Adjustment for Reclassification, Exchange and Substitution. If at any time or from time to time after the Original Issue Date while this Warrant remains outstanding, the Common Stock is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than an Acquisition, Asset Transfer, subdivision or combination of shares, stock dividend, reorganization, merger, consolidation, or sale of assets provided for elsewhere in this Section 3.1(a)), in any such event the Registered Holder shall have the right thereafter to convert such stock into the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change by holders of the maximum number of shares of Common Stock into which such shares of Common Stock could have been converted immediately prior to such recapitalization, reclassification or change, all subject to further adjustment as provided herein or with respect to such other securities or property by the terms thereof.
Appears in 18 contracts
Samples: Warrant Agreement (Peoples Liberation Inc), Warrant Agreement (Peoples Liberation Inc), Warrant Agreement (Houston American Energy Corp)
Adjustment for Reclassification, Exchange and Substitution. If at any time or from time to time after the Original Issue Date while this Warrant remains outstandingDate, the Common Stock is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than an Acquisition, Asset Transfer, subdivision or combination of shares, stock dividend, reorganization, merger, consolidation, or sale of assets provided for elsewhere in this Section 3.1(a)), in any such event the Registered Holder shall have the right thereafter to convert such stock into the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change by holders of the maximum number of shares of Common Stock into which such shares of Common Stock could have been converted immediately prior to such recapitalization, reclassification or change, all subject to further adjustment as provided herein or with respect to such other securities or property by the terms thereof.
Appears in 12 contracts
Samples: Asset Contribution and Share Subscription Agreement (Independence Contract Drilling, Inc.), Warrant Agreement (Independence Contract Drilling, Inc.), Warrant Agreement (Varitek Industries Inc)
Adjustment for Reclassification, Exchange and Substitution. If at any time or from time to time after the Original Issue Date while this Warrant remains outstanding, date hereof the Common Stock issuable upon the exercise of this Warrant is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than an Acquisitionby a Stock Split, Asset Transfer, subdivision or combination of sharescombination, stock dividend, reorganization, merger, consolidation, or sale of assets consolidation provided for elsewhere in this Section 3.1(a)3), then in any such event event, the Registered Holder of this Warrant shall have the right thereafter to convert such stock this Warrant into the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change by holders of the maximum number of shares of Common Stock into which such shares of Common Stock this Warrant could have been converted immediately prior to such recapitalization, reclassification or change, all subject to further adjustment as provided herein or with respect to such other securities or property by the terms thereof.
Appears in 6 contracts
Samples: Warrant Agreement (Changing World Technologies, Inc.), Warrant Agreement (Changing World Technologies, Inc.), Warrant Agreement (Changing World Technologies, Inc.)
Adjustment for Reclassification, Exchange and Substitution. If at any time or from time to time after the Original Issue date hereof and on or prior to the Expiration Date while this Warrant remains outstanding, the Common Stock issuable upon the exercise of this Warrant is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than an Acquisitionby a stock split, Asset Transfer, subdivision or combination of sharescombination, stock dividend, reorganization, merger, consolidation, or sale of assets consolidation provided for elsewhere in this Section 3.1(a)3), then in any such event event, the Registered Holder of this Warrant shall have the right thereafter to convert such stock this Warrant into the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change by holders of the maximum number of shares of Common Stock into which such shares of Common Stock this Warrant could have been converted immediately prior to such recapitalization, reclassification or change, all subject to further adjustment as provided herein or with respect to such other securities or property by the terms thereof.
Appears in 5 contracts
Samples: Warrant Agreement (Changing World Technologies, Inc.), Warrant Agreement (Changing World Technologies, Inc.), Warrant Agreement (Changing World Technologies, Inc.)
Adjustment for Reclassification, Exchange and Substitution. If at any time or from time to time after the Original Issue Date while this Warrant remains outstanding, the Common Stock is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification reclassification, or otherwise (other than an Acquisition, Asset Transfer, subdivision or combination of shares, stock dividend, reorganization, merger, consolidation, or sale of assets provided for elsewhere in this Section 3.1(a)), in any such event the Registered Holder shall have the right thereafter to convert such stock into the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change by holders of the maximum number of shares of Common Stock into which such shares of Common Stock could have been converted immediately prior to such recapitalization, reclassification or change, all subject to further adjustment as provided herein or with respect to such other securities or property by the terms thereof.
