Agreement to Restrict Trading. The Company agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Portfolio shares by a Contract Owner that has been identified by the Fund as having engaged in transactions in Portfolio shares (directly or indirectly through the Company’s account) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by a Portfolio. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Contract Owner Initiated Transfer Purchases or Contract Owner Initiated Transfer Redemptions that are affected directly or indirectly through the Company.
Appears in 33 contracts
Samples: Fund Participation Agreement (C M Life Variable Life Separate Account I), Participation Agreement (Separate Account a of Pacific Life & Annuity Co), Participation Agreement (Separate Account a of Pacific Life & Annuity Co)
Agreement to Restrict Trading. The Company agrees to execute written instructions from the Fund or its designee to restrict or prohibit further purchases or exchanges of Portfolio shares Shares by a Contract Owner that has been identified by the Fund as having engaged in transactions in Portfolio shares of the Fund's Shares (directly or indirectly through the Company’s 's account) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares Shares issued by a Portfoliothe Fund. Unless otherwise directed by the FundFund or its designee, any such restrictions or prohibitions shall only apply to Contract Owner Owner-Initiated Transfer Purchases or Contract Owner Owner-Initiated Transfer Redemptions that are affected effected directly or indirectly through the Company.
Appears in 7 contracts
Samples: Shareholder Information Agreement (National Variable Annuity Account Ii), Shareholder Information Agreement (Lincoln Life Variable Annuity Account N), Shareholder Information Agreement (RBC Variable Annuity Account A)
Agreement to Restrict Trading. The Company agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Portfolio shares Shares by a Contract Owner Shareholder that has been identified by the Fund as having engaged in transactions in Portfolio shares of the Fund’s Shares (directly or indirectly through the Company’s account) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares Shares issued by a Portfoliothe Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Contract Owner Shareholder-Initiated Transfer Purchases or Contract Owner Shareholder-Initiated Transfer Redemptions that are affected effected directly or indirectly through the Company.
Appears in 3 contracts
Samples: Participation Agreement (Pruco Life Flexible Premium Variable Annuity Account), Participation Agreement (Thrivent Series Fund Inc), Participation Agreement (Corporate Sponsored Vul Separate Account I)
Agreement to Restrict Trading. The Company Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Portfolio shares Shares by a Contract Owner Shareholder that has been identified by the Fund as having engaged in transactions in Portfolio shares the Fund’s Shares (directly or indirectly through the CompanyIntermediary’s account) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares Shares issued by a Portfoliothe Fund. Unless otherwise directed specifically requested by the Fund, any such restrictions or prohibitions shall only apply to Contract Owner Shareholder Initiated Transfer Purchases or Contract Owner Shareholder Initiated Transfer Redemptions that are affected directly or indirectly through the Company.
Appears in 3 contracts
Samples: Participation Agreement (Pacific Select Exec Separate Acct Pacific Life Ins), Participation Agreement (Pacific Select Exec Separate Acct Pacific Life Ins), Participation Agreement (Separate Account a of Pacific Life Insurance Co)
Agreement to Restrict Trading. The Company agrees to execute written instructions from the Fund or its designee to restrict or prohibit further purchases or exchanges of Portfolio shares by a Contract Owner that has been identified by the Fund as having engaged in transactions in Portfolio shares of the Fund’s Shares (directly or indirectly through the Company’s account) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares Shares issued by a Portfoliothe Fund. Unless otherwise directed by the FundFund or its designee, any such restrictions or prohibitions shall only apply to Contract Owner Owner-Initiated Transfer Purchases or Contract Owner Owner-Initiated Transfer Redemptions that are affected effected directly or indirectly through the Company.
Appears in 3 contracts
Samples: Shareholder Information Agreement (Massachusetts Mutual Variable Annuity Separate Account 4), Shareholder Information Agreement (Massachusetts Mutual Variable Life Separate Account I), Intermediary Agreement (C M Multi Account A)
Agreement to Restrict Trading. The Company agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Portfolio shares by a Contract Owner that has been identified by the Fund as having engaged in transactions in Portfolio shares (directly or indirectly through the Company’s 's account) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by a Portfolio. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Contract Owner Initiated Transfer Purchases or Contract Owner Initiated Transfer Redemptions that are affected directly or indirectly through the Company.
Appears in 2 contracts
Samples: Participation Agreement (Lincoln New York Account N for Variable Annuities), Participation Agreement (Lincoln Life Variable Annuity Account N)
Agreement to Restrict Trading. The Company agrees to execute written instructions from the Fund or its designee to restrict or prohibit further purchases or exchanges of Portfolio shares Shares by a Contract Owner that has been identified by the Fund as having engaged in transactions in Portfolio shares of the Funds Shares (directly or indirectly through the Company’s account) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares Shares issued by a Portfoliothe Fund. Unless otherwise directed by the FundFund or its designee, any such restrictions or prohibitions shall only apply to Contract Owner Owner-Initiated Transfer Purchases or Contract Owner Owner-Initiated Transfer Redemptions that are affected effected directly or indirectly through the Company.
Appears in 1 contract
Samples: Shareholder Information Agreement (Modern Woodmen of America Variable Annuity Account)
Agreement to Restrict Trading. The Company agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Portfolio shares Shares by a Contract Owner Shareholder that has been identified by the Fund as having engaged in transactions in Portfolio shares of the Fund's Shares (directly or indirectly through the Company’s 's account) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares Shares issued by a Portfoliothe Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Contract Owner Shareholder-Initiated Transfer Purchases or Contract Owner Shareholder-Initiated Transfer Redemptions that are affected effected directly or indirectly through the Company.
Appears in 1 contract
Samples: Fund Participation Agreement (Pruco Life of New Jersey Variable Appreciable Account)
