AGREED FACTS Registration History. 6. The Respondent has been registered in the mutual fund industry since March 19, 1996.
Appears in 1 contract
Samples: Settlement Agreement
AGREED FACTS Registration History. 67. The Respondent has been was registered in the mutual fund industry since March 19, 1996commencing in August 1998.
Appears in 1 contract
Samples: Settlement Agreement
AGREED FACTS Registration History. 67. The Since 2007, the Respondent has been registered in the as a mutual fund industry since March 19, 1996salesperson.
Appears in 1 contract
Samples: Settlement Agreement
AGREED FACTS Registration History. 6. The Respondent has been registered in the mutual fund industry since March 19, 19961993.
Appears in 1 contract
Samples: Settlement Agreement
AGREED FACTS Registration History. 67. The Respondent has had been registered in the mutual fund industry since March 19, 1996August 1997.
Appears in 1 contract
Samples: Settlement Agreement
AGREED FACTS Registration History. 67. The Respondent has been was registered in the mutual fund industry since March 19, 1996commencing April 2015.
Appears in 1 contract
Samples: Settlement Agreement
AGREED FACTS Registration History. 6. The Respondent has been registered in the mutual fund industry since March 19, 1996January 1999.
Appears in 1 contract
Samples: Settlement Agreement
AGREED FACTS Registration History. 6. The Respondent has been registered in the mutual fund industry since March 19, 1996at least 1994.
Appears in 1 contract
Samples: Settlement Agreement
AGREED FACTS Registration History. 6. The Respondent has been registered in the mutual fund industry since March 19, 19961988.
Appears in 1 contract
Samples: Settlement Agreement
AGREED FACTS Registration History. 6. The Respondent has been registered in the mutual fund industry since March 19, 19961999.
Appears in 1 contract
Samples: Settlement Agreement
AGREED FACTS Registration History. 6. The Respondent has been was registered in the mutual fund industry since March 19, 1996commencing in April 2006.
Appears in 1 contract
Samples: Settlement Agreement
AGREED FACTS Registration History. 6. The Respondent has been was registered in the mutual fund industry since March 19, 1996from December 2001 to June 2014.
Appears in 1 contract
Samples: Settlement Agreement
AGREED FACTS Registration History. 6. The Respondent has been registered in the mutual fund industry since March 19, 19961994.
Appears in 1 contract
Samples: Settlement Agreement
AGREED FACTS Registration History. 67. The Respondent has been was registered in the mutual fund industry since commencing in March 19, 19962009.
Appears in 1 contract
Samples: Settlement Agreement
AGREED FACTS Registration History. 6. The Respondent has been registered in the mutual fund industry since March 19September 11, 19961998.
Appears in 1 contract
Samples: Settlement Agreement
AGREED FACTS Registration History. 67. The Since March 1998, the Respondent has been registered in the mutual fund industry since March 19, 1996industry.
Appears in 1 contract
Samples: Settlement Agreement
AGREED FACTS Registration History. 6. The Respondent has been registered in the mutual fund industry since March 19, 1996July 2001.
Appears in 1 contract
Samples: Settlement Agreement
AGREED FACTS Registration History. 67. The Since February 1989, the Respondent has been registered in the mutual fund industry since March 19, 1996industry.
Appears in 1 contract
Samples: Settlement Agreement
AGREED FACTS Registration History. 67. The Respondent has been was registered in the mutual fund industry since March 19, 1996commencing in May 1998.
Appears in 1 contract
Samples: Settlement Agreement
AGREED FACTS Registration History. 6. The Respondent has been registered in the mutual fund industry since March 19, 1996December 1998.
Appears in 1 contract
Samples: Settlement Agreement
AGREED FACTS Registration History. 6. The Respondent has been registered in the mutual fund industry since March 19, 19961986.
Appears in 1 contract
Samples: Settlement Agreement
AGREED FACTS Registration History. 67. The Respondent has been was registered in the mutual fund industry since March 19commencing January 27, 19962011.
Appears in 1 contract
Samples: Settlement Agreement
AGREED FACTS Registration History. 67. The Respondent has been was registered in the mutual fund industry since March 19, 1996commencing in September 1989.
Appears in 1 contract
Samples: Settlement Agreement