Common use of Allocation of Securities Included in Registration Statement Clause in Contracts

Allocation of Securities Included in Registration Statement. In the case of a registration pursuant to Section 2.2, if the Company's managing underwriter shall advise the Company and the Holders in writing that the inclusion in any registration pursuant hereto of some or all of (a) the Registrable Securities sought to be registered by the Holders, and (b) the Company Securities sought to be registered creates a substantial risk that the proceeds or price per unit that will be derived from such registration will be reduced or that the number of securities to be registered is too large a number to be reasonably sold, (i) first, the number of Company Securities (or securities of other Persons exercising "demand rights") sought to be registered shall be included in such registration, and (ii) next, the number of Registrable Securities and other securities of holders exercising "piggyback rights" shall be included in such registration to the extent permitted by the Company's managing underwriter (if the offering is underwritten) with the number of Registrable Securities and such other securities being registered being on a pro rata basis based on the number of securities the participating Holders and each such other holder desire to have registered; provided, however, that, if any participating Holder would be required pursuant to the provisions of this Section 7 to reduce the number of Registrable Securities that it may include in such registration, such participating Holder may withdraw all or any portion of its Registrable Securities from such registration.

Appears in 11 contracts

Samples: Warrant Agreement (Information Architects Corp), Warrant Agreement (Probex Corp), Warrant Agreement (Immtech International Inc)

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Allocation of Securities Included in Registration Statement. In the case of a registration pursuant to Section 2.27 for the Company’s account, if the Company's ’s managing underwriter shall advise the Company and the Holders Investor in writing that the inclusion in any registration pursuant hereto of some or all of (a) the Registrable Securities sought to be registered by the HoldersInvestor and securities offered by other holders, and (b) the Company Securities Company’s securities sought to be registered creates a substantial risk that the proceeds or price per unit that will be derived from such registration will be reduced or that the number of securities to be registered is too large a number to be reasonably sold, (i) first, the number of Company Securities (or securities of other Persons exercising "demand rights") sought to be registered shall be included in such registration, and (ii) next, the number of Registrable Securities offered by the Investor and securities offered by other securities of holders exercising "piggyback rights" shall be included in such registration to the extent permitted by the Company's ’s managing underwriter (if the offering is underwritten) with the number of Registrable Securities and such other securities being registered being determined on a pro pro-rata basis based on the number of Registered Securities and securities the participating Holders and each such other holder holders including the Investor desire to have registered; provided, however, that, if any participating Holder Investor would be required pursuant to the provisions of this Section 7 to reduce the number of Registrable Securities that it he may include in such registration, such participating Holder the Investor may withdraw all or any portion of its Registrable Securities from such registrationregistration and may resume selling shares under the registration statement (assuming it is effective) referred to in Section 2 after the 90-day lock-up period.

Appears in 7 contracts

Samples: Registration Rights Agreement (Unusual Machines, Inc.), Registration Rights Agreement (Better Choice Co Inc.), Registration Rights Agreement (Sport Endurance, Inc.)

Allocation of Securities Included in Registration Statement. In the case of a registration pursuant to Section 2.27 for the Company’s account, if the Company's ’s managing underwriter shall advise the Company and the Holders Investor in writing that the inclusion in any registration pursuant hereto of some or all of (a) the Registrable Securities sought to be registered by the HoldersInvestor and securities offered by other holders, and (b) the Company Securities Company’s securities sought to be registered creates a substantial risk that the proceeds or price per unit that will be derived from such registration will be reduced or that the number of securities to be registered is too large a number to be reasonably sold, (i) first, the number of Company Securities (or securities of other Persons exercising "demand rights") sought to be registered shall be included in such registration, and (ii) next, the number of Registrable Securities offered by the Investor and securities offered by other securities of holders exercising "piggyback rights" shall be included in such registration to the extent permitted by the Company's ’s managing underwriter (if the offering is underwritten) with the number of Registrable Securities and such other securities being registered being determined on a pro pro-rata basis based on the number of Registrable Securities and securities the participating Holders and each such other holder holders including the Investor desire to have registered; provided, however, that, if any participating Holder the Investor would be required pursuant to the provisions of this Section 7 to reduce the number of Registrable Securities that it he may include in such registration, such participating Holder the Investor may withdraw all or any portion of its Registrable Securities from such registrationregistration and may resume selling shares under the Registration Statement (assuming it is effective) referred to in Section 2 after the 90-day lock-up period.