Appears in 5 contracts
Samples: Warrant Agreement (Bioject Medical Technologies Inc), Warrant Agreement (Bioject Medical Technologies Inc), Warrant Agreement (Bioject Medical Technologies Inc)
Adjustment for Reclassification, Exchange and Substitution. If at any time or from time to time after the Original Issue Date while this Warrant remains outstanding, the Common Stock issuable upon the conversion of the Series Preferred is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than an Acquisition, Asset Transfer, a subdivision or combination of shares, shares or stock dividend, dividend or a reorganization, merger, consolidation, consolidation or sale of assets provided for elsewhere in this Section 3.1(a)4.2), in any such event each holder of the Registered Holder Series Preferred shall have the right thereafter to convert such stock into the kind and amount of stock and other securities and property receivable upon in connection with such recapitalization, reclassification or other change by holders of the maximum number of shares of Common Stock into which such shares of Common Stock the Series Preferred could have been converted immediately prior to such recapitalization, reclassification or change, all subject to further adjustment adjustments as provided herein or with respect to such other securities or property by the terms thereof.
Appears in 3 contracts
Samples: Preferred Stock Purchase Agreement (Velocom Inc), Series B Preferred Stock Purchase Agreement (Velocom Inc), Supplemental Series B Preferred Stock Purchase Agreement (Velocom Inc)
Adjustment for Reclassification, Exchange and Substitution. If at any time or from time to time after the Original Issue Date while this Warrant remains outstandingDate, the Common Stock is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than an Acquisition, Asset Transfer, subdivision or combination of shares, stock dividend, reorganization, merger, consolidation, or sale of assets provided for elsewhere in this Section 3.1(a)), in any such event the Registered Holder holder hereof shall have the right thereafter to convert such stock into the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change by holders of the maximum number of shares of Common Stock into which such shares of Common Stock could have been converted immediately prior to such recapitalization, reclassification or change, all subject to further adjustment as provided herein or with respect to such other securities or property by the terms thereof.
Appears in 3 contracts
Samples: Warrant Agreement (Id Systems Inc), Warrant Agreement (KCS Energy Inc), Warrant Agreement (Factory 2 U Stores Inc)
Adjustment for Reclassification, Exchange and Substitution. If at any time or from time to time after the Original Issue Date while this Warrant remains outstandingDate, the Common Stock issuable upon the conversion of the Series Preferred is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than an Acquisition, Asset Transfer, as a result of a subdivision or combination of shares, shares or stock dividend, dividend or a reorganization, merger, consolidation, merger or sale of assets provided for elsewhere consolidation in this Section 3.1(a)), which the Corporation is the continuing entity and which does not result in any change in the Common Stock) in any such event the Registered Holder Series Preferred shall have the right thereafter to convert such stock be convertible into the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change by holders of the maximum number of shares of Common Stock into which such shares of Common Stock Series Preferred could have been converted immediately prior to such recapitalization, reclassification or change, all subject to further adjustment as provided herein or with respect to such other securities or property by the terms thereof.
Appears in 3 contracts
Samples: License Agreement (Genomatica Inc), License Agreement (Genomatica Inc), License Agreement (Genomatica Inc)
Adjustment for Reclassification, Exchange and Substitution. If at any time or from time to time after the Original Issue Date while this Warrant remains outstandingDate, the Common Stock issuable upon the conversion of the Convertible Preferred Stock and Accrued Dividends thereon is changed into the same or a different number of shares of any other class or classes of stock, whether by recapitalization, reclassification or otherwise (other than an Acquisition, Asset Transfer, a subdivision or combination of shares, shares or stock dividend, dividend or a reorganization, merger, consolidation, consolidation or sale of assets assets, in each case as provided for elsewhere in this Section 3.1(a)H ), in any such event the Registered Holder Convertible Preferred Stock and Accrued Dividends thereon shall have the right thereafter to automatically convert such stock into the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change by holders of the maximum number of shares of Common Stock into which such shares of Common Stock could have been converted immediately prior to such recapitalization, reclassification or changeon an As-Converted-to-Common-Stock-Basis, all subject to further adjustment as provided herein or with respect to such other securities or property by the terms thereof.
