Common use of Adviser Representations and Warranties Clause in Contracts

Adviser Representations and Warranties. The Adviser represents and warrants to Sub-Adviser that (a) the Adviser’s entry into this Agreement on behalf of the Fund and the performance of it and the Fund of their respective obligations hereunder has been duly authorized by the Adviser, and to the best of the Adviser’s knowledge, by the Fund and the Company and will not cause the Adviser, and to the best of the Adviser’s knowledge, the Fund or the Company, to be in violation of the 1940 Act or any other applicable law or regulation, (b) a division of the Adviser is registered as an investment adviser with the SEC and is in compliance with all applicable rules and regulations of the SEC pertaining to its investment advisory activities, (c) to the best of the Adviser’s knowledge, the Fund is the legal owner of all of its assets, and (d) the Adviser is empowered to enter into this Agreement without the consent or authority of any other party or, alternatively, has at the date hereof obtained such consents as may be necessary to permit the making of this Agreement.

Appears in 1 contract

Samples: Sub Advisory Agreement (First Focus Funds Inc)

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Adviser Representations and Warranties. The Adviser represents and warrants to Sub-Adviser that (a) the Adviser’s 's entry into this Agreement on behalf of the Fund and the performance of it and the Fund of their respective obligations hereunder has been duly authorized by the Adviser, and to the best of the Adviser’s 's knowledge, by the Fund and the Company and will not cause the Adviser, and to the best of the Adviser’s 's knowledge, the Fund or the Company, to be in violation of the 1940 Act or any other applicable law or regulation, (b) a division of the Adviser is registered as an investment adviser with the SEC and is in compliance with all applicable rules and regulations of the SEC pertaining to its investment advisory activities, (c) to the best of the Adviser’s 's knowledge, the Fund is the legal owner of all of its assets, and (d) the Adviser is empowered to enter into this Agreement without the consent or authority of any other party or, alternatively, has at the date hereof obtained such consents as may be necessary to permit the making of this Agreement.

Appears in 1 contract

Samples: Sub Advisory Agreement (First Focus Funds Inc)

Adviser Representations and Warranties. The Adviser represents and warrants to Sub-Adviser that (a) the Adviser’s 's entry into this Agreement on behalf of the Fund and the performance of it and the Fund of their respective obligations hereunder has been duly authorized by the Adviser, and to the best of the Adviser’s 's knowledge, by the Fund and the Company First Focus and will not cause the Adviser, and to the best of the Adviser’s 's knowledge, the Fund or the Company, First Focus to be in violation of the 1940 Act or any other applicable law or regulation, (b) a division of the Adviser is registered as an investment adviser with the SEC under the Advisers Act and is in compliance with all applicable rules and regulations of the SEC pertaining to its investment advisory activities, (c) to the best of the Adviser’s 's knowledge, the Fund is the legal owner of all of its assets, and (d) the Adviser is empowered to enter into this Agreement without the consent or authority of any other party or, alternatively, has at the date hereof obtained such consents as may be necessary to permit the making of this Agreement.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (First Focus Funds Inc)

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Adviser Representations and Warranties. The Adviser represents and warrants to Sub-Adviser that (a) the Adviser’s 's entry into this Agreement on behalf of the Fund and the performance of it and the Fund of their respective obligations hereunder has been duly authorized by the Adviser, and to the best of the Adviser’s 's knowledge, by the Fund and the Company First Focus and will not cause the Adviser, and to the best of the Adviser’s 's knowledge, the Fund or the Company, First Focus to be in violation of the 1940 Act or any other applicable law or regulation, (b) a division of the Adviser is registered as an investment adviser with the SEC under the Advisers Act and is in compliance with all applicable rules and regulations of the SEC pertaining to its investment advisory activities, (c) to the best of the Adviser’s 's knowledge, the Fund First Focus is the legal owner of all of its assets, and (d) the Adviser is empowered to enter into this Agreement without the consent or authority of any other party or, alternatively, has at the date hereof obtained such consents as may be necessary to permit the making of this Agreement.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (First Focus Funds Inc)

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