Appears in 3 contracts

Samples: Registration Rights Agreement (White River Energy Corp.), Registration Rights Agreement (White River Energy Corp.), Registration Rights Agreement (White River Energy Corp.)

Allocation of Securities Included in Registration Statement. In If the case of Purchaser shall elect to include the Registrable Securities in a registration pursuant to Section 2.2, statement for an underwritten offering and if the Company's ’s managing underwriter shall advise the Company and the Holders Purchaser in writing that the inclusion in any registration pursuant hereto of some or all of (a) the Registrable Securities sought to be registered by the HoldersPurchaser and securities offered by other holders, and (b) the Company Securities Company’s securities sought to be registered creates a substantial risk that the proceeds or price per unit that will be derived from such registration will be reduced or that the number of securities to be registered is too large a number to be reasonably sold, (i) first, the number of Company Securities (or securities of other Persons exercising "demand rights") sought to be registered shall be included in such registration, and (ii) next, the number of Registrable Securities offered by the Purchaser and securities offered by other securities of holders exercising "piggyback rights" shall be included in such registration to the extent permitted by the Company's ’s managing underwriter (if the offering is underwritten) with the number of Registrable Securities and such other securities being registered being determined on a pro pro-rata basis based on the number of Registered Securities and securities the participating Holders and each such other holder holders including the Purchaser desire to have registered; provided, however, that, if any participating Holder Purchaser would be required pursuant to the provisions of this Section 7 8 to reduce the number of Registrable Securities that it he may include in such registration, such participating Holder the Purchaser may withdraw all or any portion of its Registrable Securities from such registrationregistration and may resume selling shares under the registration statement (assuming it is effective) referred to in Section 2 after the 90-day lock-up period.

Appears in 2 contracts

Samples: Registration Rights Agreement (ZK International Group Co., Ltd.), Registration Rights Agreement (Recruiter.com Group, Inc.)

Allocation of Securities Included in Registration Statement. In the case of a registration pursuant to Section 2.22, if the Company's managing underwriter shall advise the Company and the Holders Holder and other holders of registrable securities in writing that the inclusion in any registration pursuant hereto of some or all of (a) the Registrable Securities sought to be registered by the HoldersHolder and other holders, and (b) the Company Securities sought to be registered creates a substantial risk that the proceeds or price per unit that will be derived from such registration will be reduced or that the number of securities to be registered is too large a number to be reasonably sold, (i) first, the number of Company Securities (or securities of other Persons exercising "demand rights") sought to be registered shall be included in such registration, and (ii) next, the number of Registrable Securities and other securities of holders exercising "piggyback rights" shall be included in such registration to the extent permitted by the Company's managing underwriter (if the offering is underwritten) with the number of Registrable Securities and such other securities being registered being on a pro pro-rata basis based on the number of securities the participating Holders Holder and each such other holder desire to have registered; provided, however, that, if any participating the Holder would be required pursuant to the provisions of this Section 7 to reduce the number of Registrable Securities that it may include in such registration, such participating the Holder may withdraw all or any portion of its Registrable Securities from such registration.

Appears in 2 contracts

Samples: Warrant Agreement (Global Technovations Inc), Warrant Agreement (Global Technovations Inc)

Allocation of Securities Included in Registration Statement. In the case of a registration pursuant to Section 2.2, if the Company's managing underwriter shall advise the Company and the Holders Holder in writing that the inclusion in any registration pursuant hereto of some or all of (a) the Registrable Securities sought to be registered by the HoldersHolder, and (b) the Company Securities sought to be registered creates a substantial risk that the proceeds or price per unit that will be derived from such registration will be reduced or that the number of securities to be registered is too large a number to be reasonably sold, (i) first, the number of Company Securities (or securities of other Persons exercising "demand rights") sought to be registered shall be included in such registration, and (ii) next, the number of Registrable Securities and other securities of holders exercising "piggyback rights" shall be included in such registration to the extent permitted by the Company's managing underwriter (if the offering is underwritten) with the number of Registrable Securities and such other securities being registered being on a pro rata basis based on the number of securities the participating Holders Holder and each such other holder with "piggyback rights" desire to have registered; provided, however, that, if any participating Holder would be required pursuant to the provisions of C-7 this Section 7 to reduce the number of Registrable Securities that it may include in such registration, such participating Holder may withdraw all or any portion of its Registrable Securities from such registration.