Appears in 3 contracts
Samples: Stock Purchase Agreement (Avenue Capital Management II, L.P.), Certificate of Designations, Preferences, Powers and Rights of Series B Convertible Preferred Stock (USFreightways Corp), Certificate of Designations, Preferences, Powers and Rights of Series B Convertible Preferred Stock (USFreightways Corp)
Adjustment for Reclassification, Exchange and Substitution. If at any time or from time to time after the Original Issue Date while this Warrant remains outstandingDate, the Common Stock issuable upon the conversion of the Note is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than an Acquisition, Asset Transfer, a subdivision or combination of shares, shares or stock dividend, dividend or a reorganization, merger, consolidation, consolidation or sale of assets provided for elsewhere in this Section 3.1(a)6), in any such event the Registered Holder shall have the right thereafter to convert such stock into this Note for the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change by holders of the maximum number of shares of Common Stock into which such shares of Common Stock this Note could have been converted immediately prior to such recapitalization, reclassification or change, all subject to further adjustment as provided herein or with respect to such other securities or property by the terms thereof.
Appears in 3 contracts
Samples: Secured Demand Convertible Promissory Note (Theglobe Com Inc), Secured Convertible Promissory Note (Theglobe Com Inc), Secured Convertible Promissory Note (Egan Michael S)
Adjustment for Reclassification, Exchange and Substitution. If at any time or from time to time after the Original Issue Date while this Warrant remains outstanding, the Common Stock is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than an Acquisition, Asset Transfer, subdivision or combination of shares, stock dividend, reorganization, merger, consolidation, or sale of assets provided for elsewhere in this Section SECTION 3.1(a)), in any such event the Registered Holder shall have the right thereafter to convert such stock into the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change by holders of the maximum number of shares of Common Stock into which such shares of Common Stock could have been converted immediately prior to such recapitalization, reclassification or change, all subject to further adjustment as provided herein or with respect to such other securities or property by the terms thereof.
Appears in 3 contracts
Samples: Warrant Agreement (Peoples Liberation Inc), Warrant Agreement (Century Pacific Financial Corp), Warrant Agreement (Peoples Liberation Inc)
Adjustment for Reclassification, Exchange and Substitution. If at any time or from time to time after the Series B Original Issue Date while this Warrant remains outstandingDate, the Common Stock issuable upon the conversion of the Preferred Stock is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than an Acquisition, Asset Transfer, a Deemed Liquidation Event or a subdivision or combination of shares, shares or stock dividend, dividend or a reorganization, merger, consolidation, consolidation or sale of assets provided for elsewhere in this Section 3.1(a)4), in any such event each holder of the Registered Holder Preferred Stock shall then have the right thereafter to convert such stock into the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change by holders of the maximum number of shares of the Common Stock into which such shares of Common the Preferred Stock could have been converted immediately prior to such recapitalization, reclassification or change, all subject to further adjustment as provided herein or with respect to such other securities or property by the terms thereof.
Appears in 2 contracts
Samples: Share Exchange Agreement (Paylocity Holding Corp), Share Exchange Agreement (Paylocity Holding Corp)
Adjustment for Reclassification, Exchange and Substitution. If at any time or from time to time after the Original Issue Date while this Warrant remains outstandingDate, the Common Stock issuable upon the conversion of the Series A Preferred Stock is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than an Acquisition, Asset Transfer, subdivision by a Common Stock Event or combination of shares, stock dividend, reorganization, merger, consolidation, a Business Combination covered by Sections 7(c)(i) or sale of assets provided for elsewhere in this Section 3.1(a)7(c)(iii) hereof), then in any such event the Registered Holder each holder of Series A Preferred Stock shall have the right thereafter to convert such stock into receive the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change by holders of the maximum number of shares of Common Stock into which such shares of Common Series A Preferred Stock could have been converted immediately prior to such recapitalization, reclassification or change, all subject to further adjustment as provided herein or with respect to such other securities or property by the terms thereof.
