Common use of Agreement to Arbitrate Controversies Clause in Contracts

Agreement to Arbitrate Controversies. You agree that any and all controversies which may arise between you, Royal Alliance, Pershing LLC, SunAmerica Trust Company and/or any of Royal Alliance's employees, agents, or officers concerning any account, transaction, dispute or the construction, performance, breach, or termination of this Agreement or any other agreement, whether entered into prior to, on or subsequent to the date hereof, shall be determined and resolved by arbitration. Any arbitration under this Agreement shall be held under and pursuant to and be governed by the Federal Arbitration Act, and shall be conducted before an arbitration panel convened by the Financial Industry Regulatory Authority (“FINRA”) Dispute Resolution. You may also select any other national securities exchange's arbitration forum in which Royal Alliance is legally required to arbitrate the controversy, including, where applicable, the Municipal Securities Rulemaking Board. Any arbitration pursuant to this Agreement shall be governed by the rules of the organization convening the arbitration panel. The award of the arbitrators, or of the majority of them, shall be final, and judgment on the award rendered may be entered in any court of competent jurisdiction. A party’s ability to have a court reverse or modify an arbitration award is very limited.

Agreement to Arbitrate Controversies. You agree that any and all controversies which may arise between you, Royal AllianceWoodbury, Pershing LLC, SunAmerica Trust Company and/or any of Royal AllianceWoodbury's employees, agents, or officers concerning any account, transaction, dispute or the construction, performance, breach, or termination of this Agreement or any other agreement, whether entered into prior to, on or subsequent to the date hereof, shall be determined and resolved by arbitration. Any arbitration under this Agreement shall be held under and pursuant to and be governed by the Federal Arbitration Act, and shall be conducted before an arbitration panel convened by the Financial Industry Regulatory Authority (“FINRA”) Dispute Resolution. You may also select any other national securities exchange's arbitration forum in which Royal Alliance Woodbury is legally required to arbitrate the controversy, including, where applicable, the Municipal Securities Rulemaking Board. Any arbitration pursuant to this Agreement shall be governed by the rules of the organization convening the arbitration panel. The award of the arbitrators, or of the majority of them, shall be final, and judgment on the award rendered may be entered in any court of competent jurisdiction. A party’s ability to have a court reverse or modify an arbitration award is very limited.

Agreement to Arbitrate Controversies. You agree that any and all controversies which may arise between you, Royal AllianceWoodbury Financial, Pershing LLC, SunAmerica Trust Company and/or any of Royal Alliance's Woodbury Financial’s employees, agents, or officers concerning any account, transaction, dispute or the construction, performance, breach, or termination of this Agreement or any other agreement, whether entered into prior to, on or subsequent to the date hereof, shall be determined and resolved by arbitration. Any arbitration under this Agreement shall be held under and pursuant to and be governed by the Federal Arbitration Act, and shall be conducted before an arbitration panel convened by the Financial Industry Regulatory Authority (“FINRA”) Dispute Resolution. You may also select any other national securities exchange's arbitration forum in which Royal Alliance Woodbury Financial is legally required to arbitrate the controversy, including, where applicable, the Municipal Securities Rulemaking Board. Any arbitration pursuant to this Agreement shall be governed by the rules of the organization convening the arbitration panel. The award of the arbitrators, or of the majority of them, shall be final, and judgment on the award rendered may be entered in any court of competent jurisdiction. A party’s ability to have a court reverse or modify an arbitration award is very limited.