Affiliated Persons. Except as disclosed in the Registration Statement and the Prospectus (i) no person is serving or acting as an officer, director or investment adviser of the Company, except in accordance with the provisions of the 1940 Act and the Advisers Act, and (ii) to the knowledge of the Company, no director of the Company is an “interested person” (as defined in the 1000 Xxx) of the Company or an “affiliated person” (as defined in the 1000 Xxx) of the Agent.
Appears in 6 contracts
Samples: At Market Issuance Sales Agreement (Stellus Capital Investment Corp), At Market Issuance Sales Agreement (Stellus Capital Investment Corp), At Market Issuance Sales Agreement (MONROE CAPITAL Corp)
Affiliated Persons. Except as disclosed in the Registration Statement and the Prospectus (i) no No person is serving or acting as an officer, director or investment adviser advisor of the Company, except in accordance with the provisions of the 1940 Act and the Advisers Act, and (ii) to the knowledge of the Company, no director of the Company is an “interested person” (as defined in the 1000 Xxx) of the Company or an “affiliated person” (as defined in the 1000 Xxx) of the Agentany Underwriter.
Appears in 2 contracts
Samples: Underwriting Agreement (Stellus Capital Investment Corp), Underwriting Agreement (Stellus Capital Investment Corp)
Affiliated Persons. Except as disclosed in the Registration Statement and the Prospectus (i) no person is serving or acting as an officer, director or investment adviser of the Company, except in accordance with the provisions of the 1940 Act and the Advisers Act, and (ii) to the knowledge of the Company, no director of the Company is an “interested person” (as defined in the 1000 1900 Xxx) of the Company or an “affiliated person” (as defined in the 1000 1900 Xxx) of the Agent.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (MONROE CAPITAL Corp)
Affiliated Persons. Except as disclosed in the Registration Statement and the Prospectus (i) no person is serving or acting as an officer, director or investment adviser of the Company, except in accordance with the provisions of the 1940 Act and the Advisers Act, and (ii) to the knowledge of the Company, no director of the Company is an “interested person” (as defined in the 1000 0000 Xxx) of the Company or an “affiliated person” (as defined in the 1000 0000 Xxx) of the Agent.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (MONROE CAPITAL Corp)