Appears in 2 contracts
Samples: Securities Purchase Agreement (L-1 Identity Solutions, Inc.), Securities Purchase Agreement (L-1 Identity Solutions, Inc.)
Adjustment for Reclassification, Exchange and Substitution. If at any time or from time to time after the Original Issue Date while this Warrant remains outstandingDate, the Common Stock is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than an Acquisition, a Merger or Asset Transfer, Transfer or a subdivision or combination of shares, shares or stock dividend, dividend or a reorganization, merger, consolidation, consolidation or sale of assets provided for elsewhere in this Section 3.1(a)B4), in any such event the Registered Holder each holder of Preferred Stock shall have the right thereafter to convert such stock into the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change by holders of the maximum number of shares of Common Stock into which such shares of Common Preferred Stock could have been converted immediately prior to such recapitalization, reclassification or change, all subject to further adjustment as provided herein or with respect to such other securities or property by the terms thereof.
Appears in 2 contracts
Samples: Subordinated Convertible Note and Warrant Purchase Agreement (Nimblegen Systems Inc), Warrant Agreement (Nimblegen Systems Inc)
Adjustment for Reclassification, Exchange and Substitution. If at any time or from time to time after the Original Issue Date while this Warrant remains outstandingDate, the Common Stock issuable upon the conversion of the Series C Preferred Stock is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than an Acquisition, Asset Transfer, subdivision by a Common Stock Event or combination of shares, a stock dividend, reorganization, merger, consolidation, consolidation or sale of assets provided for elsewhere in this Section 3.1(a)5), then in any such event the Registered Holder each holder of Series C Preferred Stock shall have the right thereafter to convert such stock into the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change by holders of the maximum number of shares of Common Stock into which such shares of Common Series C Preferred Stock could have been converted immediately prior to such recapitalization, reclassification or change, all subject to further adjustment as provided herein or with respect to such other securities or property by the terms thereof.
Appears in 2 contracts
Samples: Conversion Agreement (Geospatial Corp), Preferred Stock Purchase Agreement (Geospatial Corp)
Adjustment for Reclassification, Exchange and Substitution. If at any time or from time to time after the Original Issue Date while this Warrant remains outstanding, the Common Stock issuable upon the conversion of the Series A Preferred Stock is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than an Acquisition, Asset Transfer, subdivision by a Common Stock Event or combination of shares, a stock dividend, reorganization, merger, consolidation, or sale of assets consolidation provided for elsewhere in this Section 3.1(a)5), then in any such event the Registered Holder each holder of Series A Preferred Stock shall have the right thereafter to convert such stock into the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change by holders of the maximum number of shares of Common Stock into which such shares of Common Series A Preferred Stock could have been converted immediately prior to such recapitalization, reclassification or change, all subject to further adjustment as provided herein or with respect to such other securities or property by the terms thereof.
Appears in 2 contracts
Samples: Series a Preferred Stock and Warrant Purchase Agreement (Gric Communications Inc), Series a Preferred Stock and Warrant Purchase Agreement (Gric Communications Inc)
Adjustment for Reclassification, Exchange and Substitution. If Subject to the Conversion Cap, if at any time or from time to time after the Original Issue Date while this Warrant remains outstandingDate, the Common Stock is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than an Acquisition, Asset Transfer, a subdivision or combination of shares, shares or stock dividend, dividend or a reorganization, merger, consolidation, consolidation or sale of assets provided for elsewhere in this Section 3.1(a)5), in any such event the Registered Holder of the Convertible Note shall have the right thereafter to convert such stock Note into the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change by holders of the maximum number of shares of Common Stock into which such shares of Common Stock the Note could have been converted immediately prior to such recapitalization, reclassification or change, all subject to further adjustment as provided herein or with respect to such other securities or property by the terms thereof.
