ALPS Appointment and Duties. (a) The Fund hereby appoints ALPS to provide the distribution services set forth in this Agreement on Appendix B, as amended from time to time, upon the terms and conditions hereinafter set forth. ALPS hereby accepts such appointment and agrees to furnish such specified services. ALPS shall for all purposes be deemed to be an independent contractor and shall, except as otherwise expressly authorized in this Agreement, have no authority to act for or represent the Fund in any way or otherwise be deemed an agent of the Fund.
Appears in 47 contracts
Samples: Distribution Agreement (CRM Mutual Fund Trust), Distribution Agreement (Smead Funds Trust), Distribution Agreement (Holland Series Fund Inc)
ALPS Appointment and Duties. (a) The Fund hereby appoints ALPS to provide the distribution services set forth in this Agreement on Appendix BA, as amended from time to time, upon the terms and conditions hereinafter set forth. ALPS hereby accepts such appointment and agrees to furnish such specified services. ALPS shall for all purposes be deemed to be an independent contractor and shall, except as otherwise expressly authorized in this Agreement, have no authority to act for or represent the Fund in any way or otherwise be deemed an agent of the Fund.
Appears in 42 contracts
Samples: Distribution Agreement (CION Grosvenor Infrastructure Fund), Distribution Agreement (Alpha Alternative Assets Fund), Distribution Agreement (Accordant ODCE Index Fund)
ALPS Appointment and Duties. (a) The Fund hereby appoints ALPS to provide the distribution administrative, bookkeeping and pricing services set forth in this Agreement on Appendix BB hereto, as amended from time to time, upon the terms and conditions hereinafter set forth. ALPS hereby accepts such appointment and agrees to furnish such specified services. ALPS shall for all purposes be deemed to be an independent contractor and shall, except as otherwise expressly authorized in this Agreement, have no authority to act for or represent the Fund in any way or otherwise be deemed an agent of the Fund.
Appears in 20 contracts
Samples: Pricing Services Agreement, Bookkeeping and Pricing Services Agreement (Resource Credit Income Fund), Administration, Bookkeeping And (Griffin Institutional Access Real Estate Fund)
ALPS Appointment and Duties. (a) The Fund hereby appoints ALPS to provide the distribution administrative, bookkeeping and pricing services as are set forth in this Agreement on Appendix BA, as amended from time to time, upon the terms and conditions hereinafter set forth. ALPS hereby accepts such appointment and agrees to furnish such specified services. ALPS shall for all purposes be deemed to be an independent contractor and shall, except as otherwise expressly authorized in this Agreement, have no authority to act for or represent the Fund in any way or otherwise be deemed an agent of the Fund.
Appears in 19 contracts
Samples: Pricing Services Agreement (Blackstone / GSO Long-Short Credit Income Fund), Bookkeeping And (Clough Global Opportunities Fund), Administration, Bookkeeping and Pricing Services Agreement (Clough Global Dividend & Income Fund)
ALPS Appointment and Duties. (a) The Fund hereby appoints ALPS to provide the distribution transfer agent and other specified services set forth in this Agreement on Appendix BB hereto, as amended from time to time, upon the terms and conditions hereinafter set forth. ALPS hereby accepts such appointment and agrees to furnish such specified services. ALPS shall for all purposes be deemed to be an independent contractor and shall, except as otherwise expressly authorized in this Agreement, have no authority to act for or represent the Fund in any way or otherwise be deemed an agent of the Fund.
Appears in 10 contracts
Samples: Transfer Agency and Services Agreement (Northeast Investors Growth Fund Inc), Transfer Agency and Services Agreement (Whitebox Mutual Funds), Transfer Agency and Services Agreement (Whitebox Mutual Funds)
ALPS Appointment and Duties. (a) The Fund hereby appoints ALPS to provide the distribution transfer agent and other specified services set forth in this Agreement on Appendix BB hereto, as amended from time to time, upon the terms and conditions hereinafter set forth. ALPS hereby accepts such appointment and agrees to furnish such specified services. ALPS shall for all purposes be deemed to be an independent contractor and shall, except as otherwise expressly authorized in this Agreement, have no authority to act for or represent the Fund in any way or otherwise be deemed an agent of the Fund.
