ADVISOR ACTIONS Sample Clauses

The "ADVISOR ACTIONS" clause defines the specific actions, responsibilities, or authorities granted to an advisor within an agreement. Typically, this clause outlines what decisions or tasks the advisor is permitted or required to undertake, such as providing guidance, making recommendations, or representing a party in certain matters. By clearly delineating the advisor's role and permitted activities, this clause helps prevent misunderstandings and ensures that both parties are aware of the advisor's scope of involvement.
ADVISOR ACTIONS. The Advisor will use its best efforts to cause each Fund to maintain the expense level described in Section 2 by taking one or more of the following actions: (i) waiving a portion of its fee under the Advisory Agreement between the Advisor and the Trust relating to the Fund; (ii) reimbursing the Fund for expenses exceeding the Expense Limitation; or (iii) paying directly expenses that may exceed the Expense Limitation.
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ADVISOR ACTIONS. The Advisor shall provide or cause the Dealer Manager to provide to the Sub-Advisor the following:
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ADVISOR ACTIONS. The Advisor shall provide or cause the Dealer Manager to provide to the Sub-Advisor the following: • Bi-weekly meeting or call with the Dealer Manager’s head of national accounts (this can be moved to monthly once the Company has raised at least $500 million in Offering proceeds). Topics to be discussed include the following: • progress with selling agreements • feedback from target broker-dealers • momentum with non-traditional non-listed REIT buyers (i.e. wire house, regional firms) • travel requests for Sub-Advisor’s portfolio manager and/or senior management • Monthly report showing monthly meeting count from the external sales force where the Company is discussed • Monthly report showing monthly call count from the internal sale desk where the Company is discussed • Monthly conference calls with the broad sales organization (national accounts and internal/external) where the Sub-Advisor’s portfolio managers discuss market conditions and portfolio updates (this can moved to quarterly once the Company has raised at least $500 million in Offering proceeds) • Quarterly conference calls with each individual external sales person. Topics to be discussed including the following: • travel schedules with the Sub-Advisor’s portfolio manager and new business personnel • where the Sub-Advisor can be more helpful/proactive with sales efforts • feedback from advisors/brokers regarding the Company, its fee structure, and other features of the Offering • Quarterly visits by the Sub-Advisor to the Advisor’s offices to meet with sales management and shadow/present to internal sales
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ADVISOR ACTIONS. 1.1 On the basis of the representations, warranties and agreements set forth herein and subject to performance by Saba of its covenants and other obligations hereunder and the other conditions set forth herein: (a) The Advisor represents and warrants that the Fund has declared a special distribution in the aggregate amount of $300,000 expected to be paid after the Reorganization is approved by Fund shareholders and before the consummation of the Reorganization (the "Special Distribution"), such Special Distribution to be paid no later than the earlier of (i) the next scheduled distribution and (ii) September 30, 2022. (b) The Advisor shall, no later than five (5) business days after the Fund's shareholders approve of the Reorganization, transfer $300,000 to the Fund to be distributed in the Special Distribution contemplated by Section 1.1(a).
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Related to ADVISOR ACTIONS

  • No Class Actions Notwithstanding any language herein to the contrary, if you or we elect to arbitrate a Claim, neither you nor we will have the right to: (i) participate in a class action in court or in arbitration, either as a class representative, class member or class opponent; (ii) act as a private attorney general in court or in arbitration; or (iii) join or consolidate your Claims with claims of any other person, and the arbitrator shall have no authority to conduct any such class, private attorney general or multiple-party proceeding.

  • Other Actions In order to further insure the attachment, perfection and priority of, and the ability of the Collateral Agent to enforce, the Security Interest, each Grantor agrees, in each case at such Grantor’s own expense, to take the following actions with respect to the following Article 9 Collateral:

  • AUTHORITY FOR ACTION Florida Administrative Code 6A-1.012 (11) (a)

  • CLASS ACTIONS The Custodian shall use its best efforts to identify and file claims for the Fund(s) involving any class action litigation that impacts any security the Fund(s) may have held during the class period. The Trust agrees that the Custodian may file such claims on its behalf and understands that it may be waiving and/or releasing certain rights to make claims or otherwise pursue class action defendants who settle their claims. Further, the Trust acknowledges that there is no guarantee these claims will result in any payment or partial payment of potential class action proceeds and that the timing of such payment, if any, is uncertain. However, the Trust may instruct the Custodian to distribute class action notices and other relevant documentation to the Fund(s) or its designee and, if it so elects, will relieve the Custodian from any and all liability and responsibility for filing class action claims on behalf of the Fund(s). In the event the Fund(s) are closed, the Custodian shall only file the class action claims upon written instructions by an authorized representative of the closed Fund(s). Any expenses associated with such filing will be assessed against the proceeds received of any class action settlement.

  • Other Legal Actions The actions stipulated in this Integrity Pact are without prejudice to any other legal action that may follow in accordance with the provisions of the extant law in force relating to any civil or criminal proceedings.