Agreement to Restrict Trading. You agree to execute written instructions from Distributors or its designee to restrict or prohibit further purchases or exchanges of Shares by a Shareholder who has been identified by Distributors or its designee as having engaged in transactions in Shares (directly or indirectly through an account established by you) that violate policies established by the Funds for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Funds.
Appears in 41 contracts
Samples: Selling Agreement (Putnam Tax Free Income Trust), Selling Agreement (Putnam Sustainable Leaders Fund), Selling Agreement (Franklin Lexington Private Markets Fund)
Agreement to Restrict Trading. You agree Bank agrees to execute written instructions from Distributors or its designee to restrict or prohibit further purchases or exchanges of Shares by a Shareholder who has been identified by Distributors or its designee as having engaged in transactions in Shares (directly or indirectly through an account established by youBank) that violate policies established by the Funds for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Funds.
Appears in 23 contracts
Samples: Selling Agreement (Franklin Templeton Variable Insurance Products Trust), Selling Agreement (Franklin Investors Securities Trust), Selling Agreement (Franklin Templeton ETF Trust)
Agreement to Restrict Trading. You agree Company agrees to execute written instructions from Distributors or its designee Distributor to restrict or prohibit further purchases or exchanges of Shares shares by a Shareholder who has been identified by Distributors or its designee Distributor as having engaged in transactions in Shares of Fund shares (directly or indirectly through an account established by youthe Company’s account) that violate policies established or utilized by the Funds Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares shares issued by the FundsFund.
Appears in 19 contracts
Samples: Selling Agreement (Axxes Opportunistic Credit Fund), Selling Agreement (Axxes Private Markets Fund), Selling Agreement (Chesapeake Investment Trust)
Agreement to Restrict Trading. You agree The Insurer agrees to execute written instructions from Distributors or its designee the Distributor to restrict or prohibit further purchases purchase or exchanges of Shares by a Shareholder who that has been identified by Distributors or its designee the Distributor as having engaged in transactions in of the Fund’s Shares (directly or indirectly through an account established by youthe Insurer’s account) that violate policies established by the Funds Distributor for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the FundsFund.
Appears in 10 contracts
Samples: Participation Agreement (Separate Account a of Pacific Life & Annuity Co), Participation Agreement (Separate Account a of Pacific Life & Annuity Co), Participation Agreement (Separate Account a of Pacific Life Insurance Co)
Agreement to Restrict Trading. You agree to execute written instructions from Distributors the Trust or its designee to restrict or prohibit further purchases or exchanges of Shares by a Shareholder who that has been identified by Distributors the Trust or its designee as having engaged in transactions in of the Trust’s Shares (directly or indirectly through an account established by youindirectly) that violate policies established by the Funds Trust for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the FundsTrust.
Appears in 5 contracts
Samples: Dealer's Agreement (Diamond Hill Funds), Dealer's Agreement (Advisers Investment Trust), Dealer’s Agreement (Diamond Hill Funds)
Agreement to Restrict Trading. You agree The Insurer agrees to execute written instructions from Distributors or its designee the Distributor to restrict or prohibit further purchases purchase or exchanges of Shares by a Shareholder who that has been identified by Distributors or its designee the Distributor as having engaged in transactions in of the Fund's Shares (directly or indirectly through an account established by youthe Insurer's account) that violate policies established by the Funds Distributor for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the FundsFund.
Appears in 4 contracts
Samples: Participation Agreement (First Symetra National Life Insurance Co of Ny Sep Acct S), Participation Agreement (Symetra Resource Variable Account B), Participation Agreement (Aul American Individual Variable Life Unit Trust)
Agreement to Restrict Trading. You agree Companyagrees to execute written instructions from Distributors or its designee Distributor to restrict or prohibit further purchases or exchanges of Shares shares by a Shareholder who has been identified by Distributors or its designee Distributor as having engaged in transactions in Shares of Fundshares (directly or indirectly through an account established by youthe Company’s account) that violate policies established or utilized by the Funds Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares shares issued by the FundsFund.
Appears in 1 contract
Agreement to Restrict Trading. You agree The Company agrees to execute written instructions from Distributors or its designee the Distributor to restrict or prohibit further purchases purchase or exchanges of Shares by a Shareholder who Shareholder that has been identified by Distributors or its designee the Distributor as having engaged in transactions in of the Fund’s Shares (directly or indirectly through an account established by youthe Company’s account) that violate policies established by the Funds Distributor for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the FundsFund.
Appears in 1 contract
Samples: Participation Agreement (SBL Variable Annuity Account Xiv)
Agreement to Restrict Trading. You agree The Insurer agrees to execute written instructions from Distributors or its designee the Distributor to restrict or prohibit further purchases purchase or exchanges of Shares by a Shareholder who has been identified by Distributors or its designee the Distributor as having engaged in transactions in of the Fund’s Shares (directly or indirectly through an account established by youthe Insurer’s account) that violate policies established by the Funds Distributor for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the FundsFund.
Appears in 1 contract
Agreement to Restrict Trading. You agree to execute written instructions from Distributors or its designee the Company to restrict or prohibit further purchases or exchanges of Shares shares of the Funds by a Client-Shareholder who that has been identified by Distributors or its designee the Company as having engaged in transactions in Shares of the Funds’ shares (directly or indirectly through an account established by youYour account) that violate policies established by the Funds or the Company for the purpose purposes of eliminating or reducing any dilution of the value of the outstanding Shares shares issued by the Funds.
Appears in 1 contract
Samples: Broker Dealer Variable Contract Supervisory and Service Agreement (PHL Variable Insurance Co /Ct/)
Agreement to Restrict Trading. You agree The Distributor agrees to execute any reasonable written instructions from Distributors or its designee the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder who that has been identified by Distributors or its designee the Fund as having engaged in transactions in of Shares (directly or indirectly through an account established by youthe account) that violate policies established by the Funds Fund and provided to the Distributor for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the FundsShares.
Appears in 1 contract
Samples: Distribution Agreement (Atlas U.S. Tactical Income Fund)
Agreement to Restrict Trading. You agree The Company agrees to execute written instructions from Distributors or its designee the Distributor to restrict or prohibit further purchases purchase or exchanges of Shares by a Shareholder who that has been identified by Distributors or its designee the Distributor as having engaged in transactions in of the Fund’s Shares (directly or indirectly through an account established by youthe Company’s account) that violate policies established by the Funds Distributor for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the FundsFund.
Appears in 1 contract
Samples: Participation Agreement (Variable Annuity Account A)