Appears in 6 contracts
Samples: Transfer Agency and Services Agreement (Caldwell & Orkin Funds Inc), Transfer Agency and Services Agreement (BBH Trust), Transfer Agency and Services Agreement (Financial Investors Trust)
ALPS Appointment and Duties. (a) The Fund hereby appoints ALPS to provide the distribution services set forth in this Agreement on in Appendix B, as amended from time to time, upon the terms and conditions hereinafter set forth. ALPS hereby accepts such appointment and agrees to furnish such specified services. ALPS shall for all purposes be deemed to be an independent contractor and shall, except as otherwise expressly authorized in this Agreement, have no authority to act for or represent the Fund in any way or otherwise be deemed an agent of the Fund.
Appears in 6 contracts
Samples: Distribution Agreement (Pax World Funds Series Trust Iii), Distribution Agreement (Pax World Funds Series Trust I), Distribution Agreement (Pax World Funds Series Trust I)
ALPS Appointment and Duties. (a) The Each Fund hereby appoints ALPS to provide the distribution services set forth in this Agreement on Appendix B, as amended from time to time, upon the terms and conditions hereinafter set forth. ALPS hereby accepts such appointment and agrees to furnish such specified services. ALPS shall for all purposes be deemed to be an independent contractor and shall, except as otherwise expressly authorized in this Agreement, have no authority to act for or represent the any Fund in any way or otherwise be deemed an agent of the any Fund.
Appears in 4 contracts
Samples: Distribution Agreement (North American Government Bond Fund Inc), Distribution Agreement (Managed Municipal Fund Inc), Distribution Agreement (North American Government Bond Fund Inc)
ALPS Appointment and Duties. (a) The Fund Funds hereby appoints appoint ALPS to provide the distribution administrative services set forth in this Agreement on Appendix BA hereto, as amended from time to time, upon the terms and conditions hereinafter set forth. ALPS hereby accepts such appointment and agrees to furnish such specified services. The Funds acknowledge that ALPS shall for all purposes be deemed to be an independent contractor does not render legal, tax or investment advice and shall, except as otherwise expressly authorized in this Agreement, have no authority to act for or represent the Fund in any way or otherwise be deemed an agent of the Fundthat ALPS is not a registered broker-dealer.
Appears in 4 contracts
Samples: Pricing Services Agreement (CC Real Estate Income Fund-T2), Pricing Services Agreement (NorthStar Real Estate Capital Income Fund-T), Pricing Services Agreement (NorthStar Real Estate Capital Income Master Fund)
ALPS Appointment and Duties. (a) The Fund and ALPINE hereby appoints appoint ALPS to provide the distribution administrative, bookkeeping and pricing services as are set forth in this Agreement on Appendix BA, as amended from time to time, upon the terms and conditions hereinafter set forth. ALPS hereby accepts such appointment and agrees to furnish such specified services. ALPS shall for all purposes be deemed to be an independent contractor and shall, except as otherwise expressly authorized in this Agreement, have no authority to act for or represent the Fund in any way or otherwise be deemed an agent of the Fund.
Appears in 4 contracts
Samples: Pricing Services Agreement (Alpine Total Dynamic Dividend Fund), Pricing Services Agreement (Alpine Global Dynamic Dividend Fund), Pricing Services Agreement (Alpine Global Premier Properties Fund)
ALPS Appointment and Duties. (a) The Fund hereby appoints ALPS to provide the distribution services set forth in this Agreement on Appendix B, Appendix C and Appendix F attached hereto, as amended from time to time, upon the terms and conditions hereinafter set forth. ALPS hereby accepts such appointment and agrees to furnish such specified services. ALPS shall for all purposes be deemed to be an independent contractor and shall, except as otherwise expressly authorized in this Agreement, have no authority to act for or represent the Fund in any way or otherwise be deemed an agent of the Fund.
Appears in 3 contracts
Samples: Transfer Agency (Caldwell & Orkin Funds Inc), Transfer Agency Interactive Client Services Agreement (Cullen Funds Trust), Transfer Agency (Cook & Bynum Funds Trust)
ALPS Appointment and Duties. (a) The Fund hereby appoints ALPS to provide the distribution fund accounting, and other pricing services set forth in this Agreement on Appendix BB hereto, as amended from time to time, upon the terms and conditions hereinafter set forth. ALPS hereby accepts such appointment and agrees to furnish such specified services. ALPS shall for all purposes be deemed to be an independent contractor and shall, except as otherwise expressly authorized in this Agreement, have no authority to act for or represent the Fund in any way or otherwise be deemed an agent of the Fund.
