Common use of AGREED FACTS Registration History Clause in Contracts

AGREED FACTS Registration History. 6. The Respondent has registered as a mutual fund salesperson (now known as a dealing representative1) since December 2002.

Appears in 1 contract

Samples: Settlement Agreement

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AGREED FACTS Registration History. 6. The Respondent has been registered as a mutual fund salesperson (now known as a dealing representative1representative) since December 2002April 2004.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 6. The Respondent has been registered as a mutual fund salesperson (now known as a dealing representative1) since December 20021994.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 67. The Since 1992, the Respondent has been registered as a mutual fund salesperson (now known as a dealing representative1) since December 2002Dealing Representative).

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 67. The Since 1984, the Respondent has been registered as a mutual fund salesperson (now known as a dealing representative1) since December 2002salesperson.

Appears in 1 contract

Samples: Settlement Agreement

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AGREED FACTS Registration History. 67. The Since 1996, the Respondent has been registered as a mutual fund salesperson Mutual Fund Salesperson (now known as a dealing representative1) since December 2002Dealing Representative).

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 67. The Since 1994, the Respondent has been registered as a mutual fund salesperson (now known as a dealing representative1) since December 2002Dealing Representative).

Appears in 1 contract

Samples: Settlement Agreement

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