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Common use of Adjustment Clause in Contracts

Adjustment. In case of any recapitalization, readjustment or other change in the structure of Fund requiring a change in the form of share certificates, Service Company will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving the following: A. Written instructions from an officer of Fund. B. Certified copy of any amendment to the Agreement and Declaration of Trust or other document effecting the change. C. Certified copy of any order or consent of each governmental or regulatory authority required by law for the issuance of the shares in the new form, and an opinion of counsel that no order or consent of any other government or regulatory authority is required. D. Specimens of the new certificates in the form approved by the Board of Trustees of Fund, with a certificate of the Secretary of Fund as to such approval.

Appears in 30 contracts

Samples: Agency Agreement (Scudder Portfolio Trust/), Agency Agreement (Value Equity Trust), Agency Agreement (Kemper Growth & Income Fund)

Adjustment. In case of any recapitalization, readjustment or other change in the structure of Fund requiring a change in the form of share certificates, Service Company IFTC will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving the following: A. Written instructions from an officer of Fund. B. Certified copy of any amendment to the Agreement and Declaration of Trust or other document effecting the change. C. Certified copy of any order or consent of each governmental or regulatory authority required by law for the issuance of the shares in the new form, and an opinion of counsel that no order or consent of any other government or regulatory authority is required. D. Specimens of the new certificates in the form approved by the Board of Trustees of Fund, with a certificate of the Secretary of Fund as to such approval.

Appears in 18 contracts

Samples: Agency Agreement (Kemper Income & Capital Preservation Fund Inc), Agency Agreement (Kemper Diversified Income Fund), Agency Agreement (Kemper Quantitative Equity Fund)

Adjustment. In case of any recapitalization, readjustment or other change in the structure of Fund requiring a change in the form of share certificates, Service Company will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving the following: A. Written instructions from an officer of Fund. B. Certified copy of any amendment to the Amended and Restated Agreement and Declaration of Trust or other document effecting the change. C. Certified copy of any order or consent of each governmental or regulatory authority required by law for the issuance of the shares in the new form, and an opinion of counsel that no order or consent of any other government or regulatory authority is required. D. Specimens of the new certificates in the form approved by the Board of Trustees of Fund, with a certificate of the Secretary of Fund as to such approval.

Appears in 13 contracts

Samples: Agency Agreement (DWS State Tax-Free Income Series), Agency Agreement (Cash Account Trust), Agency Agreement (DWS Balanced Fund)

Adjustment. In case of any recapitalization, readjustment or other change in the structure of Fund requiring a change in the form of share certificates, Service Company will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving the following: A. Written instructions from an officer of Fund. B. Certified copy of any amendment to the Agreement and Declaration of Trust or other document effecting the change. C. Certified copy of any order or consent of each governmental or regulatory authority required by law for the issuance of the shares in the new form, and an opinion of counsel that no order or consent of any other government or regulatory authority is required. D. Specimens of the new certificates in the form approved by the Board of Trustees of Fund, with a certificate of the Secretary of Fund as to such approval.

Appears in 12 contracts

Samples: Transfer Agency and Service Agreement (DWS International Equity Portfolio), Transfer Agency and Service Agreement (DWS Equity 500 Index Portfolio), Transfer Agency and Service Agreement (DWS Institutional Funds)

Adjustment. In case of any recapitalization, readjustment or other change in the structure of Fund requiring a change in the form of share certificates, Service Company will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving the following: A. Written instructions from an officer of Fund. B. Certified copy of any amendment to the Agreement Amended and Restated Declaration of Trust or other document effecting the change. C. Certified copy of any order or consent of each governmental or regulatory authority required by law for the issuance of the shares in the new form, and an opinion of counsel that no order or consent of any other government or regulatory authority is required. D. Specimens of the new certificates in the form approved by the Board of Trustees of Fund, with a certificate of the Secretary of Fund as to such approval.