Appears in 1 contract
Adjustment for Reclassification, Exchange and Substitution. If at any time or from time to time after the Original Issue Date while this Warrant remains outstandingDate, the Common Stock issuable upon the exchange of the Series A Preferred Stock is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than by an Acquisition, Asset Transfer, subdivision Exchange Common Stock Event or combination of shares, a stock dividend, reorganization, merger, consolidation, consolidation or sale of assets provided for elsewhere in this Section 3.1(a)3), then in any such event the Registered Holder each holder of Series A Preferred Stock shall have the right thereafter to convert exchange such stock Series A Preferred Stock into the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change by holders of the maximum number of shares of Exchange Common Stock into which such shares of Common Stock Series A Preferred could have been converted exchanged immediately prior to such recapitalization, reclassification or change, all subject to further adjustment as provided herein or with respect to such other securities or property by the terms thereof.
Appears in 1 contract
Adjustment for Reclassification, Exchange and Substitution. If In the event that at any time or from time to time after the Original Issue Date while this Warrant remains outstanding, the Common Stock issuable upon the conversion of the Series F Preferred Stock is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than an Acquisition, Asset Transfer, a subdivision or combination of shares, shares or stock dividend, dividend or a reorganization, merger, consolidation, consolidation or sale of assets assets, provided for elsewhere in this Section 3.1(a)7), then and in any such event the Registered Holder each holder of Series F Preferred Stock shall have the right thereafter to convert such stock into the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change change, by holders of the maximum number of shares of Common Stock into which such shares of Common Series F Preferred Stock could have been converted immediately prior to such recapitalization, reclassification or change, all subject to further adjustment as provided herein or with respect to such other securities or property by the terms thereofherein.
Appears in 1 contract
Samples: Purchase and Registration Rights Agreement (Aegis Communications Group Inc)
Adjustment for Reclassification, Exchange and Substitution. If at any time or from time to time after the Original Issue Date while this Warrant remains outstandingDate, the Common Stock issuable upon the conversion of the Series B Preferred is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than an Acquisition, Asset Transfer, a subdivision or combination of shares, shares or stock dividend, dividend or a reorganization, merger, consolidation, consolidation or sale of assets provided for elsewhere in this Section 3.1(a)5), in any such event the Registered Holder each holder of Series B Preferred shall have the right thereafter to convert such stock into the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change by holders of the maximum number of shares of Common Stock into which such shares of Common Stock Series B Preferred could have been converted immediately prior to such recapitalization, reclassification or change, all subject to further adjustment as provided herein or with respect to such other securities or property by the terms thereof.
Appears in 1 contract
Adjustment for Reclassification, Exchange and Substitution. If at any time or from time to time after the Series A Original Issue Date while this Warrant remains outstandingDate, the shares of Common Stock issuable upon the conversion of Series A Stock is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than an Acquisition, Asset Transfer, a subdivision or combination of shares, shares or stock dividend, dividend or a reorganization, merger, consolidation, consolidation or sale of assets provided for elsewhere in this Section 3.1(a)5), in any such event the Registered Holder each holder of Series A Stock shall have the right thereafter to convert such stock into the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change by holders of the maximum number of shares of Common Stock into which such shares of Common Series A Stock could have been converted immediately prior to such recapitalization, reclassification or change, all subject to further adjustment as provided herein or with respect to such other securities or property by the terms thereof.
Appears in 1 contract
Samples: Merger Agreement (Biodelivery Sciences International Inc)
Adjustment for Reclassification, Exchange and Substitution. If at any time or from time to time after the Original Issue Date while this Warrant remains outstanding, the Common Stock issuable upon the conversion of the Series A Preferred Stock is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than an Acquisition, Asset Transfer, a subdivision or combination of shares, shares or stock dividend, reorganization, merger, consolidation, or sale of assets provided for elsewhere in this Section 3.1(a))6, or a merger or consolidation of the Company with or into another corporation, or the sale of all or substantially all the Company’s assets to another person) then, and in any such event the Registered Holder event, each holder of Series A Preferred Stock shall have the right thereafter to convert such stock into the kind and amount of stock and other securities and property receivable upon such recapitalizationreorganization, reclassification or other change change, by holders of the maximum number of shares of Common Stock into which such shares of Common Series A Preferred Stock could might have been converted immediately prior to such recapitalizationreorganization, reclassification or change, all subject to further adjustment as provided herein or with respect to such other securities or property by the terms thereofherein.
