Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with Citigroup Global Markets Inc., Mxxxxxx Lynch, Pierce, Fxxxxx & Sxxxx, Credit Suisse Securities (USA) LLC Incorporated or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that participated in the Company’s initial public offering (the “IPO”).
Appears in 7 contracts
Samples: Equity Purchase Agreement (FGL Holdings), Equity Purchase Agreement (FGL Holdings), Equity Purchase Agreement (FGL Holdings)
Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with Citigroup Global Markets Inc., Mxxxxxx Lynch, Pierce, Fxxxxx & Sxxxx, Credit Suisse Securities (USA) LLC Incorporated or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that participated is participating in the Company’s initial public offering (the “IPO”).
Appears in 4 contracts
Samples: Forward Purchase Agreement (CF Corp), Forward Purchase Agreement (CF Corp), Forward Purchase Agreement (CF Corp)
Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with Xxxxxxx Xxxxx & Co. LLC (“Xxxxxxx Sachs”), Citigroup Global Markets Inc., Mxxxxxx Lynch, Pierce, Fxxxxx & Sxxxx, Credit Suisse Securities Inc. (USA“Citi”) LLC Incorporated or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that participated is participating in the Company’s initial public offering (the “IPO”).
Appears in 3 contracts
Samples: Forward Purchase Agreement (Khosla Ventures Acquisition Co. II), Forward Purchase Agreement (Khosla Ventures Acquisition Co. II), Forward Purchase Agreement (Khosla Ventures Acquisition Co. III)
Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with Citigroup Global Markets Inc., Mxxxxxx Lynch, Pierce, Fxxxxx & Sxxxx, Credit Suisse Securities (USA) LLC Incorporated Inc. or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that participated is participating in the Company’s initial public offering (the “IPO”).
Appears in 3 contracts
Samples: Forward Purchase Agreement (Provident Acquisition Corp.), Forward Purchase Agreement (Provident Acquisition Corp.), Forward Purchase Agreement (Provident Acquisition Corp.)
Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with Citigroup Global Markets Inc., Mxxxxxx Lynch, Pierce, Fxxxxx & Sxxxx, Credit Suisse Securities (USA) Inc. or Xxxxxxxxx LLC Incorporated or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that participated is participating in the Company’s initial public offering (the “IPO”).
Appears in 3 contracts
Samples: Forward Purchase Agreement (Mason Industrial Technology, Inc.), Forward Purchase Agreement (Mason Industrial Technology, Inc.), Forward Purchase Agreement (Mason Industrial Technology, Inc.)
Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with Citigroup Global Markets Inc., Mxxxxxx Lynch, Pierce, Fxxxxx & Sxxxx, Credit Suisse X.X. Xxxxxx Securities (USA) LLC Incorporated or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that participated is participating in the Company’s initial public offering (the “IPO”).
Appears in 2 contracts
Samples: Forward Purchase Agreement (Regalwood Global Energy Ltd.), Forward Purchase Agreement (Regalwood Global Energy Ltd.)
Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with Citigroup Global Markets Inc., Mxxxxxx Lynch, Pierce, Fxxxxx & Sxxxx, Credit Suisse Securities or any of the other underwriters of the IPO (USAthe “Underwriters”) LLC Incorporated or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that participated is participating in the Company’s initial public offering (the “IPO”).
Appears in 2 contracts
Samples: Forward Purchase Agreement (Tristar Acquisition I Corp.), Forward Purchase Agreement (GP-Act III Acquisition Corp.)
Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with Citigroup Global Markets Inc., Mxxxxxx Lynch, Pierce, Fxxxxx & Sxxxx, Credit Suisse Securities (USA) LLC Incorporated LLC, BofA Securities, Inc. or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that participated is participating in the Company’s initial public offering (the “IPO”).
Appears in 2 contracts
Samples: Forward Purchase Agreement (Kismet Acquisition Two Corp.), Forward Purchase Agreement (Kismet Acquisition Two Corp.)
Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with Citigroup Global Markets Inc., Mxxxxxx Lynch, Pierce, Fxxxxx & Sxxxx, Credit Suisse Securities (USA) LLC Incorporated LLC, Xxxxxxx, Xxxxx & Co. or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that participated is participating in the Company’s initial public offering (the “IPO”).
Appears in 2 contracts
Samples: Forward Purchase Agreement (Vantage Energy Acquisition Corp.), Forward Purchase Agreement (Vantage Energy Acquisition Corp.)
Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with Citigroup Global Markets Inc., Mxxxxxx Lynch, Pierce, Fxxxxx Xxxxxxx Xxxxx & Sxxxx, Credit Suisse Co. LLC and X.X. Xxxxxx Securities (USA) LLC Incorporated or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that participated is participating in the Company’s initial public offering (the “IPO”).
Appears in 1 contract
Samples: Forward Purchase Agreement (Dragoneer Growth Opportunities Corp.)
Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with Citigroup Global Markets Inc., Mxxxxxx Lynch, Pierce, Fxxxxx Xxxxxxx Xxxxx & Sxxxx, Credit Suisse Securities (USA) Co. LLC Incorporated and Xxxxxx Xxxxxxx & Co. LLC or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that participated is participating in the Company’s initial public offering (the “IPO”).
Appears in 1 contract
Samples: Forward Purchase Agreement (Altimeter Growth Corp.)
Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with Citigroup Global Markets Inc., Mxxxxxx Lynch, Pierce, Fxxxxx & Sxxxx, Credit Suisse Securities (USA) LLC Incorporated LLC, Deutsche Bank Securities Inc., Xxxxxxx, Xxxxx & Co. or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that participated is participating in the Company’s initial public offering (the “IPO”).
Appears in 1 contract
Samples: Forward Purchase Agreement (Silver Run Acquisition Corp II)
Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with Citigroup Global Markets Inc., Mxxxxxx Lynch, Pierce, Fxxxxx & SxxxxSxxxx Incorporated, Credit Suisse Securities (USA) LLC Incorporated or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that participated is participating in the Company’s initial public offering (the “IPO”).
Appears in 1 contract
Samples: Forward Purchase Agreement (Collier Creek Holdings)
Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with Citigroup Global Markets Inc., Mxxxxxx Lynch, Pierce, Fxxxxx & Sxxxx, Credit Suisse Securities (USA) LLC Incorporated Inc. or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that participated is participating in the Company’s initial public offering (the “IPO”).
Appears in 1 contract
Samples: Forward Purchase Agreement (Jiya Acquisition Corp.)
Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with Citigroup Global Markets Inc., Mxxxxxx Lynch, Pierce, Fxxxxx & Sxxxx, Credit Suisse Securities (USA) LLC Incorporated or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that participated is participating in the Company’s initial public offering (the “IPO”).
Appears in 1 contract
Samples: Forward Purchase Agreement (Spartan Energy Acquisition Corp.)
Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with Citigroup Global Markets Inc., Mxxxxxx Xxxxxxx Lynch, Pierce, Fxxxxx Xxxxxx & SxxxxXxxxx, Credit Suisse Securities (USA) LLC Incorporated or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that participated is participating in the Company’s initial public offering (the “IPO”).
Appears in 1 contract
Samples: Forward Purchase Agreement
