Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with Deutsche Bank Securities Inc., X.X. Xxxxxx Securities LLC, Barclays Capital Inc., Northland Securities, Inc. and Xxxxxxx Xxxxxxxx Shank & Co., LLC or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating in the IPO.
Appears in 4 contracts
Samples: Forward Purchase Agreement (TPG Pace Beneficial Finance Corp.), Forward Purchase Agreement (TPG Pace Tech Opportunities Corp.), Forward Purchase Agreement (TPG Pace Beneficial Finance Corp.)
Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with Deutsche Bank Securities Inc., X.X. J.X. Xxxxxx Securities LLC, Barclays Capital Inc.Gxxxxxx Sxxxx & Co. LLC, Northland Securities, Inc. and Xxxxxxx Sxxxxxx Xxxxxxxx Shank & Co., LLC Co. or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating in the IPO, except that the Purchaser is affiliated with TPG Capital BD, LLC.
Appears in 4 contracts
Samples: Forward Purchase Agreement (TPG Pace Solutions Corp.), Forward Purchase Agreement (TPG Pace Beneficial II Corp.), Forward Purchase Agreement (TPG Pace Tech Opportunities II Corp.)
Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with Deutsche Bank Securities Inc., X.X. J.X. Xxxxxx Securities LLC, Barclays Capital Inc.Gxxxxxx Sxxxx & Co. LLC, Northland Securities, Inc. and Xxxxxxx Sxxxxxx Xxxxxxxx Shank & Co., LLC or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating in the IPO.
Appears in 3 contracts
Samples: Forward Purchase Agreement (TPG Pace Solutions Corp.), Forward Purchase Agreement (TPG Pace Beneficial II Corp.), Forward Purchase Agreement (TPG Pace Tech Opportunities II Corp.)
Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with Deutsche Bank Securities Securities, Inc., X.X. Xxxxxx Securities LLC, Barclays Capital Inc., Northland Securities, Inc. and Xxxxxxx Xxxxxxxx Shank & Co., LLC or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating in the IPO.
Appears in 2 contracts
Samples: Forward Purchase Agreement (TPG Pace Tech Opportunities Corp.), Forward Purchase Agreement (TPG Pace Beneficial Finance Corp.)
Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with Deutsche Bank Securities Securities, Inc., X.X. Xxxxxx Securities LLC, Barclays Capital Inc., Northland Securities, Inc. and Xxxxxxx Xxxxxxxx Shank & Co., LLC or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating in the IPO, except that the Purchaser is affiliated with TPG Capital BD, LLC.
Appears in 2 contracts
Samples: Forward Purchase Agreement (TPG Pace Beneficial Finance Corp.), Forward Purchase Agreement (TPG Pace Tech Opportunities Corp.)
Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with Deutsche Bank Securities Inc., RBC Capital Markets, LLC, X.X. Xxxxxx Securities LLC, Barclays Capital Inc., Northland Securities, Inc. and Xxxxxxx Xxxxxxxx Shank & Co., LLC or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating in the IPO.
Appears in 2 contracts
Samples: Forward Purchase Agreement, Forward Purchase Agreement (Mosaic Acquisition Corp.)
Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with Deutsche Bank Securities Inc., X.X. J.X. Xxxxxx Securities Xecurities LLC, Barclays Capital Inc.Goxxxxx Xaxxx & Co. LLC, Northland Securities, Inc. and Xxxxxxx Sixxxxx Xxxxxxxx Shank Xhank & Co., LLC or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating in the IPO.
Appears in 1 contract
Samples: Forward Purchase Agreement (TPG Pace Solutions Corp.)