Appears in 1 contract
Samples: Credit Agreement (Inamed Corp)
Adjustment for Reclassification, Exchange and Substitution. If at any time or from time to time after the Date of Original Issue Date while this Warrant remains outstandingIssue, the Common Stock common stock issuable upon the conversion of this Debenture is changed into the same or a different number of shares of any class or classes series of stock, whether by recapitalization, reclassification or otherwise (other than an Acquisition, Asset Transfer, a subdivision or combination of shares, reverse stock dividend, split or stock dividend or a reorganization, merger, consolidation, consolidation or sale of assets provided for elsewhere in this Section 3.1(a)5), then in any such event the Registered Holder Purchaser shall have the right thereafter to convert such stock this Debenture into the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change by holders of the maximum number of shares of Common Stock common stock into which such shares of Common Stock this Debenture could have been converted immediately prior to such recapitalization, reclassification or change, all subject to further adjustment as provided herein or with respect to such other securities or property by the terms thereof.
Appears in 1 contract
Samples: Private Placement Subscription Agreement (Southern Star Energy Inc.)
Adjustment for Reclassification, Exchange and Substitution. If at any time or from time to time after the Original Issue Date while this Warrant remains outstanding, the Common Stock is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than an Acquisitionacquisition, Asset Transferasset transfer, subdivision or combination of shares, stock dividend, reorganization, merger, consolidation, or sale of assets provided for elsewhere in this Section 3.1(a)), in any such event the Registered Holder shall have the right thereafter to convert such stock into the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change by holders of the maximum number of shares of Common Stock into which such shares of Common Stock could have been converted immediately prior to such recapitalization, reclassification or change, all subject to further adjustment as provided herein or with respect to such other securities or property by the terms thereof.
Appears in 1 contract
Adjustment for Reclassification, Exchange and Substitution. If at any time or from time to time after the Original Issue Date while this Warrant remains outstandingDate, the Common Stock issuable upon the conversion of the Preferred Stock is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than an Acquisition, Acquisition or Asset Transfer, Transfer as defined in Section 3(d) or a subdivision or combination of shares, shares or stock dividend, dividend or a reorganization, merger, consolidation, consolidation or sale of assets provided for elsewhere in this Section 3.1(a4(h)), in any such event the Registered Holder each holder of Preferred Stock shall have the right thereafter to convert such stock into the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change by holders of the maximum number of shares of Common Stock into which such shares of Common Preferred Stock could have been converted immediately prior to such recapitalization, reclassification or change, all subject to further adjustment as provided herein or with respect to such other securities or property by the terms thereof.
Appears in 1 contract
Samples: Reorganization Agreement (Hydrogen Burner Technology Inc)
Adjustment for Reclassification, Exchange and Substitution. If at any time or from time to time after the Original Issue Date while this Warrant remains outstanding, the Common Stock issuable upon the conversion of the Series A Preferred Stock is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than an Acquisition, Asset Transfer, subdivision by a Common Stock Event or combination of shares, a stock dividend, reorganization, merger, consolidation, consolidation or sale of assets provided for elsewhere in this Section 3.1(a)5), then in any such event the Registered Holder each holder of Series A Preferred Stock shall have the right thereafter to convert such stock into the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change by holders of the maximum number of shares of Common Stock into which such shares of Common Series A Preferred Stock could have been converted immediately prior to such recapitalization, reclassification or change, all subject to further adjustment as provided herein or with respect to such other securities or property by the terms thereof.
