
Appears in 1 contract
Additional Acknowledgments. The Holder and the Company confirm that the Company has not received any consideration for the transactions contemplated by this Agreement. Pursuant to Rule 144 promulgated by the Commission pursuant to the Securities Act and the rules and regulations promulgated thereunder as such Rule 144 may be amended from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same effect as such Rule 144, the holding period of the Securities tacks back to April 19June 20, 2016, the issue date of the Exchange Securities. The Company agrees not to take a position contrary to this paragraph.
Appears in 1 contract
Additional Acknowledgments. The Each Holder and the Company confirm that the Company has not received any consideration for the transactions contemplated by this Agreement. Pursuant to Rule 144 promulgated by the Commission pursuant to the Securities Act and the rules and regulations promulgated thereunder as such Rule 144 may be amended from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same effect as such Rule 144, the holding period of the Securities Preferred Common Stock tacks back to April 19, 2016, the issue date of the Exchange Securities. The Company agrees not to take a position contrary to this paragraph..
Appears in 1 contract
Additional Acknowledgments. The Holder and the Company confirm that the Company has not received any consideration for the transactions contemplated by this Agreement. Pursuant to Rule 144 promulgated by the Commission pursuant to the Securities Act and the rules and regulations promulgated thereunder as such Rule 144 may be amended from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same effect as such Rule 144, the holding period of the Securities Preferred Shares (including the Conversion Shares upon conversion of the Preferred Shares) tacks back to April 19May 13, 2016, the issue date of the Exchange Securities2014. The Company agrees not to take a position contrary to this paragraph.
Appears in 1 contract
Additional Acknowledgments. The Holder and the Company confirm that the Company has not received any consideration for the transactions contemplated by this Agreement. Pursuant to Rule 144 promulgated by the Commission pursuant to the Securities Act and the rules and regulations promulgated thereunder as such Rule 144 may be amended from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same effect as such Rule 144, the holding period of the Securities Shares tacks back to April 1916, 20162014, the Note Purchase Date, the original issue date of the Exchange SecuritiesNote. The Company agrees not to take a position contrary to this paragraph.
Appears in 1 contract