Appears in 2 contracts

Samples: Business Separation and Settlement Agreement (Maii Holdings Inc), Business Separation and Settlement Agreement (Maii Holdings Inc)

Allocation of Securities Included in Registration Statement. In the case of a registration pursuant to Section 2.27 for the Company’s account, if the Company's ’s managing underwriter shall advise the Company and the Holders Investor in writing that the inclusion in any registration pursuant hereto of some or all of (a) the Registrable Securities sought permitted to be registered by the HoldersInvestor and securities offered by other stockholders, and (b) the Company Securities Company’s securities sought to be registered creates a substantial risk that the proceeds or price per unit that will be derived from such registration will be reduced or that the number of securities to be registered is too large a number to be reasonably sold, (i) first, the number of Company Securities (or securities of other Persons exercising "demand rights") sought to be registered shall be included in such registration, and (ii) next, the number of Registrable Securities and other securities of holders exercising "piggyback rights" offered by the 2019 Investors shall be included in such registration , and (iii) next, the number of Registrable Securities offered by (x) the Trupet Members, (y) purchasers in the Company’s December 2018 private placement and (z) the former shareholders of Bona Vida, Inc. shall be included in such registration statement, with each group of investors in clauses (x), (y) and (z) permitted to register one-third of any permissible sum (with each Trupet Member allowed to include up to his Pro Rata Share) to the extent permitted by the Company's ’s managing underwriter (if the offering is underwritten) with the number of Registrable Securities and such other securities being registered being on a pro rata basis based on the number of securities the participating Holders and each such other holder desire to have registeredunderwriter; provided, however, that, if any participating Holder the Investor would be required pursuant to the provisions of this Section 7 8 to reduce the number of Registrable Securities that it may include in such registration, such participating Holder the Investor may withdraw all or any portion of its Registrable Securities from such registrationregistration statement and may resume selling shares under the registration statement (assuming it is effective) referred to in Section 7 after the 90-day lock-up period.

Appears in 2 contracts

Samples: Registration Rights Agreement (Better Choice Co Inc.), Registration Rights Agreement (Better Choice Co Inc.)

Allocation of Securities Included in Registration Statement. In the case of a registration pursuant to Section 2.27 for the Company’s account, if the Company's ’s managing underwriter shall advise the Company and the Holders Investors in writing that the inclusion in any registration pursuant hereto of some or all of (a) the Registrable Securities sought to be registered by the HoldersInvestors and securities offered by other holders, and (b) the Company Securities Company’s securities sought to be registered creates a substantial risk that the proceeds or price per unit that will be derived from such registration will be reduced or that the number of securities to be registered is too large a number to be reasonably sold, (i) first, the number of Company Securities (or securities of other Persons exercising "demand rights") sought to be registered shall be included in such registration, and (ii) next, the number of Registrable Securities offered by the Investors and securities offered by other securities of holders exercising "piggyback rights" shall be included in such registration to the extent permitted by the Company's ’s managing underwriter (if the offering is underwritten) with the number of Registrable Securities and such other securities being registered being determined on a pro pro-rata basis based on the number of registered securities and securities the participating Holders and each such other holder holders including the Investors desire to have registered; provided, however, that, if any participating Holder Investor would be required pursuant to the provisions of this Section 7 to reduce the number of Registrable Securities that it may include in such registration, such participating Holder Investor may withdraw all or any portion of its Registrable Securities from such registrationregistration and may resume selling shares under the registration statement (assuming it is effective) referred to in Section 2 after the 90-day lock-up period.

Appears in 2 contracts

Samples: Registration Rights Agreement (VerifyMe, Inc.), Registration Rights Agreement (VerifyMe, Inc.)

