Agreement to Restrict Trading. Servicer agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through the Servicer’s account) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.
Appears in 26 contracts
Samples: Shareholder Servicer Selling Agreement (Opportunistic Credit Interval Fund), Shareholder Servicing Agreement (Heartland Group Inc), Shareholder Servicing Selling Agreement (Brandes Investment Trust)
Agreement to Restrict Trading. Servicer agrees to execute written instructions from the Fund Agent to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund Agent as having engaged in transactions of the Fund’s in Shares (directly or indirectly through the Servicer’s account) that violate policies established or utilized by the a Company or Fund Agent for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the a Fund.
Appears in 4 contracts
Samples: Fund Services Agreement (Pimco Funds), Fund Services Agreement (Pimco Funds), Fund Services Agreement (Pimco Funds)
Agreement to Restrict Trading. The Servicer agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through the Servicer’s account(or indirect intermediary’s) Account) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.
Appears in 3 contracts
Samples: Rule 22c 2 Agreement (SBL Variable Annuity Account Xiv), Rule 22c 2 Agreement (Variable Annuity Account A), Rule 22c 2 Agreement (SBL Variable Annuity Account Xiv)
Agreement to Restrict Trading. Servicer agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares shares by a Shareholder that who has been identified by the Fund as having engaged in transactions of the Fund’s Shares shares (directly or indirectly through the Servicer’s account) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares shares issued by the Fund.
Appears in 2 contracts
Samples: Services Agreement (Frontegra Funds Inc), Services Agreement (Frontegra Funds Inc)
Agreement to Restrict Trading. Servicer The Service Organization agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that who has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through an account with the Servicer’s accountService Organization) that violate policies established or utilized by the Fund for the purpose of eliminating eliminating, or reducing reducing, or that would result in, any dilution of the value of the outstanding Shares issued by the Fund.
Appears in 2 contracts
Samples: Broker Dealer Agreement (BlackRock Fixed Income Value Opportunities), Broker Dealer Agreement (BlackRock Fixed Income Value Opportunities)
Agreement to Restrict Trading. The Servicer agrees to execute written instructions from the Fund Agent to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund Agent as having engaged in transactions of the Fund’s in Shares (directly or indirectly through the Servicer’s account) that violate policies established or utilized by the Trust or Fund Agent for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Funda Fund (e.g., market timing and late trading policies).
Appears in 2 contracts
Samples: Shareholder Servicing Agreement (Pimco Funds), Shareholder Servicing Agreement (Allianz Funds Multi-Strategy Trust)
Agreement to Restrict Trading. Servicer Service Provider agrees to execute written instructions from the a Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that who has been identified by the Fund as having engaged in transactions of the Fund’s 's Shares (directly or indirectly through the Servicer’s Service Provider's account) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.
Appears in 1 contract
Samples: Administrative Services Agreement (Aul American Unit Trust)
Agreement to Restrict Trading. Servicer agrees to execute written instructions from the Fund ADI or its designee to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through the Servicer’s account) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.
Appears in 1 contract
Agreement to Restrict Trading. Servicer Service Provider agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by, or take such other actions as requested by the Fund for, a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through the Servicer’s your account) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.
Appears in 1 contract
Samples: Shareholder Services Agreement (Aul American Unit Trust)
Agreement to Restrict Trading. Servicer agrees to execute written instructions from the Fund ADI or its designee to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund’s 's Shares (directly or indirectly through the Servicer’s 's account) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.
Appears in 1 contract
Agreement to Restrict Trading. Servicer agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through the Servicer’s account) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.. 2015-07-AAI-Cxxxxx 9
Appears in 1 contract
Samples: Shareholder Servicing Agreement (Clough Funds Trust)