Agreements by UBSFS Regarding Rule 144 and Rule 145. (i) UBSFS agrees to conduct all sales pursuant to the Trading Plan in accordance with the manner of sale requirement of Rule 144. UBSFS shall not affect any sales that it knows would exceed the then-applicable volume limitation under Rule 144. (ii) UBSFS agrees to file such Forms 144 furnished by Seller pursuant to paragraph 5(a)(ii) on behalf of Seller as required by applicable law. (iii) UBSFS agrees to submit such Rule 144 Seller’s Representation Letters furnished by Seller pursuant to paragraph 5(a)(iii) on behalf of Seller as required by Issuer’s transfer agent.
Appears in 4 contracts
Samples: Rule 10b5 1 Trading Plan (Troendle August J.), Rule 10b5 1 Trading Plan (BFC Financial Corp), Rule 10b5 1 Trading Plan (BFC Financial Corp)
Agreements by UBSFS Regarding Rule 144 and Rule 145. (i) UBSFS agrees to conduct all sales pursuant to the Trading Plan in accordance with the manner of sale requirement of Rule 144. UBSFS shall not affect any sales that it knows would exceed the then-applicable volume limitation under Rule 144.
(ii) UBSFS agrees to file such Forms 144 furnished by Seller pursuant to paragraph 5(a)(ii) on behalf of Seller as required by applicable law.
(iii) UBSFS agrees to submit such Rule 144 Seller’s 's Representation Letters furnished by Seller pursuant to paragraph 5(a)(iii) on behalf of Seller as required by Issuer’s 's transfer agent.
Appears in 2 contracts
Samples: Rule 10b5 1 Trading Plan (Troendle August J.), Rule 10b5 1 Trading Plan (Troendle August J.)