Common use of AGREED FACTS Registration History Clause in Contracts

AGREED FACTS Registration History. 6. The Respondent was registered in the securities industry commencing in 1997.

Appears in 2 contracts

Samples: Settlement Agreement, Settlement Agreement

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AGREED FACTS Registration History. 67. The Respondent was has been registered in the securities industry commencing in 1997since 2008.

Appears in 2 contracts

Samples: Settlement Agreement, Settlement Agreement

AGREED FACTS Registration History. 6. The Respondent was has been registered in the securities industry commencing in 1997since April 1990.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 67. The Respondent was has been registered in the securities industry commencing in 1997since 2001.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 6. The Respondent was registered in the securities industry commencing in 1997from April 1992 to January 2014.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 6. The Respondent was has been registered in the securities industry commencing in 1997since 1986.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 67. The Since March 2003, the Respondent was has been registered in the securities industry commencing in 1997industry.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 6. The Respondent was has been registered in the securities industry commencing in 1997since November 1998.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 67. The Since approximately 1997, the Respondent was has been registered in the securities industry commencing in 1997industry.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 67. The Since 1988, the Respondent was has been registered in the securities industry commencing in 1997industry.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 67. The Respondent was has been registered in the securities industry commencing in 1997since 2004.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 67. The Commencing in 2005, the Respondent was registered in the securities industry commencing in 1997industry.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 67. The Respondent was registered in the securities industry commencing in 19971998.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 6. The Respondent was has been registered in the securities industry commencing in 1997since July 1994.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 67. The Respondent was registered in the securities industry commencing in 19971999.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 6. The Respondent was has been registered in the securities industry commencing in 1997since 1987.

Appears in 1 contract

Samples: Settlement Agreement

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AGREED FACTS Registration History. 6. The Respondent was has been registered in the securities industry commencing in 1997since 1988.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 67. The Since April 2010, the Respondent was has been registered in the securities industry commencing in 1997industry.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 67. The Since March 2003, the Respondent was registered has been licensed in the securities industry commencing in 1997industry.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 67. The Since approximately March 1993, the Respondent was has been registered in the securities industry commencing in 1997industry.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 6. The Respondent was has been registered in the securities industry commencing in 1997since October 2004.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 6. The Respondent was became registered in the securities industry commencing in 1997September 1995.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 67. The Respondent was has been registered in the securities industry commencing in 1997since 2000.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 6. The Commencing in January 2010, the Respondent was has been registered in the securities industry commencing in 1997industry.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 6. The Respondent was registered in the securities industry commencing from 2006 to April 16, 2015. The Respondent is not currently registered in 1997the securities industry.

Appears in 1 contract

Samples: Settlement Agreement

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