Appears in 2 contracts
Samples: Fund Accounting and Services Agreement (Northeast Investors Growth Fund Inc), Fund Accounting and Services Agreement (Guinness Atkinson Funds)
ALPS Appointment and Duties. (a) The Fund Funds hereby appoints appoint ALPS to provide the distribution services set forth in this Agreement on Appendix BA, as amended from time to time, upon the terms and conditions hereinafter set forth. ALPS hereby accepts such appointment and agrees to furnish such specified services. ALPS shall for all purposes be deemed to be an independent contractor and shall, except as otherwise expressly authorized in this Agreement, have no authority to act for or represent the Fund Funds in any way or otherwise be deemed an agent of the FundFunds.
Appears in 2 contracts
Samples: Distribution Agreement (LifeX Inflation-Protected Income Trust 1948F), Distribution Agreement (LifeX Income Trust 1948F)
ALPS Appointment and Duties. (a) The Fund and Advisor hereby appoints appoint ALPS to provide the distribution administrative, bookkeeping and pricing services as are set forth in this Agreement on Appendix BA, as amended from time to time, upon the terms and conditions hereinafter set forth. ALPS hereby accepts such appointment and agrees to furnish such specified services. ALPS shall for all purposes be deemed to be an independent contractor and shall, except as otherwise expressly authorized in this Agreement, have no authority to act for or represent the Fund in any way or otherwise be deemed an agent of the Fund.
Appears in 2 contracts
Samples: Pricing Services Agreement (Blackstone / GSO Senior Floating Rate Term Fund), Pricing Services Agreement (Blackstone / GSO Senior Floating Rate Term Fund)
ALPS Appointment and Duties. (a) The Fund hereby appoints ALPS to provide the distribution marketing, administrative, bookkeeping and pricing services as are set forth in this Agreement on Appendix BA, as amended from time to time, upon the terms and conditions hereinafter set forth. ALPS hereby accepts such appointment and agrees to furnish such specified services. ALPS shall for all purposes be deemed to be an independent contractor and shall, except as otherwise expressly authorized in this Agreement, have no authority to act for or represent the Fund in any way or otherwise be deemed an agent of the Fund.
Appears in 2 contracts
Samples: Pricing Services Agreement (Stone Harbor Emerging Markets Total Income Fund), Pricing Services Agreement (Stone Harbor Emerging Markets Income Fund)
ALPS Appointment and Duties. (a) The Fund hereby appoints ALPS to provide the distribution services set forth in this Agreement on Appendix BB with respect to the Portfolios, as amended from time to time, upon the terms and conditions hereinafter set forth. ALPS hereby accepts such appointment and agrees to furnish such specified services. ALPS shall for all purposes be deemed to be an independent contractor and shall, except as otherwise expressly authorized in this Agreement, have no authority to act for or represent the Fund in any way or otherwise be deemed an agent of the Fund.
Appears in 2 contracts
Samples: Distribution Agreement (Brown Capital Management Mutual Funds), Distribution Agreement (Brown Capital Management Mutual Funds)
ALPS Appointment and Duties. (a) The Fund hereby appoints ALPS to provide the distribution services set forth in this Agreement on Appendix BAgreement, as amended from time to time, upon the terms and conditions hereinafter set forth. ALPS hereby accepts such appointment and agrees to furnish such specified services. ALPS shall for all purposes be deemed to be an independent contractor and shall, except as otherwise expressly authorized in this Agreement, have no authority to act for or represent the Fund in any way or otherwise be deemed an agent of the Fund.
Appears in 2 contracts
Samples: Distribution Agreement (Financial Investors Trust), Distribution Agreement (Cullen Funds Trust)
ALPS Appointment and Duties. (a) The Fund hereby appoints ALPS to provide the distribution transfer agent and other specified services set forth in this Agreement on Appendix BB hereto with respect to the Portfolios, as amended from time to time, upon the terms and conditions hereinafter set forth. ALPS hereby accepts such appointment and agrees to furnish such specified services. ALPS shall for all purposes be deemed to be an independent contractor and shall, except as otherwise expressly authorized in this Agreement, have no authority to act for or represent the Fund in any way or otherwise be deemed an agent of the Fund.
