Agreements’ Compliance with Laws. This Agreement and the Subadvisory Agreement comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act, and the Advisers Act Rules and Regulations.
Appears in 5 contracts
Samples: Underwriting Agreement (Nuveen Preferred & Income 2022 Term Fund), Underwriting Agreement (Nuveen Energy MLP Total Return Fund), Underwriting Agreement (Nuveen Energy MLP Total Return Fund)
Agreements’ Compliance with Laws. This Agreement and the Subadvisory Agreement Adviser Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act, Act and the Advisers Act Rules and Regulations.
Appears in 4 contracts
Samples: Underwriting Agreement (Rivernorth Opportunities Fund, Inc.), Underwriting Agreement (RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.), Underwriting Agreement (RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.)
Agreements’ Compliance with Laws. This Agreement and the Subadvisory Sub-Advisory Agreement comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act, Act and the Advisers Act Rules and Regulations.
Appears in 4 contracts
Samples: Underwriting Agreement (Principal Real Estate Income Fund), Underwriting Agreement (THL Credit Senior Loan Fund), Underwriting Agreement (Neuberger Berman MLP Income Fund Inc.)
Agreements’ Compliance with Laws. This Agreement and the Subadvisory Sub-Advisory Agreement comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act, and the Advisers Act Rules and Regulations.
Appears in 2 contracts
Samples: Underwriting Agreement (BlackRock Build America Bond Trust), Underwriting Agreement (Federated Enhanced Treasury Income Fund)
Agreements’ Compliance with Laws. This Agreement and the Subadvisory Sub-advisory Agreement comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act, Act and the Advisers Act Rules and Regulations.
Appears in 2 contracts
Samples: Underwriting Agreement (Rivernorth Opportunities Fund, Inc.), Underwriting Agreement (RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.)
Agreements’ Compliance with Laws. This Agreement and the Subadvisory Agreement comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act, and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (Nuveen Intermediate Duration Quality Municipal Term Fund)
Agreements’ Compliance with Laws. This Agreement, the Sub-Advisory Agreement, the Licensing Agreement and the Subadvisory Agreement Fee Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act, Act and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (Rivernorth Opportunities Fund, Inc.)
Agreements’ Compliance with Laws. This Agreement, the Management Agreement, the Subadvisory Agreement and the Subadvisory Agreement Fee Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act, and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (Prudential Global Short Duration High Yield Fund, Inc.)
Agreements’ Compliance with Laws. This Agreement, the Sub-Advisory Agreement, the Sub-Advisory Agreement and the Subadvisory Agreement Fee Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act, Act and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (First Trust Dynamic Europe Equity Income Fund)
Agreements’ Compliance with Laws. This Agreement, the Management Agreement and the Subadvisory Sub-Advisory Agreement comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act, and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Initial Offering Period Agreement (BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.)
Agreements’ Compliance with Laws. This Agreement Agreement, the Management Contract, the Subadvisory Contract and the Subadvisory Agreement Fee Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act, and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (Babson Capital Global Short Duration High Yield Fund)
Agreements’ Compliance with Laws. This Agreement Agreement, the Advisory Agreement, the Sub-Advisory Agreement, the Structuring Fee Agreements and the Subadvisory Agreement Additional Compensation Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act, and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (Eaton Vance Tax-Managed Global Diversified Equity Income Fund)
Agreements’ Compliance with Laws. This Agreement and Agreement, the Subadvisory Agreement Sub-advisory Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act, Act and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.)
Agreements’ Compliance with Laws. This Agreement, the Advisory Agreement and the Subadvisory Sub-Advisory Agreement comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act, and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (Evergreen Global Dividend Opportunity Fund)
Agreements’ Compliance with Laws. This Agreement and the Subadvisory Agreement Subadvisor Agreements to which such Subadviser is a party comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act, Act and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (Eagle Growth & Income Opportunities Fund)
Agreements’ Compliance with Laws. This Agreement, the Management Agreement, the Sub-Advisory Agreement and the Subadvisory Agreement Fee Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act, and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (MainStay DefinedTerm Municipal Opportunities Fund)
Agreements’ Compliance with Laws. This Agreement, the Sub-advisory Agreement and the Subadvisory License Agreement comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act, Act and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.)
Agreements’ Compliance with Laws. This Agreement and the Subadvisory Agreement comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act, Act and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc.)
Agreements’ Compliance with Laws. This Agreement, the Advisory Agreement, the Sub-Advisory Agreement and the Subadvisory Agreement Structuring Fee Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act, and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (Claymore/Guggenheim Strategic Opportunities Fund)
Agreements’ Compliance with Laws. This Agreement Agreement, the Advisory Agreement, the Sub-Advisory Agreement, the Structuring Fee Agreement[s] [and the Subadvisory Agreement Additional Compensation Agreement] comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act, and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (Eaton Vance Tax-Managed Diversified Equity Income Fund)
