Common use of AGREED FACTS Registration History Clause in Contracts

AGREED FACTS Registration History. 6. The Respondent is registered as a mutual fund dealer in Alberta and Ontario, and has been a Member of the MFDA since February 8, 2002.

Appears in 1 contract

Samples: Settlement Agreement

AutoNDA by SimpleDocs

AGREED FACTS Registration History. 6. The Respondent is registered as a mutual fund dealer in Alberta Alberta, British Columbia, Ontario and Quebec and as a limited market dealer in Ontario, and . The Respondent has been a Member of the MFDA since February 8April 12, 2002.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 6. The Since March 8, 2004, the Respondent is has been registered in Manitoba and Ontario as a mutual fund dealer in Alberta and Ontariosalesperson with Credential Asset Management Inc. (“Credential), and has been a Member of the MFDA since February 8, 2002MFDA.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 6. The Respondent is registered as a mutual fund dealer in Alberta and Ontario, Ontario and has been a Member of the MFDA since February 8November 15, 2002.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 6. The Respondent is has been registered as a mutual fund dealer in Alberta and OntarioOntario since April 8, 1986 and has been a Member of the MFDA since February March 8, 2002.

Appears in 1 contract

Samples: Settlement Agreement

AutoNDA by SimpleDocs

AGREED FACTS Registration History. 6. The Since June 6, 1996, the Respondent is has been registered in Ontario and in other Canadian provinces as a mutual fund dealer in Alberta Mutual Fund Dealer and Ontario, and has been became a Member of the MFDA since February on March 8, 2002.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 6. The Respondent is has been registered in Ontario as a mutual fund dealer in Alberta and Ontariosince April 8, 1986 and has been a Member of the MFDA since February March 8, 2002.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 6. The Respondent is registered in all provinces as a mutual fund dealer in Alberta and Ontario, and has been a Member of the MFDA since February 8, 2002.

Appears in 1 contract

Samples: Settlement Agreement

Time is Money Join Law Insider Premium to draft better contracts faster.