Appears in 1 contract
Samples: Transfer Agency and Services Agreement (Brown Capital Management Mutual Funds)
ALPS Appointment and Duties. (a) The Fund on behalf of the Fund hereby appoints ALPS to provide the distribution administrative services for the Fund set forth in this Agreement on Appendix BB hereto, as amended from time to time, upon the terms and conditions hereinafter set forth. ALPS hereby accepts such appointment and agrees to furnish such specified services. ALPS shall for all purposes be deemed to be an independent contractor and shall, except as otherwise expressly authorized in this Agreement, have no authority to act for or represent the Fund in any way or otherwise be deemed an agent of the Fund.
Appears in 1 contract
Samples: Fund Administration Agreement (Northeast Investors Growth Fund Inc)
ALPS Appointment and Duties. (a) The Fund hereby appoints ALPS to provide the distribution services set forth in this Agreement on Appendix B, as amended from time to time, upon the terms and conditions hereinafter set forth. ALPS hereby accepts such appointment and appointment, agrees to furnish such specified services. services and to be named in the Fund’s registration statement and prospectus as its “Distributor.” ALPS shall for all purposes be deemed to be an independent contractor and shall, except as otherwise expressly authorized in this Agreement, have no authority to act for or represent the Fund in any way or otherwise be deemed an agent of the Fund.
Appears in 1 contract
Samples: Form of Distribution Agreement (CION Ares Diversified Credit Fund)
ALPS Appointment and Duties. (a) The Fund Company hereby appoints ALPS to provide the distribution services set forth in this Agreement on Appendix B, as amended from time to time, upon the terms and conditions hereinafter set forth. ALPS hereby accepts such appointment and agrees to furnish such specified services. ALPS shall for all purposes be deemed to be an independent contractor and shall, except as otherwise expressly authorized in this Agreement, have no authority to act for or represent the Fund Company in any way or otherwise be deemed an agent of the FundFunds.
Appears in 1 contract
ALPS Appointment and Duties. (a) The Trust on behalf of the Fund hereby appoints ALPS to provide the distribution administrative, bookkeeping and pricing services for the Fund set forth in this Agreement on Appendix BB hereto, as amended from time to time, upon the terms and conditions hereinafter set forth. ALPS hereby accepts such appointment and agrees to furnish such specified services. ALPS shall for all purposes be deemed to be an independent contractor and shall, except as otherwise expressly authorized in this Agreement, have no authority to act for or represent the Fund in any way or otherwise be deemed an agent of the Fund.
Appears in 1 contract
ALPS Appointment and Duties. (a) The Fund hereby appoints ALPS to provide the distribution services set forth in this Agreement on Appendix B, as amended from time to time, upon the terms and conditions hereinafter set forth. ALPS hereby accepts such appointment and agrees to furnish such specified services. ALPS shall for all purposes be deemed to be an independent contractor and shall, except as otherwise expressly authorized in this Agreement, have no authority to act for or represent the Fund or the Portfolios in any way or otherwise be deemed an agent of the FundFund or the Portfolio.
Appears in 1 contract
Samples: Financial Investors Trust (Financial Investors Trust)
ALPS Appointment and Duties. (a) The Fund hereby appoints ALPS to provide the distribution services set forth in this Agreement on Appendix B, as amended from time to time, upon the terms and conditions hereinafter set forth. ALPS hereby accepts such appointment and agrees to furnish such specified services. ALPS shall for all purposes be deemed to be an independent contractor and shall, except as otherwise expressly authorized in this Agreement, have no authority to act for or represent the Fund Trust in any way or otherwise be deemed an agent of the FundTrust.
Appears in 1 contract
ALPS Appointment and Duties. (a) The Fund hereby appoints ALPS to provide the distribution services set forth in this Agreement on Appendix B, Appendix C and Appendix D hereto, as amended from time to time, upon the terms and conditions hereinafter set forth. ALPS hereby accepts such appointment and agrees to furnish such specified services. ALPS shall for all purposes be deemed to be an independent contractor and shall, except as otherwise expressly authorized in this Agreement, have no authority to act for or represent the Fund in any way or otherwise be deemed an agent of the Fund.
Appears in 1 contract
ALPS Appointment and Duties. (a) The Fund hereby appoints ALPS to provide the distribution services set forth in this Agreement on Appendix BB , as amended from time to time, upon the terms and conditions hereinafter set forth. ALPS hereby accepts such appointment and agrees to furnish such specified services. ALPS shall for all purposes be deemed to be an independent contractor and shall, except as otherwise expressly authorized in this Agreement, have no authority to act for or represent the Fund in any way or otherwise be deemed an agent of the Fund.
