Agreements’ Compliance with Laws. This Agreement and the Adviser Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act and the Advisers Act Rules and Regulations.
Appears in 4 contracts
Samples: Underwriting Agreement (Rivernorth Opportunities Fund, Inc.), Underwriting Agreement (RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.), RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
Agreements’ Compliance with Laws. This Agreement, the Advisory Agreement and the Adviser Agreements Accounting Agreement comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act Act, and the Advisers Act Rules and Regulations.
Appears in 2 contracts
Samples: Underwriting Agreement (Calamos Strategic Total Return Fund), Underwriting Agreement (Calamos Global Dynamic Income Fund)
Agreements’ Compliance with Laws. This Agreement and the Adviser The Advisory Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act Act, and the Advisers Act Rules and Regulations, and each of the Advisory Agreements is in full force and effect.
Appears in 1 contract
Samples: Initial Offering Period Agreement (Western Asset Middle Market Income Fund Inc.)
Agreements’ Compliance with Laws. This Agreement Agreement, the Advisory Agreements and the Adviser Agreements Fee Agreements, to which it is a party, comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (Guggenheim Equal Weight Enhanced Equity Income Fund)
Agreements’ Compliance with Laws. This Agreement and the Adviser Advisor Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (Rivernorth Opportunities Fund, Inc.)
Agreements’ Compliance with Laws. This Agreement and the Adviser The Advisory Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act Act, and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Western Asset (Western Asset Middle Market Debt Fund Inc.)
