Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.
Appears in 11 contracts
Samples: Shareholder Information Agreement (National Variable Annuity Account Ii), Rule 22c 2 Agreement (Allianz Life Variable Account B), Shareholder Information Agreement (Variable Annuity Account)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's ’s Shares (directly or indirectly through the Intermediary's ’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary. Instructions must be received by Intermediary at the address that Intermediary may communicate to Fund in writing from time to time.
Appears in 8 contracts
Samples: Participation Agreement (Separate Account I of National Integrity Life Ins Co), Information Sharing Agreement (Separate Account I of National Integrity Life Ins Co), Participation Agreement (Separate Account I of Integrity Life Insurance Co)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's ’s Shares (directly or indirectly through the Intermediary's ’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.
Appears in 8 contracts
Samples: Shareholder Information Agreement (Allianz Life of Ny Variable Account C), Shareholder Information Agreement (Allianz Life Variable Account B), Shareholder Information Agreement (Protective Variable Annuity Separate Account)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund Agent to restrict or prohibit further purchases or exchanges of Shares by a Shareholder Contractholder that has been identified by the Fund Agent as having engaged in transactions of the Fund's in Shares (directly or indirectly through the Intermediary's account) that violate policies established or utilized by the a Trust or Fund Agent for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the a Fund. Unless otherwise directed by the FundFund Agent, any such restrictions or prohibitions shall only apply to ShareholderContractholder-Initiated Transfer Purchases or ShareholderContractholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.
Appears in 7 contracts
Samples: Participation Agreement (Lincoln Life & Annuity Flexible Premium Variable Life Account M), Participation Agreement (Agl Separate Account Vl-R), Participation Agreement (Variable Account B American Intl Life Assur Co of New York)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in m transactions of the Fund's ’s Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding outstand mg Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions prohib1t1ons shall only apply to Shareholder-Shareholder Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly ind1redly through Intermediary.
Appears in 6 contracts
Samples: Shareholder Agreement (Prudential Variable Contract Account Gi-2), Shareholder Information Agreement (Pruco Life Variable Appreciable Account), Shareholder Information Agreement (Pruco Life of New Jersey Variable Appreciable Account)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of in the Fund's ’s Shares (directly or indirectly through the Intermediary's ’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.
Appears in 6 contracts
Samples: Participation Agreement (Variable Annuity Account A), Participation Agreement (SBL Variable Annuity Account Xiv), Participation Agreement (SBL Variable Annuity Account Xiv)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund Agent to restrict or prohibit further purchases or exchanges of Shares by a Shareholder Contractholder that has been identified by the Fund Agent as having engaged in transactions of the Fund's in Shares (directly or indirectly through the Intermediary's ’s account) that violate policies established or utilized by the a Trust or Fund Agent for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the a Fund. Unless otherwise directed by the FundFund Agent, any such restrictions or prohibitions shall only apply to ShareholderContractholder-Initiated Transfer Purchases or ShareholderContractholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.
Appears in 6 contracts
Samples: Participation Agreement (Zalico Variable Annuity Separate Account), Participation Agreement (ALAC Separate Account 1), Participation Agreement (KILICO Variable Annuity Separate Account - 3)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary. Instructions must be received by Intermediary at the address that Intermediary may communicate to Fund in writing from time to time.
Appears in 3 contracts
Samples: Participation Agreement (Columbus Life Separate Account 1), Participation Agreement (Columbus Life Separate Account 1), Rule 22c 2 Agreement (Columbus Life Separate Account 1)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's ’s Shares (directly or indirectly through the Intermediary's ’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary. Instructions must be received by Intermediary at a mutually agreed upon address.
Appears in 3 contracts
Samples: Participation Agreement (Separate Account I of National Integrity Life Ins Co), Participation Agreement (Separate Account Ii of National Integrity Life Insurance Co), Participation Agreement (Separate Account I of Integrity Life Insurance Co)
Agreement to Restrict Trading. The Intermediary agrees to execute written instructions from the Fund Agent to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund Agent as having engaged in transactions of the in a Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the a Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the a Fund. Unless otherwise directed by the FundFund Agent, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through the Intermediary. Instructions must be received by the Intermediary at the address noted in Appendix A to this agreement.
Appears in 3 contracts
Samples: Variable Annuity Shareholder Information Agreement (Variable Account B American Intl Life Assur Co of New York), Variable Annuity Shareholder Information Agreement (Agl Separate Account Vl-R), Variable Annuity Shareholder Information Agreement (Variable Account Ii Aig Life Insurance Co)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's ’s Shares (directly or indirectly through the Intermediary's ’s account) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected affected directly or indirectly through Intermediary. Instructions must be received by Intermediary at the address that Intermediary may communicate to Fund in writing from time to time.
Appears in 3 contracts
Samples: Amendment to Selling Group Agreement (Separate Account I of National Integrity Life Ins Co), Amendment to Selling Group Agreement (Separate Account I of Integrity Life Insurance Co), Amendment to Selling Group Agreement (Separate Account Ii of National Integrity Life Insurance Co)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has have been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary. Instructions must be received by an Intermediary at a mutually agreed upon address.
Appears in 2 contracts
Samples: Shareholder Information Agreement (WRL Series Life Corporate Account), Shareholder Information Agreement (Transamerica Corporate Separate Account Sixteen)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected affected directly or indirectly through Intermediary. Instructions will be transmitted to Intermediary through a mutually agreed upon format.
