Common use of AGREED FACTS Registration History Clause in Contracts

AGREED FACTS Registration History. 6. The Respondent has been registered in the mutual fund industry since March 19, 1996.

Appears in 1 contract

Samples: Settlement Agreement

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AGREED FACTS Registration History. 67. The Respondent has been was registered in the mutual fund industry since March 19, 1996commencing in August 1998.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 67. The Since 2007, the Respondent has been registered in the as a mutual fund industry since March 19, 1996salesperson.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 6. The Respondent has been registered in the mutual fund industry since March 19, 19961993.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 67. The Respondent has had been registered in the mutual fund industry since March 19, 1996August 1997.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 67. The Respondent has been was registered in the mutual fund industry since March 19, 1996commencing April 2015.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 6. The Respondent has been registered in the mutual fund industry since March 19, 1996January 1999.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 6. The Respondent has been registered in the mutual fund industry since March 19, 1996at least 1994.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 6. The Respondent has been registered in the mutual fund industry since March 19, 19961988.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 6. The Respondent has been registered in the mutual fund industry since March 19, 19961999.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 6. The Respondent has been was registered in the mutual fund industry since March 19, 1996commencing in April 2006.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 6. The Respondent has been was registered in the mutual fund industry since March 19, 1996from December 2001 to June 2014.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 6. The Respondent has been registered in the mutual fund industry since March 19, 19961994.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 67. The Respondent has been was registered in the mutual fund industry since commencing in March 19, 19962009.

Appears in 1 contract

Samples: Settlement Agreement

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AGREED FACTS Registration History. 6. The Respondent has been registered in the mutual fund industry since March 19September 11, 19961998.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 67. The Since March 1998, the Respondent has been registered in the mutual fund industry since March 19, 1996industry.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 6. The Respondent has been registered in the mutual fund industry since March 19, 1996July 2001.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 67. The Since February 1989, the Respondent has been registered in the mutual fund industry since March 19, 1996industry.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 67. The Respondent has been was registered in the mutual fund industry since March 19, 1996commencing in May 1998.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 6. The Respondent has been registered in the mutual fund industry since March 19, 1996December 1998.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 6. The Respondent has been registered in the mutual fund industry since March 19, 19961986.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 67. The Respondent has been was registered in the mutual fund industry since March 19commencing January 27, 19962011.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 67. The Respondent has been was registered in the mutual fund industry since March 19, 1996commencing in September 1989.

Appears in 1 contract

Samples: Settlement Agreement

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