Appears in 10 contracts

Samples: Agency Agreement (DWS Blue Chip Fund), Agency Agreement (DWS Tax Free Trust), Agency Agreement (DWS Investment Trust)

Adjustment. In case of any recapitalization, readjustment or other change in the structure of Fund requiring a change in the form of share certificates, Service Company will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving the following: A. Written instructions from an officer of Fund. B. Certified copy of any amendment to the Agreement and Declaration Articles of Trust Incorporation or other document effecting the change. C. Certified copy of any order or consent of each governmental or regulatory authority required by law for the issuance of the shares in the new form, and an opinion of counsel that no order or consent of any other government or regulatory authority is required. D. Specimens of the new certificates in the form approved by the Board of Trustees Directors of Fund, with a certificate of the Secretary of Fund as to such approval.

Appears in 7 contracts

Samples: Agency Agreement (Scudder International Fund Inc), Agency Agreement (Kemper Global International Series), Agency Agreement (Kemper Global International Series)

Adjustment. In case of any recapitalization, readjustment or other change in the structure of Fund requiring a change in the form of share certificates, Service Company will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving the following: A. Written instructions from an officer of Fund. B. Certified copy of any amendment to the Agreement and Declaration Articles of Trust Incorporation or other document effecting the change. C. Certified copy of any order or consent of each governmental or regulatory authority required by law for the issuance of the shares in the new form, and an opinion of counsel that no order or consent of any other government or regulatory authority is required. D. Specimens of the new certificates in the form approved by the Board of Trustees of Fund, with a certificate of the Secretary of Fund as to such approval.

Appears in 5 contracts

Samples: Transfer Agency and Service Agreement (DWS Communications Fund, Inc.), Transfer Agency and Service Agreement (DWS Equity Partners Fund, Inc.), Transfer Agency and Service Agreement (Cash Reserve Fund Inc)

Adjustment. In case of any recapitalization, readjustment or other change in the structure of Fund requiring a change in the form of share certificates, Service Company will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving the following: A. Written instructions from an officer of Fund. B. Certified copy of any amendment to the Agreement and Declaration Articles of Trust Incorporation or other document effecting the change. C. Certified copy of any order or consent of each governmental or regulatory authority required by law for the issuance of the shares in the new form, and an opinion of counsel that no order or consent of any other government or regulatory authority is required. D. Specimens of the new certificates in the form approved by the Board of Trustees Directors of Fund, with a certificate of the Secretary of Fund as to such approval.

Appears in 3 contracts

Samples: Agency Agreement (Scudder Mutual Funds Inc), Agency Agreement (Global/International Fund Inc), Agency Agreement (Global/International Fund Inc)

Adjustment. In case of any recapitalization, readjustment or other change in the structure of the Fund requiring a change in the form of share certificates, Service Company will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving the following: A. Written instructions from an officer of Fundthe Company. B. Certified copy of any amendment to the Agreement and Declaration of Trust Charter or other document effecting the change. C. Certified copy of any order or consent of each governmental or regulatory authority required by law for the issuance of the shares in the new form, and an opinion of counsel that no order or consent of any other government or regulatory authority is required. D. Specimens of the new certificates in the form approved by the Board of Trustees Directors of Fundthe Company, with a certificate of the Secretary of Fund the Company as to such approval.

Appears in 2 contracts

Samples: Agency Agreement (Scudder Global Fund Inc), Agency Agreement (Global/International Fund Inc)

Adjustment. In case of any recapitalization, readjustment or other change in the structure of Fund requiring a change in the form of share certificates, Service Company will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving the following: A. Written instructions from an officer of Fund. B. Certified copy of any amendment to the Agreement and Declaration of Trust Articles Supplementary or other document effecting the change. C. Certified copy of any order or consent of each governmental or regulatory authority required by law for the issuance of the shares in the new form, and an opinion of counsel that no order or consent of any other government or regulatory authority is required. D. Specimens of the new certificates in the form approved by the Board of Trustees Directors of Fund, with a certificate of the Secretary of Fund as to such approval.