Allocation of Securities Included in Registration Statement. In the case of a If any registration pursuant to Section 2.22.2(a) involves an underwritten offering, if and the Company's managing lead underwriter of such offering shall advise the Company and that, in its view, the Holders number of securities requested to be included in writing such registration by the Shareholders or by the Company exceeds the largest number that can be sold in an orderly manner in such offering within a price range acceptable to the inclusion Company, the Company shall include in any registration pursuant hereto of some or all of such registration: (a) first, all Common Stock that the Registrable Securities sought Company proposes to register for ----- its own account; (b) second, all Common Stock requested to be registered by any ------ shareholder(s) of the Company who have exercised their demand registration rights under registration rights agreements with the Company; (c) third, all Common Stock requested to be registered by any ----- shareholders of the Company, other than the Shareholders, who have exercised their piggyback registration rights with respect to such offering, in accordance with the terms of the registration rights agreements pursuant to which such registration rights are granted; and (d) fourth, all Common Stock requested to be registered by the Holders------ Shareholder, and (b) the Company Securities sought to be registered creates allocated on a substantial risk pro rata basis among all Shareholders requesting -------- that the proceeds or price per unit that will be derived from such registration will be reduced or that the number of securities to be registered is too large a number to be reasonably sold, (i) first, the number of Company Securities (or securities of other Persons exercising "demand rights") sought to be registered shall Merger Shares be included in such registration, and (ii) next, the number of Registrable Securities and other securities of holders exercising "piggyback rights" shall be included in such registration to the extent permitted by the Company's managing underwriter (if the offering is underwritten) with the number of Registrable Securities and such other securities being registered being on a pro rata basis based on the number of securities the participating Holders and Merger Shares then owned by each such other holder desire Shareholder requesting inclusion in relation to have registered; provided, however, that, if any participating Holder would be required pursuant to the provisions of this Section 7 to reduce the number of Registrable Securities that it may include in such registration, such participating Holder may withdraw Merger Shares then owned by all or any portion of its Registrable Securities from such registrationShareholders requesting inclusion.

Appears in 2 contracts

Samples: Registration Rights Agreement (Yurie Systems Inc), Registration Rights Agreement (Yurie Systems Inc)

Allocation of Securities Included in Registration Statement. In the case of a registration pursuant to Section 2.22 for the Company's account, if the Company's managing underwriter shall advise the Company and the Holders Holder and other holders of Registrable Securities in writing that the inclusion in any registration pursuant hereto of some or all of (a) the Registrable Securities sought to be registered by the HoldersHolder and other holders, and (b) the Company Securities sought to be registered creates a substantial risk that the proceeds or price per unit that will be derived from such registration will be reduced or that the number of securities to be registered is too large a number to be reasonably sold, (i) first, the number of Company Securities (or securities of other Persons exercising "demand rights") sought to be registered shall be included in such registration, and (ii) next, the number of Registrable Securities and other securities of holders including the Holder exercising "piggyback rights" shall be included in such registration to the extent permitted by the Company's managing underwriter (if the offering is underwritten) with the number of Registrable Securities and such other securities being registered being on a pro pro-rata basis based on the number of securities the participating Holders and each such other holder holders including the Holder desire to have registered; provided, however, that, if any participating Holder would be required pursuant to the provisions of this Section 7 to reduce the number of Registrable Securities that it may include in such registration, such participating the Holder may withdraw all or any portion of its Registrable Securities from such registration.

Appears in 1 contract

Samples: Warrant Agreement (Universal Beverages Holdings Corp)

Allocation of Securities Included in Registration Statement. In If the case of a registration pursuant to Section 2.2, if the Company's managing underwriter of such offering shall advise the Company and the Holders Holder in writing that the inclusion in any registration pursuant hereto total amount of some or all of (a) the Registrable Securities sought securities requested to be registered by included therein exceeds the Holdersamount of securities which can be sold in such offering or the amount of securities which can be sold in such offering at the price at which securities could be sold without such inclusion, and (b) the Company Securities sought to be registered creates a substantial risk that the proceeds or price per unit that will be derived from such registration will be reduced or that the number of securities to be registered is too large a number to be reasonably sold, (i) first, the number of Company Securities (or securities of other Persons exercising "demand rights") sought to be registered shall be included in such registration, and (ii) next, the number of Registrable Securities and other securities of holders exercising "piggyback rights" shall be included in such registration to the extent permitted by the Company's managing underwriter (if the offering is underwritten) with the number of Registrable Securities and such other securities being registered being on a pro rata basis based on the number of securities the participating Holders and each such other holder desire to have registered; provided, however, that, if any participating Holder would be required pursuant to the provisions of this Section 7 to reduce the number of Registrable Securities that it may include in such registration: (a) first, such participating Holder may withdraw all or any portion shares of its Registrable Securities from of the Company or Company:________ Holder:________ 3 the person exercising any contractual right to cause the preparation of the registration statement by the Company, as the case may be, (b) second, all shares of Registrable Securities of the Company, in the event that the Company caused the preparation of the registration statement pursuant to a contractual obligation, and (c) third, all shares of Registrable Securities proposed to be sold by the Holder and the holders of other securities of the Company seeking to participate in any registration allocated PRO RATA among such registrationsellers, including the Holder, on the basis of the total number of shares of Registrable Securities requested to be included therein by such sellers.

