Common use of AGREED FACTS Registration History Clause in Contracts

AGREED FACTS Registration History. 7. Since June 1993, the Respondent has been registered in Alberta as a mutual fund salesperson (now known as a dealing representative) with PFSL Investments Canada Ltd. (“PFSL”), a Member of the MFDA.

AGREED FACTS Registration History. 76. Since June 1993, the Respondent has been registered in Alberta British Columbia as a mutual fund salesperson (now known as a dealing representativeDealing Representative) and, since 1997 as a branch manager with PFSL Investments Canada Ltd. (“PFSL”), a Member of the MFDA.

AGREED FACTS Registration History. 76. Since June 1993, the The Respondent has been registered in Alberta as a mutual fund salesperson (now known as a mutual fund dealing representative) with PFSL Investments Canada Ltd. Inc. (“PFSL”), a Member of the MFDA, in British Columbia since September 1, 1999, in Ontario since November 1995 and in Alberta since March 1998. From December 1996 to present, the Respondent has also been registered as a branch manager with PFSL.

AGREED FACTS Registration History. 7. Since June 1993November 1995, the Respondent has been registered in Alberta Ontario as a mutual fund salesperson (now known as a dealing representativeDealing Representative) with PFSL Investments Canada Ltd. Inc. (“PFSL”), a Member member of the MFDA.

AGREED FACTS Registration History. 76. Since June November 25, 1993, the Respondent has been registered in Alberta as a mutual fund salesperson (now known as a dealing representative) employed with PFSL Investments Canada Ltd. (“"PFSL”"). 1 The Respondent has been registered as a mutual fund sales person with PFSL in Alberta since March 14, 2003 and in British Columbia since February 7, 2003. Since January 14, 2005, the Respondent has been registered as a Member of the MFDABranch Manager in Alberta with PFSL.

AGREED FACTS Registration History. 7. Since June 1993May 2005, the Respondent has been registered in Alberta and British Columbia as a mutual fund salesperson (now known as a dealing representative) with PFSL Investments Canada Ltd. (“PFSL”), a Member of the MFDA. The Respondent has also been registered as a dealing representative in the province of New Brunswick since February 2014.

AGREED FACTS Registration History. 7. Since June 1993January 2004, the Respondent has been registered in Alberta and British Columbia as a mutual fund salesperson (now known as a dealing representative) with PFSL Investments Canada Ltd. (“PFSL”), a Member of the MFDA.

AGREED FACTS Registration History. 76. Since June 1993December 30, 2002, the Respondent has been registered in Alberta British Columbia as a mutual fund salesperson (now known as a mutual fund dealing representative) with PFSL Investments Canada Ltd. Inc. (“PFSL”), a Member of the MFDA.

AGREED FACTS Registration History. 7. Since June 19931997, the Respondent has been registered in Alberta Ontario as a mutual fund salesperson (now known as a dealing representativeDealing Representative) with PFSL Investments Canada Ltd. (“PFSL”), a Member of the MFDA.

AGREED FACTS Registration History. 76. Since June 1993December 2, 2011, the Respondent has been registered in Alberta Ontario as a mutual fund salesperson (now known as a dealing representative) with PFSL Investments Canada Ltd. (“PFSL”), a Member of the MFDA.

AGREED FACTS Registration History. 7. Since June 1993November 1995, the Respondent has been registered in Alberta Ontario as a mutual fund salesperson (now known as a dealing representativeDealing Representative) with PFSL Investments Canada Ltd. Inc. (“PFSL”), a Member of the MFDA.

AGREED FACTS Registration History. 76. Since June 1993December 19, 1994, the Respondent has been registered in Alberta Ontario as a dealing representative (formerly known as a mutual fund salesperson (now known as a dealing representativesalesperson) with PFSL Investments Canada Ltd. (“PFSL”), a Member of the MFDA. Since March 11, 1999, the Respondent has been registered as a branch manager with PFSL.