Agreement to Restrict Trading. Company agrees to execute a Request from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Client that has been identified by the Fund as having engaged in transactions in Shares (directly or indirectly through an Account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of its Shares.
Appears in 61 contracts
Samples: Participation Agreement (Variable Annuity Account A), Fund Participation Agreement (Mutual of America Separate Account No 2), Fund Participation Agreement (Mutual of America Separate Account No 2)
Agreement to Restrict Trading. Company agrees to execute a Request from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Client Variable Contract owner that has been identified by the Fund as having engaged in transactions in Shares (directly or indirectly through an Account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of its Shares.
Appears in 15 contracts
Samples: Fund Participation Agreement (Annuity Investors Variable Account B), Fund Participation Agreement (Lincoln Variable Insurance Products Trust), Fund Participation Agreement (Variable Annuity Account a of Protective Life)
Agreement to Restrict Trading. Company agrees to execute a Request from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Client Variable Contract owner that has been identified by the Fund as having engaged in directed transactions in Shares (directly or indirectly through an a Separate Account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of its Shares.
Appears in 11 contracts
Samples: Fund Participation Agreement (Delaware Life Ny Variable Account C), Fund Participation Agreement (Delaware Life Ny Variable Account C), Fund Participation Agreement (Delaware Life Ny Variable Account C)
Agreement to Restrict Trading. Company agrees We agree to execute a Request from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Client that has been identified by the Fund as having engaged in transactions in Shares (directly or indirectly through an Account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of its Shares.
Appears in 8 contracts
Samples: Servicing Agreement (Lazard Funds Inc), Servicing Agreement (Lazard Funds Inc), Servicing Agreement (Lazard Funds Inc)
Agreement to Restrict Trading. Company agrees to execute a Request from the Fund to restrict or prohibit further purchases or exchanges of Shares by Fund shares with respect to a Client Variable Contract owner that has been identified by the Fund as having engaged in transactions in Shares Fund shares (directly or indirectly through an a Separate Account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of its Shares.
Appears in 2 contracts
Samples: Fund Participation Agreement (Lincoln Variable Insurance Products Trust), Fund Participation Agreement (Lincoln Variable Insurance Products Trust)
Agreement to Restrict Trading. The Company agrees to execute a Request written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Client Shareholder that has been identified by the Fund as having engaged in transactions in of the Fund's Shares (directly or indirectly through an Accountthe Company's account) that violate policies established by the Fund for the purpose of recouping for the Fund the costs it may incur as a result of redemptions of Shares within 30 days of the date of purchase or eliminating or reducing any dilution of the value of its Sharesthe outstanding Shares issued by the Fund.
Appears in 2 contracts
Samples: Participation Agreement (Jefferson National Life Annuity Account G), Participation Agreement (Jefferson National Life Annuity Account G)
Agreement to Restrict Trading. The Company agrees to execute a Request from the Fund Trust to restrict or prohibit further purchases or exchanges of Shares a Fund’s shares by a Client Variable Contract owner(s) that has been identified by the Fund Trust as having engaged in transactions in Shares Fund shares (directly or indirectly through an a Separate Account) that violate policies established by the Fund Trust for the purpose of eliminating or reducing any dilution of the value of its Sharesshares.
Appears in 1 contract
Samples: Fund Participation Agreement (Lincoln Variable Insurance Products Trust)
Agreement to Restrict Trading. Company agrees to execute a Request written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Client Contract owner that has been identified by the Fund as having engaged in transactions in Shares (directly or indirectly through an Account) a Company Fund Account that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of its Sharesmarket timing and abusive trading practices.
Appears in 1 contract
Samples: Participation Agreement (Ml of New York Variable Annuity Separate Account D)