Common use of Additional Information (N Clause in Contracts

Additional Information (N. B.: this Section applies only to prospective investors who responded “no” to either of Question I(c) or I(d) above.) The following materials must be provided to the Company (forms will be provided by the Company upon request): For Individual Investors: _____ A government issued form of picture identification (e.g., passport or drivers license). _____ Proof of the individual’s current address (e.g., current utility bxxx), if not included in the form of picture identification. For Funds of Funds or Entities that Invest on Behalf of Third Parties Not Located in the U.S. or Other FATP Countries: _____ A certificate of due formation and organization and continued authorization to conduct business in the jurisdiction of its organization (e.g., certificate of good standing). _____ An “incumbency certificate” attesting to the title of the individual executing these subscription materials on behalf of the prospective investor. _____ A completed copy of a certification that the entity has adequate anti-money laundering policies and procedures (“AML Policies and Procedures”) in place that are consistent with the USA PATRIOT Act, OFAC and other relevant federal, state or non-U.S. anti-money laundering laws and regulations (with a copy of the entity’s current AML Policies and Procedures to which such certification relates). _____ A letter of reference from the entity’s local office of a reputable bank or brokerage firm that is incorporated, or has its principal place of business located, in the U.S. or other FATF Country certifying that the prospective investor maintains an account at such bank/brokerage firm for a length of time and containing a statement affirming the prospective investor’s integrity.

Additional Information (N. B.: this Section applies only to prospective investors who responded “no” to either of Question I(c) or I(d) above.) The following materials must be provided to the Company (forms will be provided by the Company upon request): For Individual Investors: _____ A government issued form of picture identification (e.g., passport or drivers license). _____ Proof of the individual’s current address (e.g., current utility bxxxxxxx), if not included in the form of picture identification. For Funds of Funds or Entities that Invest on Behalf of Third Parties Not Located in the U.S. or Other FATP Countries: _____ A certificate of due formation and organization and continued authorization to conduct business in the jurisdiction of its organization (e.g., certificate of good standing). _____ An “incumbency certificate” attesting to the title of the individual executing these subscription materials on behalf of the prospective investor. _____ A completed copy of a certification that the entity has adequate anti-money laundering policies and procedures (“AML Policies and Procedures”) in place that are consistent with the USA PATRIOT Act, OFAC and other relevant federal, state or non-U.S. anti-money laundering laws and regulations (with a copy of the entity’s current AML Policies and Procedures to which such certification relates). _____ A letter of reference from the entity’s local office of a reputable bank or brokerage firm that is incorporated, or has its principal place of business located, in the U.S. or other FATF Country certifying that the prospective investor maintains an account at such bank/brokerage firm for a length of time and containing a statement affirming the prospective investor’s integrity. For all other Entity Investors: _____ A certificate of due formation and organization and continued authorization to conduct business in the jurisdiction of its organization (e.g., certificate of good standing). _____ An “incumbency certificate” attesting to the title of the individual executing these subscription materials on behalf of the prospective investor. _____ A letter of reference from the entity’s local office of a reputable bank or brokerage firm that is incorporated, or has its principal place of business located, in the U.S. or other FATF Country certifying that the prospective investor maintains an account at such bank/brokerage firm for a length of time and containing a statement affirming the prospective investor’s integrity. Subscription Agreement _____ If the prospective investor is a privately-held entity, a certified list of the names of every person or entity who is directly or indirectly the beneficial owner of 25% or more of any voting or non-voting class of equity interests of the Subscriber, including (i) country of citizenship (for individuals) or principal place of business (for entities) and, (ii) for individuals, such individual’s principal employer and position. _____ If the prospective investor is a trust, a certified list of (i) the names of the current beneficiaries of the trust that have, directly or indirectly, 25% or more of any interest in the trust, (ii) the name of the settler of the trust, (iii) the name(s) of the trustee(s) of the trust, and (iv) the country of citizenship (for individuals) or principal place of business (for entities).

Additional Information (N. B.: this Section applies only to prospective investors who responded “no” to either of Question I(c) or I(d) above.) The following materials must be provided to the Company (forms will be provided by the Company upon request): For Individual Investors: _____ A government issued form of picture identification (e.g., passport or drivers license). _____ Proof of the individual’s current address (e.g., current utility bxxxxxxx), if not included in the form of picture identification. For Funds of Funds or Entities that Invest on Behalf of Third Parties Not Located in the U.S. or Other FATP Countries: _____ A certificate of due formation and organization and continued authorization to conduct business in the jurisdiction of its organization (e.g., certificate of good standing). _____ An “incumbency certificate” attesting to the title of the individual executing these subscription materials on behalf of the prospective investor. _____ A completed copy of a certification that the entity has adequate anti-money laundering policies and procedures (“AML Policies and Procedures”) in place that are consistent with the USA PATRIOT Act, OFAC and other relevant federal, state or non-U.S. anti-money laundering laws and regulations (with a copy of the entity’s current AML Policies and Procedures to which such certification relates). _____ A letter of reference from the entity’s local office of a reputable bank or brokerage firm that is incorporated, or has its principal place of business located, in the U.S. or other FATF Country certifying that the prospective investor maintains an account at such bank/brokerage firm for a length of time and containing a statement affirming the prospective investor’s integrity.

Additional Information (N. B.: this Section applies only to prospective investors who responded “no” to either of Question I(c) or I(d) above.) The following materials must be provided to the Company (forms will be provided by the Company upon request): For Individual Investors: _____ A government issued form of picture identification (e.g., passport or drivers license). _____ Proof of the individual’s current address (e.g., current utility bxxxxxxx), if not included in the form of picture identification. For Funds of Funds or Entities that Invest on Behalf of Third Parties Not Located in the U.S. or Other FATP Countries: _____ A certificate of due formation and organization and continued authorization to conduct business in the jurisdiction of its organization (e.g., certificate of good standing). _____ An “incumbency certificate” attesting to the title of the individual executing these subscription materials on behalf of the prospective investor. _____ A completed copy of a certification that the entity has adequate anti-money laundering policies and procedures (“AML Policies and Procedures”) in place that are consistent with the USA PATRIOT Act, OFAC and other relevant federal, state or non-U.S. anti-money laundering laws and regulations (with a copy of the entity’s current AML Policies and Procedures to which such certification relates). _____ A letter of reference from the entity’s local office of a reputable bank or brokerage firm that is incorporated, or has its principal place of business located, in the U.S. or other FATF Country certifying that the prospective investor maintains an account at such bank/brokerage firm for a length of time and containing a statement affirming the prospective investor’s integrity.