Appears in 1 contract

Samples: Registration Rights Agreement (Empire Financial Holding Co)

Allocation of Securities Included in Registration Statement. In the case of a registration pursuant to Section 2.27 for the Company’s account, if the Company's ’s managing underwriter shall advise the Company and the Holders Investor in writing that the inclusion in any registration pursuant hereto of some or all of (a) the Registrable Securities sought to be registered by the HoldersInvestor and securities offered by other holders, and (b) the Company Securities Company’s securities sought to be registered creates a substantial risk that the proceeds or price per unit that will be derived from such registration will be reduced or that the number of securities to be registered is too large a number to be reasonably sold, (i) first, the number of Company Securities (or securities of other Persons exercising "demand rights") sought to be registered shall be included in such registration, and (ii) next, the number of Registrable Securities offered by the Investor and securities offered by other securities of holders exercising "piggyback rights" shall be included in such registration to the extent permitted by the Company's ’s managing underwriter (if the offering is underwritten) with the number of Registrable Securities and such other securities being registered being determined on a pro pro-rata basis based on the number of Registered Securities and securities the participating Holders and each such other holder holders including the Investor desire to have registered; provided, however, that, if any participating Holder Investor would be required pursuant to the provisions of this Section 7 to reduce the number of Registrable Securities that it he may include in such registration, such participating Holder the Investor may withdraw all or any portion of its Registrable Securities from such registrationregistration and may resume selling shares under the registration statement (assuming it is effective) referred to in Section 2.

Appears in 1 contract

Samples: Registration Rights Agreement (Unusual Machines, Inc.)

Allocation of Securities Included in Registration Statement. In the case of a registration pursuant to Section 2.27 for the Company’s account, if the Company's ’s managing underwriter shall advise the Company and the Holders Investors in writing that the inclusion in any registration pursuant hereto of (a) some or all of (a) the Registrable Securities sought to be registered by the HoldersInvestors and securities offered by other holders, and (b) the Company Securities sought to be registered creates a substantial risk that the proceeds or price per unit that will be derived from such registration will be reduced or that the number of securities to be registered is too large a number to be reasonably sold, (i) first, the number of Company Securities (or securities of other Persons exercising "demand rights") sought to be registered shall be included in such registration, and (ii) next, the number of Registrable Securities offered by the Investors and securities offered by other securities holders pursuant to written contractual piggyback registration rights of such other holders exercising "piggyback rights" shall be included in such registration to the extent permitted by the Company's ’s managing underwriter (if the offering is underwritten) underwriter, with the number of Registrable Securities and such other securities being registered being determined on a pro pro-rata basis based on the number of Registrable Securities the Investors desire to have registered and the number of securities the participating Holders and each such other holder holders desire to have registered; provided, however, that, if any participating Holder either Investor would be required pursuant to the provisions of this Section 7 8 to reduce the number of Registrable Securities that it he may include in such registration, such participating Holder Investor may withdraw all or any portion of its his Registrable Securities from such registrationregistration and may resume selling shares under the registration statement (assuming it is effective) referred to in Section 2 after the 90-day lock-up period.

Appears in 1 contract

Samples: Registration Rights Agreement (usell.com, Inc.)

Allocation of Securities Included in Registration Statement. In the case of a registration pursuant to Section 2.27 for the Company’s account, if the Company's ’s managing underwriter shall advise the Company and the Holders Investor in writing that the inclusion in any registration pursuant hereto of some or all of (a) the Registrable Securities sought permitted to be registered by the HoldersInvestor and securities offered by other stockholders, and (b) the Company Securities Company’s securities sought to be registered creates a substantial risk that the proceeds or price per unit that will be derived from such registration will be reduced or that the number of securities to be registered is too large a number to be reasonably sold, (i) first, the number of Company Securities (or securities of other Persons exercising "demand rights") sought to be registered shall be included in such registration, and (ii) next, the number of Registrable Securities and other securities of holders exercising "piggyback rights" offered by the 2019 Investors shall be included in such registration , and (iii) next, the number of Registrable Securities offered by (x) the Bona Vida Shareholders, (y) purchasers in the Company’s December 2018 private placement and (z) the former members of Trupet LLC (other than the Company) shall be included in such registration statement, with each group of investors in clauses (x), (y) and (z) permitted to register one-third of any permissible sum (with each Bona Vida Shareholder allowed to include up to his Pro Rata Share) to the extent permitted by the Company's ’s managing underwriter (if the offering is underwritten) with the number of Registrable Securities and such other securities being registered being on a pro rata basis based on the number of securities the participating Holders and each such other holder desire to have registeredunderwriter; provided, however, that, if any participating Holder the Investor would be required pursuant to the provisions of this Section 7 8 to reduce the number of Registrable Securities that it may include in such registration, such participating Holder the Investor may withdraw all or any portion of its Registrable Securities from such registrationregistration statement and may resume selling shares under the registration statement (assuming it is effective) referred to in Section 7 after the 90-day lock-up period.

