Advisory Relationship. You are in the business of advising clients with respect to certain investments including investments in the Company (the “Advisor”). As an Advisor you do not receive any sales commissions or other compensation from the Company, but instead receive your fees directly from your client. You do not act as a broker dealer and investments in the Company are made directly by your client.
Appears in 3 contracts
Samples: Advisory Agreement (Redwood Mortgage Investors IX), Advisory Agreement (Redwood Mortgage Investors IX), Advisory Agreement (Redwood Mortgage Investors IX)
Advisory Relationship. You are in the business of advising clients with respect to certain investments including investments in the Company (the “Advisor”). As an Advisor you do not receive any sales commissions or other compensation from the Company, but instead receive your fees directly from your client. You do not act as a broker broker-dealer and investments in the Company are made directly by your client.
Appears in 1 contract
Advisory Relationship. You are in the business of advising clients with respect to certain investments including investments in the Company Partnership (the “"Advisor”"). As an Advisor you do not receive any sales commissions or other compensation from the CompanyPartnership, but instead receive your fees directly from your client. You do not act as a broker dealer and investments in the Company Partnership are made directly by your clientthe Investor.
Appears in 1 contract
Samples: Redwood Mortgage Investors Viii
