Common use of All Orders Must Be Placed Online; Alternatives May Not Be Available Clause in Contracts

All Orders Must Be Placed Online; Alternatives May Not Be Available. All orders for securities transactions must be placed online. We strictly prohibit orders delivered by mail for the purchase or sale of securities or other investments. Under extraordinary circumstances, some order types may be taken over the phone, but not every order type that is accepted online can be placed over the phone. Specifically, for example, a Direct Trade order may be placed over the phone for an additional fee, but we reserve the right not to accept Window orders over the phone. If an order is placed over the phone, you may be charged additional fees because of the additional costs of processing these orders. Please consult our websites, your Advisor, Manager, or third-party brokerage firm regarding the related charges for those orders. Please consider carefully the risks associated with primarily only having the option of entering orders for your account online. You agree that we have no responsibility for losses or liabilities that arise if we are unable to accept or process orders for your account online or over the phone.

Appears in 3 contracts

Samples: Customer Agreement, Customer Agreement, Customer Agreement

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All Orders Must Be Placed Online; Alternatives May Not Be Available. All orders for securities transactions must be placed online. We strictly prohibit orders delivered by mail for the purchase or sale of securities or other investments. Under extraordinary circumstances, some order types may be taken over the phone, but not every order type that is accepted online can be placed over the phone. Specifically, for example, a Direct Trade order may be placed over the phone for an additional fee, but we reserve the right not to accept Window orders over the phone. If an order is placed over the phone, you may be charged additional fees because of the additional costs of processing these orders. Please consult our websites, your Advisor, Manager, or third-party brokerage firm regarding the related charges for those orders. Please consider carefully the risks associated with primarily only having the option of entering orders 12 11/07/2021 for your account online. You agree that we have no responsibility for losses or liabilities that arise if we are unable to accept or process orders for your account online or over the phone.

Appears in 1 contract

Samples: Customer Agreement

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