Appears in 2 contracts

Samples: Agency Agreement (Scudder International Fund Inc), Agency Agreement (Scudder International Fund Inc)

Adjustment. In case of any recapitalization, readjustment or other change in the structure of Fund requiring a change in the form of share certificates, Service Company IFTC will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving the followingreceiving: A. Written instructions from an officer of Fund.; B. Certified copy of any the amendment to the Agreement and Declaration of Trust or other document effecting the change.; C. Certified copy of any the order or consent of each governmental or regulatory authority authority, required by law for to the issuance of the shares in the new form, and an opinion of counsel that no the order or consent of any no other government or regulatory authority is required.require; D. Specimens of the new certificates in the form approved by the Board of Trustees of Fund, with a certificate of the Secretary of Fund as to such approval.;

Appears in 1 contract

Samples: Agency Agreement (Kemper Strategic Municipal Income Trust)

Adjustment. In case of any recapitalization, readjustment or other change in the structure of Fund requiring a change in the form of share certificates, Service Company IFTC will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving the following: A. Written instructions from an officer of Fund. B. Certified copy of any the amendment to the Agreement and Declaration Articles of Trust Incorporation or other document effecting the change. C. Certified copy of any the order or consent of each governmental or regulatory authority authority, required by law for to the issuance of the shares in the new form, and an opinion of counsel that no the order or consent of any no other government or regulatory authority is required. D. Specimens of the new certificates in the form approved by the Board of Trustees Directors of Fund, with a certificate of the Secretary of Fund as to such approval.

Appears in 1 contract

Samples: Transfer Agreement (Growth Fund of Spain Inc)

Adjustment. In case of any recapitalization, readjustment or other change in the structure of Fund requiring a change in the form of share certificates, Service Company IFTC will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving the following: A. Written instructions from an officer of Fund. B. Certified copy of any the amendment to the Agreement and Declaration of Trust or other document effecting the change. C. Certified copy of any the order or consent of each governmental or regulatory authority authority, required by law for to the issuance of the shares in the new form, and an opinion of counsel that no the order or consent of any no other government or regulatory authority is required. D. Specimens of the new certificates in the form approved by the Board of Trustees of Fund, with a certificate of the Secretary of Fund as to such approval.

Appears in 1 contract

Samples: Agency Agreement (Kemper High Income Trust)

Adjustment. In case of any recapitalization, readjustment or ---------- other change in the structure of Fund requiring a change in the form of share certificates, Service Company IFTC will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving the following: A. Written instructions from an officer of Fund. B. Certified copy of any amendment to the Agreement and Declaration Articles of Trust Incorporation or other document effecting the change. C. Certified copy of any order or consent of each governmental or regulatory authority required by law for the issuance of the shares in the new form, and an opinion of counsel that no order or consent of any other government or regulatory authority is required. D. Specimens of the new certificates in the form approved by the Board of Trustees Directors of Fund, with a certificate of the Secretary of Fund as to such approval.

Appears in 1 contract

Samples: Agency Agreement (Kemper New Europe Fund Inc)

Adjustment. In case of any recapitalization, readjustment or other change in the structure of the Fund requiring a change in the form of share certificates, Service Company will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving the following: A. Written instructions from an officer of the Fund. B. Certified copy of any amendment to the Agreement and Declaration of Trust or other document effecting the change. C. Certified copy of any order or consent of each governmental or regulatory authority required by law for the issuance of the shares in the new form, and an opinion of counsel that no order or consent of any other government or regulatory authority is required. D. Specimens of the new certificates in the form approved by the Board of Trustees of the Fund, with a certificate of the Secretary of the Fund as to such approval.

Appears in 1 contract

Samples: Agency Agreement (Kemper Floating Rate Fund)

Adjustment. In case of any recapitalization, readjustment or other change in the structure of Fund requiring a change in the form of share certificates, Service Company IFTC will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving the following: A. Written instructions from an officer of Fund. B. Certified copy of any amendment to the Agreement and Declaration Articles of Trust Incorporation or other document effecting the change. C. Certified copy of any order or consent of each governmental or regulatory authority required by law for the issuance of the shares in the new form, and an opinion of counsel that no order or consent of any other government or regulatory authority is required. D. Specimens of the new certificates in the form approved by the Board of Trustees Directors of Fund, with a certificate of the Secretary of Fund as to such approval.

Appears in 1 contract

Samples: Agency Agreement (Scudder New Europe Fund Inc)