Appears in 1 contract
Samples: Subordinated Loan and Security Agreement (Handspring Inc)
Adjustment for Reclassification, Exchange and Substitution. If at any time or from time to time after the Original Issue Date while this Warrant remains outstandingDate, the Common Stock is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than an Acquisition, Asset Transfer, subdivision or combination of shares, stock dividend, reorganization, merger, consolidation, or sale of assets provided for elsewhere in this Section 3.1(a)), in any such event event, the Registered Holder shall have the right thereafter to convert such stock into the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change by holders of the maximum number of shares of Common Stock into which such shares of Common Stock could have been converted immediately prior to such recapitalization, reclassification or change, all subject to further adjustment as provided herein or with respect to such other securities or property by the terms thereof.
Appears in 1 contract
Adjustment for Reclassification, Exchange and Substitution. If at any time or from time to time after the Date of Original Issue Date while this Warrant remains outstandingIssue, the Common Stock Shares issuable upon the conversion of the Warrants is changed into the same or a different number of shares of any class or classes series of stock, whether by recapitalization, reclassification or otherwise (other than an Acquisition, Asset Transfer, a subdivision or combination of shares, shares or stock dividend, dividend or a reorganization, merger, consolidation, consolidation or sale of assets provided for elsewhere in this Section 3.1(a)4.4), then in any such event the Registered Holder shall have the right thereafter to convert such stock into exercise the Warrants for the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change by holders of the maximum number of shares of Common Stock Shares into which such shares of Common Stock the Warrants could have been converted immediately prior to such recapitalization, reclassification or change, all subject to further adjustment as provided herein or with respect to such other securities or property by the terms thereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (Megawest Energy Corp.)
Adjustment for Reclassification, Exchange and Substitution. If at any time or from time to time after the Original Issue Date while this Warrant remains outstanding, the Common Stock issuable upon the conversion of the Series A Preferred Stock is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than an Acquisition, Asset Transfer, subdivision by a Common Stock Event or combination of shares, a stock dividend, reorganization, merger, consolidation, consolidation or sale of assets provided for elsewhere in this Section 3.1(a)10), then in any such event the Registered Holder each holder of Series A Preferred Stock shall have the right thereafter to convert such stock into the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change by holders of the maximum number of shares of Common Stock into which such shares of Common Series A Preferred Stock could have been converted immediately prior to such recapitalization, reclassification or change, all subject to further adjustment as provided herein or with respect to such other securities or property by the terms thereof. The Company shall give each holder of Series A Preferred Stock at least 30 days prior written notice of any event requiring adjustment pursuant to this Section 10.6.
Appears in 1 contract
Samples: Securities Purchase Agreement (Fw Integrated Orthopaedics Investors Lp)
Adjustment for Reclassification, Exchange and Substitution. If at any time or from time to time after the applicable Original Issue Date while this Warrant remains outstandingDate, the Common Stock Shares issuable upon the conversion of the Preferred Shares is changed into the same or a different number of shares of any class or classes class(es) of stockthe capital of the Company, whether by recapitalization, reclassification or otherwise (other than an Acquisition, Asset Transferas a result of a share dividend, subdivision or combination otherwise treated above, in which case the provisions of shares, stock dividend, reorganization, merger, consolidation, or sale of assets provided for elsewhere in this Section 3.1(a)8.5 above shall apply), in any such event the Registered Holder each Preferred Shareholder shall then have the right thereafter to convert such stock Preferred Shares into the kind and amount of stock share and other securities and property receivable upon such recapitalization, reclassification or other change by holders of the maximum number of shares of Common Stock Shares into which such shares of Common Stock Preferred Shares could have been converted immediately prior to such recapitalization, reclassification or change, all subject to further adjustment as provided herein or with respect to such other securities or property by the terms thereof.
Appears in 1 contract
Adjustment for Reclassification, Exchange and Substitution. If at any time or from time to time after the Original Issue Reference Date while this Warrant remains outstandingof the Series F Stock, the Common Stock issuable upon the conversion of such series of Preferred Stock is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than an Acquisition, Asset Transfer, a subdivision or combination of shares, shares or stock dividend, dividend or a reorganization, merger, consolidation, consolidation or sale of assets provided for elsewhere in this Section 3.1(a4 or Section 3(b)), then in any such event the Registered Holder shall each holder of such series of Preferred Stock will have the right thereafter to convert such stock into the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change by holders of the maximum number of shares of Common Stock into which such shares of Common Series F Stock could have been converted immediately prior to such recapitalization, reclassification or change, all subject to further adjustment as provided herein or with respect to such other securities or property by the terms thereof.
