Agreements’ Compliance with Law. This Agreement and each of the Fund Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act and the Advisers Act Rules and Regulations.
Appears in 31 contracts
Samples: Underwriting Agreement (Columbia Seligman Premium Technology Growth Fund, Inc.), Underwriting Agreement (Eaton Vance Floating-Rate 2022 Target Term Trust), Underwriting Agreement (AllianzGI Convertible & Income 2024 Target Term Fund)
Agreements’ Compliance with Law. This Agreement and each of the Fund Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act and the Advisers Act Rules and Regulations.
Appears in 16 contracts
Samples: Distribution Agreement (Guggenheim Energy & Income Fund), Underwriting Agreement (AllianzGI Diversified Income & Convertible Fund), Initial Offering Period Agreement (Western Asset Middle Market Income Fund Inc.)
Agreements’ Compliance with Law. This Agreement and each of the Fund Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Investment Company Act and the Advisers Act Rules and RegulationsAct.
Appears in 15 contracts
Samples: Sales Agreement (Calamos Global Total Return Fund), Sales Agreement (Calamos Convertible & High Income Fund), Sales Agreement (Calamos Convertible Opportunities & Income Fund)
Agreements’ Compliance with Law. This Agreement and Agreement, each of the Fund Agreements and the Sub-advisory Agreement comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act and the Advisers Act Rules and Regulations.
Appears in 4 contracts
Samples: Underwriting Agreement (Rivernorth Opportunities Fund, Inc.), Underwriting Agreement (RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.), Underwriting Agreement (RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.)
Agreements’ Compliance with Law. This Agreement and each of the Fund Agreements and the Plan comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act and the Advisers Act Rules and Regulations.
Appears in 4 contracts
Samples: Underwriting Agreement (Guggenheim Active Allocation Fund), Underwriting Agreement (Neuberger Berman Next Generation Connectivity Fund Inc.), Underwriting Agreement (Cohen & Steers Real Estate Opportunities & Income Fund)
Agreements’ Compliance with Law. This Agreement and Agreement, each of the Fund Agreements comply and the Sub-Advisory Agreement complies in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act and the Advisers Act Rules and Regulations.
Appears in 3 contracts
Samples: Underwriting Agreement (Evergreen Global Dividend Opportunity Fund), Underwriting Agreement (Eaton Vance Tax-Managed Global Diversified Equity Income Fund), Underwriting Agreement (Eaton Vance Tax-Managed Diversified Equity Income Fund)
Agreements’ Compliance with Law. This Agreement and Agreement, each of the Fund Agreements and the Sub-Advisory Agreement comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act and the Advisers Act Rules and Regulations.
Appears in 3 contracts
Samples: Underwriting Agreement (Rivernorth Opportunities Fund, Inc.), Underwriting Agreement (Principal Real Estate Income Fund), Underwriting Agreement (Neuberger Berman MLP Income Fund Inc.)
Agreements’ Compliance with Law. This Agreement and Agreement, each of the Fund Agreements and the Declaration of Trust comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act and the Advisers Act Rules and Regulations.
Appears in 2 contracts
Samples: Underwriting Agreement (AllianzGI Convertible & Income Fund), Underwriting Agreement (AllianzGI Convertible & Income Fund II)
Agreements’ Compliance with Law. This Agreement and each of the Fund Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act and the Advisers Act Rules and Regulations.
Appears in 2 contracts
Samples: Underwriting Agreement (Eagle Growth & Income Opportunities Fund), Underwriting Agreement (THL Credit Senior Loan Fund)
Agreements’ Compliance with Law. This Agreement and each of the Fund Agreements and the Sub-Advisory Agreement comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act and the Advisers Act Rules and Regulations.
Appears in 2 contracts
Samples: Underwriting Agreement (Federated Enhanced Treasury Income Fund), Underwriting Agreement (First Trust High Income Long/Short Fund)
Agreements’ Compliance with Law. This Agreement and Agreement, each of the Fund Agreements Agreements, the Subadvisory Agreement and the Dividend Reinvestment Plan comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act and the Advisers Act Rules and Regulations.
Appears in 2 contracts
Samples: Underwriting Agreement (Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc.), Underwriting Agreement (Nuveen Preferred & Income 2022 Term Fund)
Agreements’ Compliance with Law. This Agreement and each Each of the Fund Agreements and the Plan comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (AllianzGI Artificial Intelligence & Technology Opportunities Fund)
Agreements’ Compliance with Law. This Agreement, the Subadvisory Agreement and each of the Fund Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (Nuveen Mortgage Opportunity Term Fund)
Agreements’ Compliance with Law. This Agreement and Agreement, each of the Fund Agreements and the Fund's Organizational Documents comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (First Trust Dynamic Europe Equity Income Fund)
Agreements’ Compliance with Law. This Agreement and Agreement, each of the Fund Agreements and the Fund’s Organizational Documents comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (Miller/Howard High Income Equity Fund)
Agreements’ Compliance with Law. This Agreement and each of the Fund Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act and the Advisers Act Rules and RegulationsAct.
Appears in 1 contract
Samples: Equity Distribution Agreement (DNP Select Income Fund Inc)
Agreements’ Compliance with Law. This Agreement and each of the Fund Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (Legg Mason BW Global Income Opportunities Fund Inc.)
Agreements’ Compliance with Law. This Agreement and each of the The Fund Agreements comply in all material respects with all applicable provisions of the 1940 Act, (i) the 1940 Act Rules and Regulations, the rules and regulations under the 1940 Act and (ii) the Advisers Act and the Advisers Act Rules and RegulationsRegulations to the extent applicable.
Appears in 1 contract
Samples: Initial Offering Period Agreement (BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.)