Appears in 1 contract

Samples: Registration Rights Agreement (Better Choice Co Inc.)

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Allocation of Securities Included in Registration Statement. In the ------------------------------------------------------------ case of a registration pursuant to Section 2.27 for the Company's account, if the Company's managing underwriter shall advise the Company and the Holders Investors (and any other investors) in writing that the inclusion in any registration pursuant hereto of some or all of (a) the Registrable Securities sought to be registered by the HoldersInvestors and securities offered by other holders, and (b) the Company Securities Company's securities sought to be registered creates a substantial risk that the proceeds or price per unit that will be derived from such registration will be reduced or that the number of securities to be registered is too large a number to be reasonably sold, (i) first, the number of Company Securities (or securities of other Persons exercising "demand rights") sought to be registered shall be included in such registration, and (ii) next, the number of Registrable Securities offered by the Investors and securities offered by other securities of holders exercising "piggyback rights" shall be included in such registration to the extent permitted by the Company's managing underwriter (if the offering is underwritten) with the number of Registrable Securities and such other securities being registered being determined on a pro pro-rata basis based on the number of Registered Securities and securities the participating Holders and each such other holder holders including the Investors desire to have registered; provided, however, that, if any -------- ------- participating Holder Investor would be required pursuant to the provisions of this Section 7 to reduce the number of Registrable Securities that it he may include in such registration, such participating Holder the Investor may withdraw all or any portion of its Registrable Securities from such registrationregistration and may resume selling shares under the registration statement (assuming it is effective) referred to in Section 2 after the 90-day lock-up period.

Appears in 1 contract

Samples: Merger Agreement (SFBC International Inc)

Allocation of Securities Included in Registration Statement. In the case of a registration pursuant to Section 2.27 for the Company’s account, if the Company's ’s managing underwriter shall advise the Company and the Holders Investor in writing that the inclusion in any registration pursuant hereto of some or all of (a) the Registrable Securities sought to be registered by the HoldersInvestor and securities offered by other holders, and (b) the Company Securities Company’s securities sought to be registered creates a substantial risk that the proceeds or price per unit that will be derived from such registration will be reduced or that the number of securities to be registered is too large a number to be reasonably sold, (i) first, the number of Company Securities (or securities of other Persons exercising "demand rights") sought to be registered shall be included in such registration, and (ii) next, the number of Registrable Securities offered by the Investor and securities offered by other securities of holders exercising "piggyback rights" shall be included in such registration to the extent permitted by the Company's ’s managing underwriter (if the offering is underwritten) with the number of Registrable Securities and such other securities being registered being determined on a pro pro-rata basis based on the number of Registrable Securities and securities the participating Holders and each such other holder holders including the Investor desire to have registered; provided, however, that, if any participating Holder the Investor would be required pursuant to the provisions of this Section 7 to reduce the number of Registrable Securities that it he may include in such registration, such participating Holder the Investor may withdraw all or any portion of its Registrable Securities from such registrationregistration and may resume selling shares under the registration statement (assuming it is effective) referred to in Section 2 after the 90-day lock-up period.

Appears in 1 contract

Samples: Registration Rights Agreement (Ecoark Holdings, Inc.)

