Common use of Adjustment Clause in Contracts

Adjustment. In case of any recapitalization, readjustment or other change in the structure of Fund requiring a change in the form of share certificates, Service Company will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving the following: A. Written instructions from an officer of Fund. B. Certified copy of any amendment to the Agreement and Declaration of Trust or other document effecting the change. C. Certified copy of any order or consent of each governmental or regulatory authority required by law for the issuance of the shares in the new form, and an opinion of counsel that no order or consent of any other government or regulatory authority is required. D. Specimens of the new certificates in the form approved by the Board of Trustees of Fund, with a certificate of the Secretary of Fund as to such approval.

Appears in 30 contracts

Samples: Agency Agreement (Scudder Tax Free Trust), Agency Agreement (Scudder Pathway Series /New/), Agency Agreement (Kemper Securities Trust)

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Adjustment. In case of any recapitalization, readjustment or other change in the structure of Fund requiring a change in the form of share certificates, Service Company IFTC will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving the following: A. Written instructions from an officer of Fund. B. Certified copy of any amendment to the Agreement and Declaration of Trust or other document effecting the change. C. Certified copy of any order or consent of each governmental or regulatory authority required by law for the issuance of the shares in the new form, and an opinion of counsel that no order or consent of any other government or regulatory authority is required. D. Specimens of the new certificates in the form approved by the Board of Trustees of Fund, with a certificate of the Secretary of Fund as to such approval.

Appears in 18 contracts

Samples: Agency Agreement (Kemper Europe Fund), Agency Agreement (Kemper Money Market Fund), Agency Agreement (Kemper Growth Fund)

Adjustment. In case of any recapitalization, readjustment or other change in the structure of Fund requiring a change in the form of share certificates, Service Company will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving the following: A. Written instructions from an officer of Fund. B. Certified copy of any amendment to the Amended and Restated Agreement and Declaration of Trust or other document effecting the change. C. Certified copy of any order or consent of each governmental or regulatory authority required by law for the issuance of the shares in the new form, and an opinion of counsel that no order or consent of any other government or regulatory authority is required. D. Specimens of the new certificates in the form approved by the Board of Trustees of Fund, with a certificate of the Secretary of Fund as to such approval.

Appears in 13 contracts

Samples: Agency Agreement (DWS Technology Fund), Agency Agreement (Investors Cash Trust), Agency Agreement (Tax-Exempt California Money Market Fund)

Adjustment. In case of any recapitalization, readjustment or other change in the structure of Fund requiring a change in the form of share certificates, Service Company will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving the following: A. Written instructions from an officer of Fund. B. Certified copy of any amendment to the Agreement and Declaration of Trust or other document effecting the change. C. Certified copy of any order or consent of each governmental or regulatory authority required by law for the issuance of the shares in the new form, and an opinion of counsel that no order or consent of any other government or regulatory authority is required. D. Specimens of the new certificates in the form approved by the Board of Trustees of Fund, with a certificate of the Secretary of Fund as to such approval.

Appears in 12 contracts

Samples: Transfer Agency and Service Agreement (DWS Advisor Funds), Transfer Agency and Service Agreement (Treasury Money Portfolio), Transfer Agency and Service Agreement (DWS Institutional Funds)

Adjustment. In case of any recapitalization, readjustment or other change in the structure of Fund requiring a change in the form of share certificates, Service Company will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving the following: A. Written instructions from an officer of Fund. B. Certified copy of any amendment to the Agreement Amended and Restated Declaration of Trust or other document effecting the change. C. Certified copy of any order or consent of each governmental or regulatory authority required by law for the issuance of the shares in the new form, and an opinion of counsel that no order or consent of any other government or regulatory authority is required. D. Specimens of the new certificates in the form approved by the Board of Trustees of Fund, with a certificate of the Secretary of Fund as to such approval.

