Allocation of Brokerage. The Sub-Adviser will have authority and discretion to select brokers and dealers to execute Fund transactions initiated by the Sub-Adviser, and to select the markets on or in which the transactions will be executed.
Appears in 34 contracts
Samples: Sub Advisory Agreement (Virtus ETF Trust II), Sub Advisory Agreement (TrimTabs ETF Trust), Sub Advisory Agreement (Virtus ETF Trust II)
Allocation of Brokerage. The Sub-Adviser will shall have authority and discretion to select brokers and dealers (including brokers that may be affiliates of the Sub-Adviser to the extent permitted by Section 7(c) hereof) to execute Fund portfolio transactions initiated by the Sub-Adviser, and to select for the selection of the markets on or in which the transactions will be executed, subject to the following and subject to conformance with the policies and procedures disclosed in the Fund’s Prospectus and Statement of Additional Information and the policies and procedures adopted by the Trust’s Board of Trustees.
Appears in 16 contracts
Samples: Sub Advisory Agreement (Equinox Funds Trust), Sub Advisory Agreement (Equinox Funds Trust), Sub Advisory Agreement (Equinox Funds Trust)
Allocation of Brokerage. The Sub-Adviser will shall have authority and discretion to select brokers and dealers (including brokers that may be affiliates of the Sub-Adviser to the extent permitted by Section 7(c) hereof) to execute Fund portfolio transactions initiated by the Sub-Adviser, and to select for the selection of the markets on or in which the transactions will be executed, subject to conformance with the policies and procedures disclosed in the Fund’s Prospectus and Statement of Additional Information and the policies and procedures adopted by the Trust’s Board of Trustees.
Appears in 12 contracts
Samples: Sub Advisory Agreement (Wilmington Funds), Sub Advisory Agreement (Wilmington Funds), Sub Advisory Agreement (Wilmington Funds)
Allocation of Brokerage. The Sub-Adviser will shall have authority and discretion to select brokers brokers, dealers and dealers futures commission merchants to execute Fund portfolio transactions initiated by the Sub-Adviser, and to select for the selection of the markets on or in which the transactions will be executed.
Appears in 7 contracts
Samples: Sub Advisory Agreement (Managers Funds), Sub Advisory Agreement (Managers Funds), Sub Advisory Agreement (Managers Funds)
Allocation of Brokerage. The Sub-Adviser will shall have the authority and discretion to select brokers and dealers to execute Fund portfolio transactions initiated by the Sub-Adviser, and to select for the selection of the markets on or in which the transactions will be executed.
Appears in 7 contracts
Samples: Sub Advisory Agreement (Unified Series Trust), Sub Advisory Agreement (Dean Family of Funds), Sub Advisory Agreement (Dean Family of Funds)
Allocation of Brokerage. The Sub-Adviser will shall have authority and discretion to select brokers and dealers (including brokers that may be affiliates of the Sub-Adviser to the extent permitted by Section 7.C. hereof) to execute Fund portfolio transactions initiated by the Sub-Adviser, and to select for the selection of the markets on or in which the transactions will be executed, subject to conformance with the policies and procedures disclosed in the Fund’s Prospectus and Statement of Additional Information and the policies and procedures adopted by the Trust’s Board of Trustees.
Appears in 4 contracts
Samples: Sub Advisory Agreement (Wilmington Funds), Sub Advisory Agreement (Wilmington Funds), Sub Advisory Agreement (Wilmington Funds)
Allocation of Brokerage. The Sub-Adviser will shall have authority and discretion to select brokers and dealers (including brokers that may be affiliates of the Adviser or Sub-Adviser) to execute Fund portfolio transactions initiated by the Sub-Adviser, and to select the markets on or in which the transactions will be executed.
Appears in 2 contracts
Samples: Sub Advisory Agreement (Wilmington Funds), Sub Advisory Agreement (Wt Mutual Fund)
Allocation of Brokerage. The Sub-Adviser will shall have authority and discretion to select brokers and dealers to execute Fund transactions initiated by the Sub-Adviser, and to select the markets on or in which the transactions will be executed.
Appears in 2 contracts
Samples: Sub Advisory Agreement (ETFis Series Trust I), Sub Advisory Agreement (ETFis Series Trust I)
Allocation of Brokerage. The Sub-Adviser will shall have authority and discretion to select brokers and dealers (including brokers that may be affiliates of the Adviser or Sub-Adviser) to execute Fund portfolio transactions initiated by the Sub-Adviser, subject to conformance with the policies and to select procedures disclosed in the markets on or in which Fund’s Prospectus and Statement of Additional Information and the transactions will be executedpolicies and procedures adopted by the Fund’s Board of Trustees.
Appears in 1 contract
Allocation of Brokerage. The Sub-Adviser will Advisor shall have authority and discretion to select brokers brokers, dealers and dealers futures commission merchants to execute Fund portfolio transactions initiated by the Sub-AdviserAdvisor, and to select for the selection of the markets on or in which the transactions will be executed.
Appears in 1 contract
Allocation of Brokerage. The Sub-Adviser will have authority and discretion to select brokers and dealers to execute Fund Company transactions initiated by the Sub-Adviser, and to select the markets on or in which the transactions will be executed.
Appears in 1 contract
Samples: Virtus ETF Trust II
Allocation of Brokerage. The Sub-Adviser will shall have authority and discretion to select brokers and dealers (including brokers that may be affiliates of the Sub-Adviser to the extent permitted by Section 7.C. hereof) to execute Fund portfolio transactions initiated by the Sub-Adviser, and to select for the selection of the markets on or in which the transactions will be executed, subject to conformance with the policies and procedures disclosed in the Fund’s Prospectus and Statement of Additional Information and the policies and procedures adopted by the Trust’s Board of Trustees as communicated to the Sub-Adviser.
Appears in 1 contract