Agreements’ Compliance with Laws. This Agreement, the Advisory Agreement, and the Accounting Agreement comply in all material respects with all applicable provisions of the Investment Company Act and the Advisers Act.
Appears in 12 contracts
Samples: Sales Agreement (Calamos Global Total Return Fund), Sales Agreement (Calamos Convertible Opportunities & Income Fund), Sales Agreement (Calamos Convertible Opportunities & Income Fund)
Agreements’ Compliance with Laws. This Agreement, the The Advisory Agreement, and the Accounting Agreement comply complies in all material respects with all applicable provisions of the Investment Company Act and the Advisers Act.
Appears in 8 contracts
Samples: Sales Agreement (Guggenheim Strategic Opportunities Fund), Controlled Equity Offeringsm (Guggenheim Strategic Opportunities Fund), Sales Agreement (Guggenheim Strategic Opportunities Fund)
Agreements’ Compliance with Laws. This Agreement, the Advisory Agreement, Agreement and the Accounting Agreement comply in all material respects with all applicable provisions of the Investment Company Act and the Advisers Act.
Appears in 3 contracts
Samples: Sales Agreement (Calamos Global Total Return Fund), Sales Agreement (Calamos Convertible & High Income Fund), Sales Agreement (Calamos Convertible Opportunities & Income Fund)
Agreements’ Compliance with Laws. This Agreement, the Advisory Agreement, Agreement and the Accounting Investment Advisory Agreement comply in all material respects with all applicable provisions of the Investment Company Act and the Advisers Act.
Appears in 2 contracts
Samples: Sales Agreement (Miller/Howard High Income Equity Fund), Investment Advisory Agreement (Miller/Howard High Income Equity Fund)
Agreements’ Compliance with Laws. This Agreement, the Advisory Agreement, Agreement and the Accounting Agreement Advisor Agreements comply in all material respects with all applicable provisions of the Investment Company Act and the Advisers Act.
Appears in 1 contract
Samples: Sales Agreement (Rivernorth Opportunities Fund, Inc.)