ALPS’ Responsibilities. In connection with its performance of AVA, ALPS shall: (a) provide technical support for AVA services, including: testing, quality control review, generation, and storage information; (b) establish, based on the Fund’s direction, user accounts with access to Fund’s data and information; (c) periodically review the list of users with access to Fund’s information and make the list available to the Fund for review; and (d) provide a detailed proposal, including cost and a timeline, for any custom design or programming requested by the Fund.
Appears in 12 contracts
Samples: Transfer Agency and Services Agreement (Northeast Investors Growth Fund Inc), Transfer Agency and Service Agreement (Whitebox Mutual Funds), Transfer Agency and Services Agreement (GLG Investment Series Trust)
ALPS’ Responsibilities. In connection with its performance of AVA, ALPS shall:
(a) provide technical support for AVA servicesAVA, including: testing, quality control review, generation, generation and storage information;
(b) establish, based on the Fund’s direction, user accounts with access to Fund’s data and information;
(c) periodically review the list of users with access to Fundthe Trust’s information and make the list available to the Fund Trust for review; and
(dc) provide a detailed proposal, including cost and a timeline, for any custom design or programming requested by the FundTrust.
Appears in 11 contracts
Samples: Transfer Agency and Services Agreement (ALPS Series Trust), Transfer Agency and Services Agreement (ALPS Series Trust), Transfer Agency and Services Agreement (ALPS Series Trust)
ALPS’ Responsibilities. In connection with its performance of AVA, ALPS shall:
(a) provide technical support for AVA services, including: testing, quality control review, generation, and storage information;
(b) establish, based on the FundTrust’s direction, user accounts with access to Fund’s Fund data and information;
(c) periodically review the list of users with access to Fund’s Fund information and make the list available to the Fund Trust for review; and
(d) provide a detailed proposal, including cost and a timeline, for any custom design or programming requested by the FundTrust.
Appears in 6 contracts
Samples: Transfer Agency and Services Agreement (Financial Investors Trust), Transfer Agency and Services Agreement (Financial Investors Trust), Transfer Agency and Services Agreement (Financial Investors Trust)
ALPS’ Responsibilities. In connection with its performance of AVAAVA and AVA e-Delivery, ALPS shall:
(a) provide technical support for AVA services, including: testing, quality control review, generation, and storage information;
(b) establish, based on the Fund’s direction, user accounts with access to Fund’s data and information;
(c) periodically review the list of users with access to Fund’s information and make the list available to the Fund for review; and
(d) provide a detailed proposal, including cost and a timeline, for any custom design or programming requested by the Fundperform all other ALPS obligations as set forth in this Agreement.
Appears in 4 contracts
Samples: Transfer Agency Interactive Client Services Agreement (Caldwell & Orkin Funds Inc), Transfer Agency Interactive Client Services Agreement (AQR Funds), Transfer Agency Interactive Client Services Agreement (Cook & Bynum Funds Trust)
ALPS’ Responsibilities. In connection with its performance of AVAAVA and AVA e-Delivery, ALPS shall:
(a) provide technical support for AVA services, including: testing, quality control review, generation, and storage information;
(b) establish, based on the FundTrust’s direction, user accounts with access to FundTrust’s data and information;
(c) periodically review the list of users with access to FundTrust’s information and make the list available to the Fund Trust for review; and
(d) provide a detailed proposal, including cost and a timeline, for any custom design or programming requested by the Fundperform all other ALPS obligations as set forth in this Agreement.
Appears in 3 contracts
Samples: Transfer Agency Interactive Client Services Agreement (Transparent Value Trust), Transfer Agency Interactive Client Services Agreement (Financial Investors Trust), Transfer Agency Interactive Client Services Agreement (Transparent Value Trust)
ALPS’ Responsibilities. In connection with its performance of AVA, ALPS shall:
(a) provide technical support for AVA services, including: testing, quality control review, generation, and storage information;
(b) establish, based on the FundTrust’s direction, user accounts with access to FundTrust’s data and information;
(c) periodically review the list of users with access to FundTrust’s information and make the list available to the Fund Trust for review; and
(d) provide a detailed proposal, including cost and a timeline, for any custom design or programming requested by the FundTrust.
Appears in 3 contracts
Samples: Transfer Agency and Services Agreement (Tilson Investment Trust), Transfer Agency and Services Agreement (BPV Family of Funds), Transfer Agency and Services Agreement (RiverNorth Funds)
ALPS’ Responsibilities. In connection with its performance of AVA, ALPS shall:
(a) provide technical support for AVA services, including: testing, quality control review, generation, generation and storage information;
(b) establish, based on the FundTrust’s direction, user accounts with access to FundTrust’s data and information;
(c) periodically review the list of users with access to FundTrust’s information and make the list available to the Fund Trust for review; and
(d) provide a detailed proposal, including cost and a timeline, for any custom design or programming requested by the FundTrust.
Appears in 1 contract
Samples: Transfer Agency and Services Agreement (James Advantage Funds)
ALPS’ Responsibilities. In connection with its performance of AVA, ALPS shall:
(a) provide technical support for AVA services, including: testing, quality control review, generation, and storage information;
(b) establish, based on the FundTrust’s direction, user accounts with access to Fund’s the Funds’ data and information;
(c) periodically review the list of users with access to Fund’s the Funds’ information and make the list available to the Fund Trust for review; and
(d) provide a detailed proposal, including cost and a timeline, for any custom design or programming requested by the FundTrust.
Appears in 1 contract
Samples: Transfer Agency and Services Agreement (Oak Associates Funds)
ALPS’ Responsibilities. In connection with its performance of AVAAVA and AVA e-Delivery, ALPS shall:
(a) provide technical support for AVA services, including: testing, quality control review, generation, and storage information;.
(b) establish, based on the Fund’s direction, user accounts with access to Fund’s data and information;.
(c) periodically review the list of users with access to Fund’s information and make the list available to the Fund for review; and.
(d) provide a detailed proposal, including cost and a timeline, for any custom design or programming requested by perform all other ALPS obligations as set forth in the FundAgreement.
Appears in 1 contract
Samples: Transfer Agency Interactive Client Services Agreement (Heartland Group Inc)
ALPS’ Responsibilities. In connection with its performance of AVA, ALPS shall:
(a) provide technical support for AVA services, including: testing, quality control review, generation, generation and storage information;
(b) establish, based on the Fund’s direction, user accounts with access to Fund’s data and information;
(c) periodically review the list of users with access to Fundthe Trust’s information and make the list available to the Fund Trust for review; and
(dc) provide a detailed proposal, including cost and a timeline, for any custom design or programming requested by the FundTrust.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Cornercap Group of Funds /Va/)
ALPS’ Responsibilities. In connection with its performance of AVAAVA and AVA e-Delivery, ALPS shall:
(a) provide technical support for AVA services, including: testing, quality control review, generation, generation and storage information;
(b) establish, based on the FundTrust’s direction, user accounts with access to FundTrust’s data and information;
(c) periodically review the list of users with access to FundTrust’s information and make the list available to the Fund Trust for review; and
(d) provide a detailed proposal, including cost and a timeline, for any custom design or programming requested by the Fundperform all other ALPS obligations as set forth in this Agreement.
Appears in 1 contract
Samples: Transfer Agency Interactive Client Services Agreement (Wesmark Funds)
