Agreements of the Trust. The Trust hereby represents and warrants to Atlantic TA as follows: (a) The Trust has provided to Atlantic TA a copy of the Trust AML Policies and Procedures and a copy of the Trust Identity Theft Prevention Policies and Procedures adopted and implemented by the Trust as of the date of this Agreement; and the Trust agrees to provide to Atlantic TA a copy of any material amendments to those policies and procedures promptly after the adoption of any such amendments; (b) The Trust agrees to provide to Atlantic TA the following as soon as reasonably possible: (i) any change to the identity or contact information of the AMLCO and the ITPCO; (ii) the results of any regulatory audit or review of the AML Program or Trust Identity Theft Prevention Program that identifies problems or issues with the services provided by Atlantic TA under this Agreement; (iii) any notifications from FinCEN with respect to any account that has been identified by FinCEN as requiring to be held, monitored or closed; and (iv) any other information that the Trust believes should be delivered to Atlantic TA to carry out its obligations hereunder.
Appears in 2 contracts
Samples: Services Agreement (Cornercap Group of Funds /Va/), Services Agreement (Forum Funds)
Agreements of the Trust. The Trust hereby represents and warrants to Atlantic TA as follows:: Person.
(a) The Trust has provided to Atlantic TA a copy of the Trust AML Policies and Procedures and a copy of the Trust Identity Theft Prevention Policies and Procedures adopted and implemented by the Trust as of the date of this Agreement; and the Trust agrees to provide to Atlantic TA a copy of any material amendments to those policies and procedures promptly after the adoption of any such amendments;
(b) The Trust agrees to provide to Atlantic TA the following as soon as reasonably possible:
(i) any change to the identity or contact information of the AMLCO and the ITPCO;
(ii) the results of any regulatory audit or review of the AML Program or Trust Identity Theft Prevention Program that identifies problems or issues with the services provided by Atlantic TA under this Agreement;
(iii) any notifications from FinCEN with respect to any account that has been identified by FinCEN as requiring to be held, monitored or closed; and
(iv) any other information that the Trust believes should be delivered to Atlantic TA to carry out its obligations hereunder.
Appears in 2 contracts
Samples: Services Agreement (Altmfx Trust), Services Agreement (Altx Trust)