Common use of Agreement to Provide Clause in Contracts

Agreement to Provide. Contract Holder Information Pursuant to Rule 22c-2 (a) To the extent required by Rule 22c-2 under the 1940 Act, the Company agrees to provide the Trust, upon written request, the taxpayer identification number ("TIN"), if known, of any or all Contract holders and the amount, date, name or other identifier of any investment professional(s) associated with the Contract holder(s) or account(s) (if known), and transaction type (purchase, redemption, transfer or exchange) of every purchase, redemption, transfer or exchange of shares of the Portfolio(s) held through one or more account(s) maintained by the Company during the period covered by the request ("transaction information"). (b) Requests must set forth a specific period, not to exceed ninety (90) business days from the date of the request, for which transaction information is sought. The Trust may request transaction information older than ninety (90) business days from the date of the request as it deems necessary to investigate compliance with policies established by the Trust for the purpose of eliminating or reducing any dilution of the value of the outstanding shares of the Portfolio(s) issued by the Trust. (c) The Company agrees to transmit the requested transaction information that is on its books and records to the Trust or its designee promptly, but in any event not later than five (5) business days after receipt of a request. If the requested transaction information is not on the Company's books and records, the Company agrees to: (i) provide or arrange to provide to the Trust the requested transaction information from Contract holders who hold an account with an indirect intermediary; or (ii) if directed by the Trust, block further purchases of shares of the Portfolio(s) from such indirect intermediary. In such instance, the Company agrees to inform the Trust whether it plans to perform (i) or (ii). Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by the parties. To the extent practicable, the format for any transaction information provided to the Trust should be consistent with the NSCC Standardized Data Reporting Format. For purposes of this provision, an "indirect intermediary" has the same meaning as in Rule 22c-2 under the 1940 Act.

Agreement to Provide. Contract Holder Information Pursuant to Rule 22c-2 (ai) To the extent required by Rule 22c-2 under the 1940 Act, or in the event the Company has the ability to do so, the Company agrees to provide the TrustFund, upon written request, the taxpayer identification number ("TIN"), if known, of any or all Contract holders and the amount, date, name or other identifier of any investment professional(s) associated with the Contract holder(s) or account(s) (if known), and transaction type (purchase, redemption, transfer or exchange) of every purchase, redemption, transfer or exchange of shares of the Portfolio(s) held through one or more account(s) maintained by the Company during the period covered by the request ("transaction information"). (bii) Requests must set forth a specific period, not to exceed ninety (90) business days from the date of the request, for which transaction information is sought. The Trust Fund may request transaction information older than ninety (90) business days from the date of the request as it deems necessary to investigate compliance with policies established by the Trust Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares of the Portfolio(s) issued by the TrustFund. (ciii) The Company agrees to transmit the requested transaction information that is on its books and records to the Trust Fund or its designee promptly, but in any event not later than five (5) business days after receipt of a request. If the requested transaction information is not on the Company's books and records, the Company agrees to: (i) provide or arrange to provide to the Trust Fund the requested transaction information from Contract holders who hold an account with an indirect intermediary; or (ii) if directed by the TrustFund, block further purchases of shares of the Portfolio(s) from such indirect intermediary. In such instance, the Company agrees to inform the Trust Fund whether it plans to perform (i) or (ii). Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by the parties. To the extent practicable, the format for any transaction information provided to the Trust Fund should be consistent with the NSCC Standardized Data Reporting Format. For purposes of this provision, an "indirect intermediary" has the same meaning as in SEC Rule 22c-2 under the 1940 Investment Company Act.

Agreement to Provide. Contract Holder Information Pursuant to Rule 22c-2 (a) To the extent required by Rule 22c-2 under the 1940 Act, the Company agrees to provide the Trust, upon written request, the taxpayer identification number ("TIN"), if known, of any or all Contract holders and the amount, date, name or other identifier of any investment professional(s) associated with the Contract holder(s) or account(s) (if known), and transaction type (purchase, redemption, transfer or exchange) of every purchase, redemption, transfer or exchange of shares of the Portfolio(s) held through one or more account(s) maintained by the Company during the period covered by the request ("transaction information"). (b) Requests must set forth a specific period, not to exceed ninety (90) business days from the date of the request, for which transaction information is sought. The Trust may request transaction information older than ninety (90) business days from the date of the request as it deems necessary to investigate compliance with policies established by the Trust for the purpose of eliminating or reducing any dilution of the value of the outstanding shares of the Portfolio(s) issued by the Trust. (c) The Company agrees to transmit the requested transaction information that is on its books and records to the Trust or its designee promptly, but in any event not later than five (5) business days after receipt of a request. If the requested transaction information is not on the Company's books and records, the Company agrees to: (i) provide or arrange to provide to the Trust the requested transaction information from Contract holders who hold an account with an indirect intermediary; or (ii) if directed by the Trust, block further purchases of shares of the Portfolio(s) from such indirect intermediary. In such instance, the Company agrees to inform the Trust whether it plans to perform (i) or (ii). Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by the parties. To the extent practicable, the format for any transaction information provided to the Trust should be consistent with the NSCC Standardized Data Reporting Format. For purposes of this provision, an "indirect intermediary" has the same meaning as in Rule 22c-2 under the 1940 Act1940Act.

Agreement to Provide. Contract Holder Information Pursuant to Rule 22c-2 (ai) To the extent required by Rule 22c-2 under the 1940 Act, or in the event the Company has the ability to do so, the Company agrees to provide the TrustFund, upon written request, the taxpayer identification number ("TIN"), if known, of any or all Contract holders and the amount, date, name or other identifier of any investment professional(s) associated with the Contract holder(s) or account(s) (if known), and transaction type (purchase, redemption, transfer or exchange) of every purchase, redemption, transfer or exchange of shares of the Portfolio(s) held through one or more account(s) maintained by the Company during the period covered by the request ("transaction information"). (bii) Requests must set forth a specific period, not to exceed ninety (90) business days from the date of the request, for which transaction information is sought. The Trust Fund may request transaction information older than ninety (90) business days from the date of the request as it deems necessary to investigate compliance with policies established by the Trust Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares of the Portfolio(s) issued by the Trustfund. (ciii) The Company agrees to transmit the requested transaction information that is on its books and records to the Trust Fund or its designee promptly, but in any event not later than five (5) business days after receipt of a request. If the requested transaction information is not on the Company's books and records, the Company agrees to: (i) provide or arrange to provide to the Trust Fund the requested transaction information from Contract holders who hold an account with an indirect intermediary; or (ii) if directed by the TrustFund, block further purchases of shares of the Portfolio(s) from such indirect intermediary. In such instance, the Company agrees to inform the Trust Fund whether it plans to perform (i) or (ii). Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by the parties. To the extent practicable, the format for any transaction information provided to the Trust Fund should be consistent with the NSCC Standardized Data Reporting Format. For purposes of this provision, an "indirect intermediary" has the same meaning as in SEC Rule 22c-2 under the 1940 Investment Company Act.