Additional Services Provided at the Expense of the Trust. The Advisor agrees, at the expense of the Trust or the Advisor, as determined under Section 3(b) hereof, (i) to prepare all required tax returns of the Trust and each Fund, (ii) to prepare and submit reports to existing shareholders, (iii) to update periodically the Prospectuses and SAIs of the Trust and (iv) to prepare reports to be filed with the Securities and Exchange Commission (“SEC”) and other regulatory authorities. In each case, the Advisor may cause the Sub-Advisor or another sub-adviser to perform such duties.
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Samples: Investment Advisory Agreement (Lattice Strategies Trust), Investment Advisory Agreement (Lattice Strategies Trust)
Additional Services Provided at the Expense of the Trust. The Advisor agrees, at the expense of the Trust or the Advisor, as determined under Section 3(b) hereof, (i) to prepare all required tax returns of the Trust and each Fund, (ii) to prepare and submit reports to existing shareholders, (iii) to update periodically the Prospectuses and SAIs of the Trust and (iv) to prepare reports to be filed with the Securities and Exchange Commission (“"SEC”") and other regulatory authorities. In each case, the Advisor may cause the Sub-Advisor or another sub-adviser to perform such duties.
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Additional Services Provided at the Expense of the Trust. The Advisor agrees, at the expense of the Trust or the Advisor, as determined under Section 3(b) hereof, (i) to prepare all required tax returns of the Trust and each Fund, (ii) to prepare and submit reports to existing shareholders, (iii) to update periodically coordinate and oversee the Prospectuses preparation and SAIs filing of registration statements, notices, shareholder reports, proxy statements and other applicable Fund filings with the Trust SEC and (iv) to prepare reports to be filed filings with the Securities and Exchange Commission (“SEC”) and other applicable regulatory authorities. In each case, the Advisor may cause the Sub-Advisor or another a sub-adviser to perform such duties.
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Samples: Investment Advisory Agreement (Lattice Strategies Trust)
Additional Services Provided at the Expense of the Trust. The Advisor agrees, at the expense of the Trust or the Advisor, as determined under Section 3(b) hereof, (i) to prepare all required tax returns of the Trust and each Fund, (ii) to prepare and submit reports to existing shareholders, (iii) to update periodically the Prospectuses and SAIs of the Trust and (iv) to prepare reports to be filed with the Securities and Exchange Commission (“SEC”) and other regulatory authorities. In each case, the Advisor may cause the Sub-Advisor or another a sub-adviser to perform such duties.
Appears in 1 contract
Samples: Investment Advisory Agreement (Active Weighting Funds ETF Trust)
Additional Services Provided at the Expense of the Trust. The Advisor agrees, at the expense of the Trust or the Advisor, as determined under Section 3(b) hereof, (i) to prepare all required tax returns of the Trust and each Fund, (ii) to prepare and submit reports to existing shareholders, (iii) to update periodically the Prospectuses and SAIs of the Trust and (iv) to prepare reports to be filed with the Securities and Exchange Commission (“SEC”) and other regulatory authorities. In each case, the Advisor may cause the Sub-Advisor Fund administrator or another sub-adviser service provider to perform such duties.
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