Appears in 1 contract
Samples: Distribution Agreement (GLG Investment Series Trust)
ALPS Appointment and Duties. (a) The Fund hereby appoints ALPS to provide the distribution administrative services set forth in this Agreement on Appendix BA hereto, as amended from time to time, upon the terms and conditions hereinafter set forth. ALPS hereby accepts such appointment and agrees to furnish such specified services. The Fund acknowledges that ALPS shall for all purposes be deemed to be an independent contractor does not render legal, tax or investment advice and shall, except as otherwise expressly authorized in this Agreement, have no authority to act for or represent the Fund in any way or otherwise be deemed an agent of the Fundthat ALPS is not a registered broker-dealer.
Appears in 1 contract
Samples: Pricing Services Agreement (NorthStar/Townsend Institutional Real Estate Fund Inc.)
ALPS Appointment and Duties. (a) The Fund hereby appoints ALPS to provide the distribution accounting services set forth in this Agreement on Appendix BB hereto, as amended from time to time, upon the terms and conditions hereinafter set forth. ALPS hereby accepts such appointment and agrees to furnish such specified services. ALPS shall for all purposes be deemed to be an independent contractor and shall, except as otherwise expressly authorized in this Agreement, have no authority to act for or represent the Fund in any way or otherwise be deemed an agent of the Fund.
Appears in 1 contract
Samples: Accounting Services Agreement (Century Capital Management Trust)
ALPS Appointment and Duties. (a) The Fund hereby appoints ALPS to provide the distribution services set forth in this Agreement on Appendix BA, as amended from time to time, upon the terms and conditions hereinafter set forth, as well as such services set forth in Section 4 (collectively, the “Services”). ALPS hereby accepts such appointment and agrees to furnish such specified services. ALPS shall for all purposes be deemed to be an independent contractor and shall, except as otherwise expressly authorized in this Agreement, have no authority to act for or represent the Fund in any way or otherwise be deemed an agent of the Fund.
Appears in 1 contract
ALPS Appointment and Duties. (a) The Fund hereby appoints ALPS to provide the distribution services set forth in this Agreement on Appendix B, A. as amended from time to time, upon the terms and conditions hereinafter set forth. ALPS hereby accepts such appointment and agrees to furnish such specified services. ALPS shall for all purposes be deemed to be an independent contractor and shall, except as otherwise expressly authorized in this Agreement, have no authority to act for or represent the Fund in any way or otherwise be deemed an agent of the Fund.
Appears in 1 contract
Samples: Distribution Agreement (Griffin Institutional Access Credit Fund)
ALPS Appointment and Duties. (a) The Fund hereby appoints ALPS to provide the distribution administrative, bookkeeping and pricing services as are set forth in this Agreement on Appendix BAPPENDIX A, as amended from time to time, upon the terms and conditions hereinafter set forth. ALPS hereby accepts such appointment and agrees to furnish such specified services. ALPS shall for all purposes be deemed to be an independent contractor and shall, except as otherwise expressly authorized in this Agreement, have no authority to act for or represent the Fund in any way or otherwise be deemed an agent of the Fund.
Appears in 1 contract
Samples: Bookkeeping and Pricing Services Agreement (Liberty All Star Equity Fund)
ALPS Appointment and Duties. (a) The Fund hereby appoints ALPS to provide the distribution services set forth in this Agreement on Appendix B, Appendix C and Appendix F hereto, as amended from time to time, upon the terms and conditions hereinafter set forth. ALPS hereby accepts such appointment and agrees to furnish such specified services. ALPS shall for all purposes be deemed to be an independent contractor and shall, except as otherwise expressly authorized in this Agreement, have no authority to act for or represent the Fund in any way or otherwise be deemed an agent of the Fund.
Appears in 1 contract
ALPS Appointment and Duties. (a) The Fund hereby appoints ALPS to provide the distribution administrative, bookkeeping and pricing services set forth in this Agreement on Appendix BA hereto, as amended from time to time, upon the terms and conditions hereinafter set forth. The effective date of the appointment will be August 1, 2008 (the “Start Date”). ALPS hereby accepts such appointment and agrees to furnish such specified services. ALPS shall for all purposes be deemed to be an independent contractor and shall, except as otherwise expressly authorized in this Agreement, have no authority to act for or represent the Fund in any way or otherwise be deemed an agent of the Fund.
Appears in 1 contract
Samples: Administration, Bookkeeping And (Boulder Growth & Income Fund)