Common use of AGREED FACTS Registration History Clause in Contracts

AGREED FACTS Registration History. 7. Since November 1995, the Respondent has been registered in Ontario as a mutual fund salesperson (now known as a Dealing Representative) with PFSL Investments Canada Inc. (“PFSL”), a member of the MFDA.

AGREED FACTS Registration History. 7. Since November 19951997, the Respondent has been registered in Ontario as a mutual fund salesperson (now known as a Dealing Representative) with PFSL Investments Canada Inc. Ltd. (“PFSL”), a member Member of the MFDA.

AGREED FACTS Registration History. 7. Since November 1995January 2004, the Respondent has been registered in Ontario Alberta and British Columbia as a mutual fund salesperson (now known as a Dealing Representativedealing representative) with PFSL Investments Canada Inc. Ltd. (“PFSL”), a member Member of the MFDA.

AGREED FACTS Registration History. 76. Since November 1995December 30, 2002, the Respondent has been registered in Ontario British Columbia as a mutual fund salesperson (now known as a Dealing Representativemutual fund dealing representative) with PFSL Investments Canada Inc. (“PFSL”), a member Member of the MFDA.

AGREED FACTS Registration History. 7. Since November 1995May 2005, the Respondent has been registered in Ontario Alberta and British Columbia as a mutual fund salesperson (now known as a Dealing Representativedealing representative) with PFSL Investments Canada Inc. Ltd. (“PFSL”), a member Member of the MFDA. The Respondent has also been registered as a dealing representative in the province of New Brunswick since February 2014.

AGREED FACTS Registration History. 76. Since November 1995December 19, 1994, the Respondent has been registered in Ontario as a mutual fund salesperson dealing representative (now formerly known as a Dealing Representativemutual fund salesperson) with PFSL Investments Canada Inc. Ltd. (“PFSL”), a member Member of the MFDA. Since March 11, 1999, the Respondent has been registered as a branch manager with PFSL.

AGREED FACTS Registration History. 7. Since November 1995June 1993, the Respondent has been registered in Ontario Alberta as a mutual fund salesperson (now known as a Dealing Representativedealing representative) with PFSL Investments Canada Inc. Ltd. (“PFSL”), a member Member of the MFDA.

AGREED FACTS Registration History. 76. Since November 19951993, the Respondent has been registered in Ontario British Columbia as a mutual fund salesperson (now known as a Dealing Representative) and, since 1997 as a branch manager with PFSL Investments Canada Inc. Ltd. (“PFSL”), a member Member of the MFDA.

AGREED FACTS Registration History. 76. Since November 1995December 2, 2011, the Respondent has been registered in Ontario as a mutual fund salesperson (now known as a Dealing Representativedealing representative) with PFSL Investments Canada Inc. Ltd. (“PFSL”), a member Member of the MFDA.