Allocation of Securities Included in Registration Statement. In the case of a registration pursuant to Section 2.26 for the Company’s account, if the Company's ’s managing underwriter shall advise the Company and the Holders Purchasers in writing that the inclusion in any registration pursuant hereto of some or all of (a) the Registrable Securities sought to be registered by the HoldersPurchasers and securities offered by other holders, and (b) the Company Securities Company’s securities sought to be registered creates a substantial risk that the proceeds or price per unit that will be derived from such registration will be reduced or that the number of securities to be registered is too large a number to be reasonably sold, (i) first, the number of Company Securities (or securities of other Persons exercising "demand rights") sought to be registered shall be included in such registration, and (ii) next, the number of Registrable Securities offered by the Purchasers and securities offered by other securities of holders exercising "piggyback rights" shall be included in such registration to the extent permitted by the Company's ’s managing underwriter (if the offering is underwritten) with the number of Registrable Securities and such other securities being registered being determined on a pro pro-rata basis based on the number of Registrable Securities and securities the participating Holders and each such other holder holders including the Purchasers desire to have registered; provided, however, that, if any participating Holder the Purchasers would be required pursuant to the provisions of this Section 7 to reduce the number of Registrable Securities that it they may include in such registration, such participating Holder the Purchasers may withdraw all or any portion of its their Registrable Securities from such registrationregistration and may resume selling shares under the registration statement (assuming it is effective) referred to in Section 2 after the 90-day lock-up period.

Appears in 1 contract

Samples: Registration Rights Agreement (AmeriCrew Inc.)

Allocation of Securities Included in Registration Statement. In the case of a registration pursuant to Section 2.2, if the Company's managing underwriter shall advise the Company and the Holders Holder in writing that the inclusion in any registration pursuant hereto of some or all of (a) the Registrable Securities sought to be registered by the Holders, and (b) the Company Securities sought to be registered Holder creates a substantial risk that the proceeds or price per unit that will be derived from such registration will be reduced or that the number of securities to be registered is too large a number to be reasonably sold, (i) first, the number of Company Securities (or securities of other Persons holders exercising "demand rights") sought to be registered shall be included in such registration, and (ii) next, the number of Registrable Securities and other securities of holders exercising "piggyback rights" shall be included in such registration to the extent permitted by the Company's managing underwriter (if the offering is underwritten) with the number of Registrable Securities and such other securities being registered being on a pro rata basis based on the number of securities the participating Holders Holder and each such other holder desire to have registered; provided, however, that, if any participating the Holder would be required pursuant to the provisions of this Section 7 to reduce the number of Registrable Securities that it may include in such registration, such participating the Holder may withdraw all or any portion of its Registrable Securities from such registration.

Appears in 1 contract

Samples: Warrant Agreement (Axs One Inc)

Allocation of Securities Included in Registration Statement. In the case of a registration pursuant to Section 2.27 for the Company’s account, if the Company's ’s managing underwriter shall advise the Company and the Holders Investor in writing that the inclusion in any registration pursuant hereto of some or all of (a) the Registrable Securities sought permitted to be registered by the HoldersInvestor and securities offered by other stockholders, and (b) the Company Securities Company’s securities sought to be registered creates a substantial risk that the proceeds or price per unit that will be derived from such registration will be reduced or that the number of securities to be registered is too large a number to be reasonably sold, (i) first, the number of Company Securities (or securities of other Persons exercising "demand rights") sought to be registered shall be included in such registration, and (ii) next, the number of Registrable Securities offered by the 2019 Investors shall be included in such registration, and (iii) next, the number of Registrable Securities offered by (x) the Bona Vida Shareholders, (y) purchasers in the Company’s December 2018 private placement and (z) the former members of Trupet LLC (other securities of holders exercising "piggyback rights" than the Company) shall be included in such registration statement, with each group of investors in clauses (x), (y) and (z) permitted to register one-third of any permissible sum (with each Bona Vida Shareholder allowed to include up to his Pro Rata Share) to the extent permitted by the Company's ’s managing underwriter (if the offering is underwritten) with the number of Registrable Securities and such other securities being registered being on a pro rata basis based on the number of securities the participating Holders and each such other holder desire to have registeredunderwriter; provided, however, that, if any participating Holder the Investor would be required pursuant to the provisions of this Section 7 8 to reduce the number of Registrable Securities that it may include in such registration, such participating Holder the Investor may withdraw all or any portion of its Registrable Securities from such registrationregistration statement and may resume selling shares under the registration statement (assuming it is effective) referred to in Section 7 after the 90-day lock-up period.

Appears in 1 contract

Samples: Registration Rights Agreement (Better Choice Co Inc.)