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Samples: Unit Purchase Agreement (Instant Video Technologies Inc)
Adjustment for Reclassification, Exchange and Substitution. If at any time or from time to time after the Original Issue Date while this Warrant remains outstandingDate, the Common Stock issuable upon the conversion of the Series A Preferred is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than an Acquisition, Asset Transfer, as a result of a subdivision or combination of shares, shares or stock dividend, dividend or a reorganization, merger, consolidation, merger or sale of assets provided for elsewhere consolidation in this Section 3.1(a)), which the Corporation is the continuing entity and which does not result in any change in the Common Stock) in any such event the Registered Holder Series A Preferred shall have the right thereafter to convert such stock be convertible into the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change by holders of the maximum number of shares of Common Stock into which such shares of Common Stock Series A Preferred could have been converted immediately prior to such recapitalization, reclassification or change, all subject to further adjustment as provided herein or with respect to such other securities or property by the terms thereof.
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Samples: Preferred Stock Purchase Agreement (Cumetrix Data Systems Corp)
Adjustment for Reclassification, Exchange and Substitution. If at any time or from time to time after the Original Issue Date while this Warrant remains outstandingIssuance Date, the shares of Common Stock is issuable upon the conversion of the Preferred Stock shall be changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than an Acquisition, Asset Transfer, subdivision or combination of shares, stock dividendreclassification, reorganization, merger, exchange, consolidation, or sale of assets provided for elsewhere in this Section 3.1(a))or otherwise, then, in any such event the Registered Holder event, each holder of Preferred Stock shall have the right thereafter to convert such stock into the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification reclassification, reorganization, merger, exchange, consolidation, sale of assets or other change by holders a holder of the maximum number of shares of Common Stock into which such shares of Common Preferred Stock could have been converted immediately prior to such recapitalization, reclassification reclassification, reorganization, merger, exchange, consolidation, sale of assets or other change, all subject to further adjustment as provided herein or with respect to such other securities or property by the terms thereof.
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Samples: Exchange Agreement (Accelerize Inc.)
Adjustment for Reclassification, Exchange and Substitution. If In the event that at any time or from time to time after the Original Issue Date while this Warrant remains outstandingdate hereof, the Buyer's Common Stock is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than an Acquisition, Asset Transfer, a subdivision or combination of shares, shares or stock dividend, dividend or a reorganization, merger, consolidation, consolidation or sale of assets assets, provided for elsewhere in this Section 3.1(a2.4(d)), then and in any such event the Registered Holder Sellers shall have the right thereafter to convert such stock into receive upon the payment of the Contingent Purchase Price the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change change, by holders a holder of the maximum number of shares of the Buyer's Common Stock into which such shares of Common Stock could otherwise would have been converted issued in payment of the Contingent Purchase Price if due and payable immediately prior to such recapitalization, reclassification or change, all subject to further adjustment as provided herein or with respect to such other securities or property by the terms thereofherein.
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Samples: Stock Purchase Agreement (Medicalogic/Medscape Inc)
Adjustment for Reclassification, Exchange and Substitution. If at any time or from time to time after the Original Issue Date while this Warrant remains outstandingDate, the Common Stock issuable upon the conversion of the Series Preferred is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than an Acquisition, Acquisition or Asset Transfer, Transfer as defined in Section 4 or a subdivision or combination of shares, shares or stock dividend, dividend or a reorganization, merger, consolidation, consolidation or sale of assets provided for elsewhere in this Section 3.1(a)5), in any such event the Registered Holder each holder of Series Preferred shall then have the right thereafter to convert such stock into the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change by holders of the maximum number of shares of Common Stock into which such shares of Common Stock Series Preferred could have been converted immediately prior to such recapitalization, reclassification or change, all subject to further adjustment as provided herein or with respect to such other securities or property by the terms thereof.
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Samples: Loan and Security Agreement (Revance Therapeutics, Inc.)