Appears in 10 contracts

Samples: Agency Agreement (DWS Securities Trust), Agency Agreement (DWS Mutual Funds, Inc.), Agency Agreement (DWS Blue Chip Fund)

Adjustment. In case of any recapitalization, readjustment or other change in the structure of Fund requiring a change in the form of share certificates, Service Company will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving the following: A. Written instructions from an officer of Fund. B. Certified copy of any amendment to the Agreement and Declaration Articles of Trust Incorporation or other document effecting the change. C. Certified copy of any order or consent of each governmental or regulatory authority required by law for the issuance of the shares in the new form, and an opinion of counsel that no order or consent of any other government or regulatory authority is required. D. Specimens of the new certificates in the form approved by the Board of Trustees Directors of Fund, with a certificate of the Secretary of Fund as to such approval.

Appears in 7 contracts

Samples: Agency Agreement (Kemper Global International Series), Agency Agreement (Kemper Global International Series), Agency Agreement (Kemper Global International Series)

Adjustment. In case of any recapitalization, readjustment or other change in the structure of Fund requiring a change in the form of share certificates, Service Company will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving the following: A. Written instructions from an officer of Fund. B. Certified copy of any amendment to the Agreement and Declaration Articles of Trust Incorporation or other document effecting the change. C. Certified copy of any order or consent of each governmental or regulatory authority required by law for the issuance of the shares in the new form, and an opinion of counsel that no order or consent of any other government or regulatory authority is required. D. Specimens of the new certificates in the form approved by the Board of Trustees of Fund, with a certificate of the Secretary of Fund as to such approval.

Appears in 5 contracts

Samples: Transfer Agency and Service Agreement (DWS Communications Fund, Inc.), Transfer Agency and Service Agreement (DWS Investors Funds, Inc.), Transfer Agency and Service Agreement (Cash Reserve Fund Inc)

Adjustment. In case of any recapitalization, readjustment or other change in the structure of Fund requiring a change in the form of share certificates, Service Company will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving the following: A. Written instructions from an officer of Fund. B. Certified copy of any amendment to the Agreement and Declaration Articles of Trust Incorporation or other document effecting the change. C. Certified copy of any order or consent of each governmental or regulatory authority required by law for the issuance of the shares in the new form, and an opinion of counsel that no order or consent of any other government or regulatory authority is required. D. Specimens of the new certificates in the form approved by the Board of Trustees Directors of Fund, with a certificate of the Secretary of Fund as to such approval.

Appears in 3 contracts

Samples: Agency Agreement (Global/International Fund Inc), Agency Agreement (Global/International Fund Inc), Agency Agreement (Scudder Mutual Funds Inc)

Adjustment. In case of any recapitalization, readjustment or other change in the structure of Fund requiring a change in the form of share certificates, Service Company will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving the following: A. Written instructions from an officer of Fund. B. Certified copy of any amendment to the Agreement and Declaration of Trust Articles Supplementary or other document effecting the change. C. Certified copy of any order or consent of each governmental or regulatory authority required by law for the issuance of the shares in the new form, and an opinion of counsel that no order or consent of any other government or regulatory authority is required. D. Specimens of the new certificates in the form approved by the Board of Trustees Directors of Fund, with a certificate of the Secretary of Fund as to such approval.

Appears in 2 contracts

Samples: Agency Agreement (Scudder International Fund Inc), Agency Agreement (Scudder International Fund Inc)

Adjustment. In case of any recapitalization, readjustment or other change in the structure of the Fund requiring a change in the form of share certificates, Service Company will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving the following: A. Written instructions from an officer of Fundthe Company. B. Certified copy of any amendment to the Agreement and Declaration of Trust Charter or other document effecting the change. C. Certified copy of any order or consent of each governmental or regulatory authority required by law for the issuance of the shares in the new form, and an opinion of counsel that no order or consent of any other government or regulatory authority is required. D. Specimens of the new certificates in the form approved by the Board of Trustees Directors of Fundthe Company, with a certificate of the Secretary of Fund the Company as to such approval.