Allocation of Securities Included in Registration Statement. In the case of a registration pursuant to Section 2.2, if If the Company's ’s managing underwriter shall advise the Company and the Holders Holder in writing that the inclusion in any registration pursuant hereto of some or all of (a) the Registrable Securities Warrant Shares sought to be registered by the Holders, and (b) the Company Securities sought to be registered Holder creates a substantial risk that the proceeds or price per unit that will be derived from such registration will be reduced or that the number of securities to be registered is too large a number to be reasonably sold, (i) first, the number of Company Securities (or securities shares of other Persons exercising "demand rights") Common Stock sought to be registered sold by the Company or other holders exercising “demand rights” shall be included in such registration, and (ii) next, the number of Registrable Securities Warrant Shares and other securities shares of Common Stock of other holders exercising "piggyback rights" shall be included in such registration to the extent permitted by the Company's ’s managing underwriter (if the offering is underwritten) with the number of Registrable Securities and such other securities being registered being to be allocated on a pro rata basis based on the number of securities Warrant Shares Holder,and the participating Holders and number of shares of Common Stock each such other holder holder, desire to have registered; provided, however, that, if any participating the Holder would be required pursuant to the provisions of this Section 7 to reduce the number of Registrable Securities Warrant Shares that it may include in such registration, such participating the Holder may withdraw all or any portion of its Registrable Securities Warrant Shares from such registration whereupon the provisions of Section 2(c) hereof shall not apply to said registration.

Appears in 1 contract

Samples: Warrant Agreement (Axs One Inc)

Allocation of Securities Included in Registration Statement. In the case of a registration pursuant to Section 2.2, if If the Company's managing underwriter shall advise the Company and the Holders Holder in writing that the inclusion in any registration pursuant hereto of some or all of (a) the Registrable Securities Warrant Shares sought to be registered by the Holders, and (b) the Company Securities sought to be registered Holder creates a substantial risk that the proceeds or price per unit that will be derived from such registration will be reduced or that the number of securities to be registered is too large a number to be reasonably sold, (i) first, the number of shares of Common Stock sought to be sold by the Company Securities (or securities of other Persons holders exercising "demand rights") sought to be registered " shall be included in such registration, and (ii) next, the number of Registrable Securities Warrant Shares and other securities shares of Common Stock of other holders exercising "piggyback rights" shall be included in such registration to the extent permitted by the Company's managing underwriter (if the offering is underwritten) with the number of Registrable Securities and such other securities being registered being to be allocated on a pro rata basis based on the number of securities Warrant Shares Holder,and the participating Holders and number of shares of Common Stock each such other holder holder, desire to have registered; provided, however, that, if any participating the Holder would be required pursuant to the provisions of this Section 7 to reduce the number of Registrable Securities Warrant Shares that it may include in such registration, such participating the Holder may withdraw all or any portion of its Registrable Securities Warrant Shares from such registration whereupon the provisions of Section 2(c) hereof shall not apply to said registration.

Appears in 1 contract

Samples: Investor Relations Agreement (Axs One Inc)

Allocation of Securities Included in Registration Statement. In the case of a registration pursuant to Section 2.21, if the Company's ’s managing underwriter shall advise the Company and the Holders Seller in writing that the inclusion in any registration pursuant hereto to this Agreement of some or all of (a) the Registrable Securities sought to be registered by the Holders, and (b) the Company Securities sought to be registered Seller creates a substantial risk that the proceeds or price per unit that will be derived from such registration will be reduced or that the number of securities to be registered is too large a number to be reasonably sold, (i) first, the number of Company Securities (or securities of other Persons exercising "demand rights") sought to be registered shall be included in such registration, and (ii) nextsecond, the number of Registrable Securities and other securities of holders exercising "piggyback rights" sought to be registered by Seller shall be included in such registration to (unless such amount exceeds the extent permitted by the Company's maximum amount that such managing underwriter (if the offering is underwritten) with recommends be registered reduced by the number of Registrable shares of Company Securities and to be included in such other securities being registered being on a pro rata basis based on registration pursuant to clause (i), in which case the Company shall include in such registration the excess of such maximum amount over the number of securities the participating Holders and each such other holder desire Company Securities to have registered; provided, however, that, if any participating Holder would be required included pursuant to clause (i), allocated on the provisions basis of this Section 7 to reduce the number amount of Registrable Securities that it may include in such registration, such participating Holder may withdraw all or any portion of its Registrable Securities from such registrationrequested to be included therein by Seller).

Appears in 1 contract

Samples: Registration Rights Agreement (Ssgi, Inc.)

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