Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative and its counsel if it is aware that any 5% or greater stockholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Units.
Appears in 26 contracts
Samples: Underwriting Agreement (Trailblazer Merger Corp I), Underwriting Agreement (Trailblazer Merger Corp I), Underwriting Agreement (Kimbell Tiger Acquisition Corp)
Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative Representatives and its their counsel if it is aware that any 510% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Units.
Appears in 21 contracts
Samples: Underwriting Agreement (Spring Valley Acquisition Corp. II), Underwriting Agreement (Spring Valley Acquisition Corp. II), Underwriting Agreement (Patria Latin American Opportunity Acquisition Corp.)
Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative Representatives and its their counsel if it is aware that any 5% or greater stockholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Units.
Appears in 17 contracts
Samples: Underwriting Agreement (Music Acquisition Corp), Underwriting Agreement (Music Acquisition Corp), Underwriting Agreement (Golden Falcon Acquisition Corp.)
Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative and its counsel if it is aware that any 510% or greater stockholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Public Units.
Appears in 13 contracts
Samples: Underwriting Agreement (LAVA Medtech Acquisition Corp.), Underwriting Agreement (LAVA Medtech Acquisition Corp.), Underwriting Agreement (Silverman Acquisition Corp I)
Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative Representatives and its their counsel if it is aware that any 510% or greater stockholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Units.
Appears in 13 contracts
Samples: Underwriting Agreement (Arena Fortify Acquisition Corp.), Underwriting Agreement (Arena Fortify Acquisition Corp.), Underwriting Agreement (Shelter Acquisition Corp I)
Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative Representatives and its their counsel if it is aware that any 510% or greater stockholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Public Units.
Appears in 8 contracts
Samples: Underwriting Agreement (Foresight Acquisition Corp. II), Underwriting Agreement (Foresight Acquisition Corp. II), Underwriting Agreement (Northern Genesis Acquisition Corp. II)
Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative and its counsel if it is aware that any 510% or greater stockholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Units.
Appears in 5 contracts
Samples: Underwriting Agreement (Catcha Investment Corp 2.0), Underwriting Agreement (Catcha Investment Corp), Underwriting Agreement (Catcha Investment Corp)
Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative and its counsel if it is aware that any 5% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Units.
Appears in 5 contracts
Samples: Underwriting Agreement (PROTONIQ Acquisition Corp), Underwriting Agreement (Bombax Healthcare Acquisition Corp), Underwriting Agreement (Israel Amplify Program Corp.)
Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative Representatives and its their counsel if it is aware that any 5% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Units.
Appears in 4 contracts
Samples: Underwriting Agreement (Tuatara Capital Acquisition Corp), Underwriting Agreement (Tuatara Capital Acquisition Corp), Underwriting Agreement (ScION Tech Growth I)
Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative and its counsel if it is aware that any 510% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Units.
Appears in 4 contracts
Samples: Underwriting Agreement (Cartica Acquisition Corp), Underwriting Agreement (ScION Tech Growth II), Underwriting Agreement (ScION Tech Growth II)
Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative and its their counsel if it is aware that any 510% or greater stockholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Units.
Appears in 4 contracts
Samples: Underwriting Agreement (Isos Acquisition Corp.), Underwriting Agreement (Isos Acquisition Corp.), Underwriting Agreement (Population Health Investment Co., Inc.)
Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative Representatives and its their counsel if it is aware that any 510% or greater stockholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the UnitsParticipating Member.
Appears in 4 contracts
Samples: Underwriting Agreement (Graf Acquisition Corp. IV), Underwriting Agreement (Graf Acquisition Corp. IV), Underwriting Agreement (Graf Acquisition Corp. III)
Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative and its their counsel if it is aware that any 510% or greater stockholder Shareholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Public Units.
Appears in 4 contracts
Samples: Underwriting Agreement (Lakeshore Acquisition II Corp.), Underwriting Agreement (Lakeshore Acquisition II Corp.), Underwriting Agreement (Lakeshore Acquisition II Corp.)
Affiliates or Associated Persons of Members. The Company shall advise FINRA, the each Representative and its counsel if it is aware that any 510% or greater stockholder shareholder of any class of the Company’s equity securities or securities that are convertible or exchangeable into equity securities of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Public Units.
Appears in 3 contracts
Samples: Underwriting Agreement (Chain Bridge I), Underwriting Agreement (Chain Bridge I), Underwriting Agreement (Chain Bridge I)
Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative and its counsel if it is aware that any 5% or greater stockholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Public Units.
Appears in 3 contracts
Samples: Underwriting Agreement (Concord Acquisition Corp), Underwriting Agreement (Concord Acquisition Corp), Underwriting Agreement (Concord Acquisition Corp)
Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative Representatives and its their counsel if it is aware that any 5% or greater stockholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Public Units.
Appears in 3 contracts
Samples: Underwriting Agreement (Delwinds Insurance Acquisition Corp.), Underwriting Agreement (Delwinds Insurance Acquisition Corp.), Underwriting Agreement (Delwinds Insurance Acquisition Corp.)
Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative Representatives and its their counsel if it is aware that any 510% or greater stockholder shareholders of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Units.
Appears in 2 contracts
Samples: Underwriting Agreement (Excelsa Acquisition Corp.), Underwriting Agreement (Excelsa Acquisition Corp.)
Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative Representatives and its their counsel if it is aware that any 510% or greater stockholder Shareholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Public Units.
Appears in 2 contracts
Samples: Underwriting Agreement (Lakeshore Acquisition I Corp.), Underwriting Agreement (Lakeshore Acquisition I Corp.)
Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative Underwriter and its counsel if it is aware that any 510% or greater stockholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Units.
Appears in 2 contracts
Samples: Underwriting Agreement (AF Acquisition Corp.), Underwriting Agreement (AF Acquisition Corp.)
Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative Representatives and its counsel if it is aware that any 5% or greater stockholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Units.
Appears in 2 contracts
Samples: Underwriting Agreement (Empower Ltd.), Underwriting Agreement (Empower Ltd.)
Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative Representatives and its counsel if it is aware that any 5% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Units.
Appears in 1 contract
Samples: Underwriting Agreement (Jack Creek Investment Corp.)