Appears in 2 contracts

Samples: Agency Agreement (Global/International Fund Inc), Agency Agreement (Scudder Global Fund Inc)

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Adjustment. In case of any recapitalization, readjustment or ---------- other change in the structure of Fund requiring a change in the form of share certificates, Service Company IFTC will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving the following: A. Written instructions from an officer of Fund. B. Certified copy of any amendment to the Agreement and Declaration Articles of Trust Incorporation or other document effecting the change. C. Certified copy of any order or consent of each governmental or regulatory authority required by law for the issuance of the shares in the new form, and an opinion of counsel that no order or consent of any other government or regulatory authority is required. D. Specimens of the new certificates in the form approved by the Board of Trustees Directors of Fund, with a certificate of the Secretary of Fund as to such approval.

Appears in 1 contract

Samples: Agency Agreement (Kemper New Europe Fund Inc)

Adjustment. In case of any recapitalization, readjustment or other change in the structure of Fund requiring a change in the form of share certificates, Service Company IFTC will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving the followingreceiving: A. Written instructions from an officer of Fund.; B. Certified copy of any the amendment to the Agreement and Declaration of Trust or other document effecting the change.; C. Certified copy of any the order or consent of each governmental or regulatory authority authority, required by law for to the issuance of the shares in the new form, and an opinion of counsel that no the order or consent of any no other government or regulatory authority is required.require; D. Specimens of the new certificates in the form approved by the Board of Trustees of Fund, with a certificate of the Secretary of Fund as to such approval.;

Appears in 1 contract

Samples: Agency Agreement (Kemper Strategic Municipal Income Trust)

Adjustment. In case of any recapitalization, readjustment or other change in the structure of Fund requiring a change in the form of share certificates, Service Company IFTC will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving the following: A. Written instructions from an officer of Fund. B. Certified copy of any amendment to the Agreement and Declaration Articles of Trust Incorporation or other document effecting the change. C. Certified copy of any order or consent of each governmental or regulatory authority required by law for the issuance of the shares in the new form, and an opinion of counsel that no order or consent of any other government or regulatory authority is required. D. Specimens of the new certificates in the form approved by the Board of Trustees Directors of Fund, with a certificate of the Secretary of Fund as to such approval.

Appears in 1 contract

Samples: Agency Agreement (Scudder New Europe Fund Inc)

Adjustment. In case of any recapitalization, readjustment or other change in the structure of the Fund requiring a change in the form of share certificates, Service Company will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving the following: A. Written instructions from an officer of the Fund. B. Certified copy of any amendment to the Agreement and Declaration of Trust or other document effecting the change. C. Certified copy of any order or consent of each governmental or regulatory authority required by law for the issuance of the shares in the new form, and an opinion of counsel that no order or consent of any other government or regulatory authority is required. D. Specimens of the new certificates in the form approved by the Board of Trustees of the Fund, with a certificate of the Secretary of the Fund as to such approval.

Appears in 1 contract

Samples: Agency Agreement (Kemper Floating Rate Fund)

Adjustment. In case of any recapitalization, readjustment or other change in the structure of Fund requiring a change in the form of share certificates, Service Company IFTC will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving the following: A. Written instructions from an officer of Fund. B. Certified copy of any the amendment to the Agreement and Declaration of Trust or other document effecting the change. C. Certified copy of any the order or consent of each governmental or regulatory authority authority, required by law for to the issuance of the shares in the new form, and an opinion of counsel that no the order or consent of any no other government or regulatory authority is required. D. Specimens of the new certificates in the form approved by the Board of Trustees of Fund, with a certificate of the Secretary of Fund as to such approval.

Appears in 1 contract

Samples: Agency Agreement (Kemper High Income Trust)

Adjustment. In case of any recapitalization, readjustment or other change in the structure of Fund requiring a change in the form of share certificates, Service Company IFTC will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving the following: A. Written instructions from an officer of Fund. B. Certified copy of any the amendment to the Agreement and Declaration Articles of Trust Incorporation or other document effecting the change. C. Certified copy of any the order or consent of each governmental or regulatory authority authority, required by law for to the issuance of the shares in the new form, and an opinion of counsel that no the order or consent of any no other government or regulatory authority is required. D. Specimens of the new certificates in the form approved by the Board of Trustees Directors of Fund, with a certificate of the Secretary of Fund as to such approval.

Appears in 1 contract

Samples: Transfer Agreement (Growth Fund of Spain Inc)

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