Appears in 2 contracts
Samples: Shareholder Information Agreement (Lincoln Life Variable Annuity Account N), Shareholder Information Agreement (Lincoln New York Account N for Variable Annuities)
Agreement to Restrict Trading. In general, the Trust will rely on the Intermediary's Policies to address any apparent detrimental effects of short-term trading. However, Intermediary agrees to use reasonable efforts to execute written instructions from the a Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's accountAccount) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the FundPolicies. Unless otherwise directed by the Fund, any Any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly as set forth in Section 2. Intermediary will execute such instructions with respect to the Shareholder, but only for the Contract through Intermediarywhich such transactions in the Fund's shares occurred in violation of the Fund's Policies.
Appears in 2 contracts
Samples: Participation Agreement (Fs Variable Separate Account), Participation Agreement (Variable Separate Account)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's ’s Shares (directly or indirectly through the Intermediary's ’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Shareholder- Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.
Appears in 2 contracts
Samples: Supplemental Agreement (Prudential Discovery Select Group Variable Contract Acct), Supplemental Agreement (Prudential Discovery Premier Group Variable Contract Account)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's ’s Shares (directly or indirectly through the Intermediary's ’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Shareholder- Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary. 2.2.
Appears in 2 contracts
Samples: Fund Participation Agreement (Prudential Annuities Life Assurance Corp Variable Account B), Fund Participation Agreement (Prudential Annuities Life Assurance Corp Variable Account B)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary. Instructions must be received by Intermediary at the address that Intermediary may communicate to Fund in writing from time to time.
Appears in 1 contract
Samples: Amendment to Selling Group Agreement (Columbus Life Separate Account 1)
Agreement to Restrict Trading. 1. Each Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of involving Fund Shares by a Shareholder that who has been identified by the Fund as having engaged in transactions in Shares of the Fund's Shares a Fund (through an account directly or indirectly through maintained by the Intermediary's account) that violate the policies and procedures established by the Fund Funds for the purpose purposes of eliminating or reducing any dilution frequent trading of the value of the outstanding Shares issued by the FundFund Shares. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through the Intermediary.
Appears in 1 contract
Samples: Rule 22c 2 Agreement (Variable Annuity Acct C of Ing Life Insurance & Annuity Co)
Agreement to Restrict Trading. 1. Each Intermediary agrees to execute written instructions from the Fund Agent to restrict or prohibit further purchases or exchanges of Shares Covered Transactions involving Fund shares by a Shareholder that shareholder who has been identified by the Fund Agent as having engaged in transactions in shares of the Fund's Shares a Fund (through an account directly or indirectly through maintained by the Intermediary's account) that violate the policies and procedures established by the Fund Funds for the purpose purposes of eliminating or reducing any dilution frequent trading of the value of the outstanding Shares issued by the FundFund shares. Unless otherwise directed by the FundFund Agent, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through the Intermediary.
Appears in 1 contract
Samples: Rule 22c 2 Agreement (Reliastar Life Ins Co of New York Var Life Sep Acct I)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund or its Designee to restrict or prohibit further purchases or exchanges of Shares by a Shareholder Customer that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the FundFund or its Designee, any such restrictions or prohibitions shall only apply to ShareholderCustomer-Initiated Transfer Purchases or ShareholderCustomer-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.through
Appears in 1 contract
Samples: Customer Information Agreement (Merrill Lynch Life Variable Annuity Separate Account D)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in m transactions of the Fund's ’s Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions prohib1t1ons shall only apply to Shareholder-Shareholder Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly ind1redly through Intermediary.
Appears in 1 contract
Samples: Shareholder Information Agreement (Pruco Life of New Jersey Variable Appreciable Account)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.
Appears in 1 contract
Samples: Shareholder Information Agreement (Valley Forge Life Insurance Co Variable Life Separate Accoun)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases purchases, transfers or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary. Instructions must be received by Intermediary at the address that Intermediary may communicate to Fund in writing from time to time.
Appears in 1 contract
Samples: Rule 22c 2 Information Sharing Agreement (Columbus Life Separate Account 1)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's ’s Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Shareholder Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.
Appears in 1 contract
Samples: Shareholder Information Agreement (Pruco Life Flexible Premium Variable Annuity Account)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares Shares. issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.
Appears in 1 contract
Samples: Rule 22c 2 Agreement (Allianz Life Variable Account B)
Agreement to Restrict Trading. Intermediary agrees Intermediaries agree to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's accountIntermediaries' Account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through IntermediaryIntermediaries.
Appears in 1 contract
Samples: Rule 22c 2 Agreement (Variable Account a American Intl Life Assur Co of New York)
Agreement to Restrict Trading. Intermediary agrees Intermediaries agree to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's accountIntermediaries' Account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.Intermediaries. 526521
Appears in 1 contract
Samples: Rule 22c 2 Agreement (Variable Account I of AGL of Delaware)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund Agent to restrict or prohibit further purchases or exchanges of Shares by a Shareholder Contractholder that has been identified by the Fund Agent as having engaged in transactions of the Fund's in Shares (directly or indirectly through the Intermediary's account) that violate policies established or utilized by the a Trust or Fund Agent for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the a Fund. Unless otherwise directed by the FundFund Agent, any such restrictions or prohibitions shall only apply to ShareholderContractholder-Initiated Transfer Purchases or Shareholder-Contractholder- Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.
Appears in 1 contract
Samples: Participation Agreement (John Hancock Life Insurance Co (Usa) Separate Account H)